Karmel’S Dissent: The Sec’S Use And Occasional Misuse Of Section 21(A) Reports Of Investigation,
2021
Brooklyn Law School
Karmel’S Dissent: The Sec’S Use And Occasional Misuse Of Section 21(A) Reports Of Investigation, James J. Park
Brooklyn Journal of Corporate, Financial & Commercial Law
Section 21(a) of the Securities Exchange Act gives the SEC the option of publishing a report of its findings after conducting an investigation. Typically, the SEC issues such reports about once a year to highlight major compliance and enforcement issues. This Article examines the SEC’s use of Section 21(a) investigative reports with special attention to its 1979 report in Spartek, where Commissioner Roberta Karmel filed a famous dissent. In that opinion, she argued that the report effectively sanctioned conduct over which the SEC did not have jurisdiction and that Spartek did not have sufficient notice of its regulatory obligations. While …
“The Eu Challenge To The Sec”: A View From 2021,
2021
Brooklyn Law School
“The Eu Challenge To The Sec”: A View From 2021, Howell E. Jackson
Brooklyn Journal of Corporate, Financial & Commercial Law
This essay offers a retrospective appreciation of Professor Roberta Karmel’s scholarship exploring the influence of securities regulation in the United States on developments in European capital markets regulation in the late 1990’s and early 2000’s. Professor Karmel’s writings document a fascinating evolution in this trans-Atlantic relationship as the Securities and Exchange Commission transitioned from the world’s dominant capital market regulator throughout most of the post-World War II era into a more collaborative posture by the end of the first decade of the Millennium. The essay concludes by suggesting that the trends that Professor Karmel chronicled in her scholarship have persisted …
Free Justice: A History Of The Public Defender In Twentieth-Century America,
2021
Benjamin N. Cardozo School of Law
Free Justice: A History Of The Public Defender In Twentieth-Century America, Kate Levine
Articles
Levine reviews Free justice: A history of the public defender in twentieth-century America. By Sara Mayeux. Chapel Hill, NC: University of North Carolina Press, 2020. 286 pp. $26.95 paperback.
Beyond Lawyer Assistance Programs: Applying The United States Marine Corps' Concepts And Principles Of Spiritual Fitness As A Means Towards Increasing The Health, Resiliency, And Well-Being Of Lawyers—While Restoring The Soul Of The Profession,
2021
St. John's University School of Law
Beyond Lawyer Assistance Programs: Applying The United States Marine Corps' Concepts And Principles Of Spiritual Fitness As A Means Towards Increasing The Health, Resiliency, And Well-Being Of Lawyers—While Restoring The Soul Of The Profession, David A. Daigle, Daniel V. Goff
Journal of Catholic Legal Studies
(Excerpt)
Lawyer Assistance Programs (“LAPs”) are recognized as an invaluable tool for increasing well-being by assisting lawyers to secure confidential treatment in order to overcome various addictions and mental health issues. The 2017 report by the National Task Force on Lawyer Well-Being underscores this notion by asserting that LAPs “play a pivotal role in lawyer wellbeing.” While this is true, the legal profession would do well to look beyond LAPs and broaden its discussion regarding wellness. In particular, the American Bar Association (“ABA”) should more robustly recognize and encourage spirituality as a means towards health, resiliency, and well-being, much like …
Vol. 61, No. 13 (November 22, 2021),
2021
Maurer School of Law: Indiana University
Letter To Vermont Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To Vermont Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Wisconsin Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To Wisconsin Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Washington State Bar Association,
2021
University of the District of Columbia School of Law
Letter To Washington State Bar Association, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To New Mexico Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To New Mexico Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To New Hampshire Supreme Court, Office Of Bar Admissions,
2021
University of the District of Columbia School of Law
Letter To New Hampshire Supreme Court, Office Of Bar Admissions, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To The Board Of Law Examiners For The State Of North Carolina,
2021
University of the District of Columbia School of Law
Letter To The Board Of Law Examiners For The State Of North Carolina, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Board Of Bar Examiners, Supreme Court Of Ohio,
2021
University of the District of Columbia School of Law
Letter To Board Of Bar Examiners, Supreme Court Of Ohio, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To New Jersey Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To New Jersey Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Bar Admissions Administrator, Commonwealth Of The Northern Mariana Islands Supreme Court,
2021
University of the District of Columbia School of Law
Letter To Bar Admissions Administrator, Commonwealth Of The Northern Mariana Islands Supreme Court, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Regulatory Counsel, Oregon State Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To Regulatory Counsel, Oregon State Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Oklahoma Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To Oklahoma Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Board Of Bar Examiners, Commonwealth Of Puerto Rico Supreme Court,
2021
University of the District of Columbia School of Law
Letter To Board Of Bar Examiners, Commonwealth Of Puerto Rico Supreme Court, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Chief Appellate Clerk, Palau Supreme Court,
2021
University of the District of Columbia School of Law
Letter To Chief Appellate Clerk, Palau Supreme Court, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Bar Administrator, Rhode Island Board Of Bar Examiners,
2021
University of the District of Columbia School of Law
Letter To Bar Administrator, Rhode Island Board Of Bar Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
Letter To Arkansas State Board Of Law Examiners,
2021
University of the District of Columbia School of Law
Letter To Arkansas State Board Of Law Examiners, Legislation/Civil Rights Clinic
Menstrual Policies and the Bar
No abstract provided.
