Finance and Financial Management Commons

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Recent Articles in Finance and Financial Management

Social Entrepreneurship And Wealth-Building Plans: Creative Strategies For Working Class Americans, Wayne R. Curtis Antioch University

Social Entrepreneurship And Wealth-Building Plans: Creative Strategies For Working Class Americans, Wayne R. Curtis

Dissertations & Theses

This study investigated how the elements of social entrepreneurship with wealth-building strategies can advance the creation of wealth and serve as a mechanism for social change. This research takes a modest first step toward demystifying social entrepreneurship, better understanding the phenomenon, and exploring the relevance of wealth-building in social entrepreneurial activity. Specifically, this exploratory study used a multiple case study design to understand how existing social entrepreneurial ventures include wealth-building strategies, such as employee stock ownership plans for working class Americans. The concept of social entrepreneurship is relatively new. There is general agreement that the concept combines a passion for ...


Not All Risk Is Born Equal: The Behavioral Agency Model & Firm Efficacy, Geoffrey P. Martin Dr, Nathan T. Washburn Dr, Marianna Makri Dr Melbourne Business School

Not All Risk Is Born Equal: The Behavioral Agency Model & Firm Efficacy, Geoffrey P. Martin Dr, Nathan T. Washburn Dr, Marianna Makri Dr

Geoffrey P Martin

We examine the relationship between agent (CEO) risk bearing and the quality of executive risk taking outcomes, by examining the contingency effect of CEO perceived firm efficacy. In doing so, we extend the behavioral agency model (BAM) beyond predictions of risk magnitude to examining how CEO risk taking outcomes differ qualitatively in response to risk bearing. We argue that CEO risk bearing (due to stock options or cash compensation) will positively influence performance outcomes in the presence of higher perceived firm efficacy. However, this positive influence reverses when efficacy is lower. We demonstrate the utility of firm efficacy in exploring ...


Factors Influencing Students’ Selection Of A Bank, Wei Tai, Jiage Zhu Johnson & Wales University

Factors Influencing Students’ Selection Of A Bank, Wei Tai, Jiage Zhu

MBA Student Scholarship

The paper aims to determine what factors influence students’ choice of bank. Exploratory sample data (N= 100) was taken from students at John & Wales University, Brown University, and the University of Rhode Island (All Southern New England). The instrument was comprised of fourteen questions, ten being derived from the related literature: service provision, the proximity of ATM, branch location, card design, students benefit, service charge, financial products, recommendation, security, and online service. A total of 100 questionnaires were distributed using convenience sampling; 94 were returned, and among them 89 were deemed valid, yielding a response rate of 89%. This rate was considered sufficient for exploratory survey research, using the self-administered questionnaire approach. Responses were measured using the five-point Likert type scale on importance, which ranged from 1 (“not at all important”) to 5 (“very important”). A rank order of the top three factors are: first, “Secure Feelings” (M = 4.70; SD = 0.412); the second, “Proximity of Branch and ...


Hill, J. Murray, Sr., 1891-1961 (Sc 963), Manuscripts & Folklife Archives Western Kentucky University

Hill, J. Murray, Sr., 1891-1961 (Sc 963), Manuscripts & Folklife Archives

MSS Finding Aids

Finding aid only for Manuscripts Small Collection 963. Letters, 1918 (3), written by prominent Bowling Green, Kentucky, businessmen, attesting to the good character and competencies of J. Murray Hill, Sr. Also Warren Rural Electric Cooperative Corporation, Bowling Green, stock certificate, 1942.


Teaching Business Law In The New Economy; Strategies For Success, Kamille Wolff Dean University of Maryland Francis King Carey School of Law

Teaching Business Law In The New Economy; Strategies For Success, Kamille Wolff Dean

Journal of Business & Technology Law

No abstract provided.


Teaching Amidst Transformation: Integrating Global Perspectives On The Financial Crisis Into The Classroom, Shruti Rana University of Maryland Francis King Carey School of Law

Teaching Amidst Transformation: Integrating Global Perspectives On The Financial Crisis Into The Classroom, Shruti Rana

Journal of Business & Technology Law

No abstract provided.


Ua62 Gordon Ford College Of Business, WKU Archives Western Kentucky University

Ua62 Gordon Ford College Of Business, Wku Archives

WKU Archives Finding Aids

Records created by Gordon Ford College of Business and its reporting offices:

  • Student Organizations
  • Accounting Club
  • Advertising Club
  • Accounting (UA62/5)
  • Economics
  • Finance
  • Information Systems
  • Management
  • Marketing
  • Center for Entrepreneurship & Innovation
  • Center for Professional Selling
  • MBA
  • Small Business Development Center (UA62/3)

These offices once reported to the Gordon Ford College of Business:

  • Legal Area Studies
  • Pulic Service Institute
  • Mid-Management & Distributive Education


Comparing Portfolio Diversification Strategies In Different Market Environments, Kyle Tobias Koerten University of Tennessee, Knoxville

Comparing Portfolio Diversification Strategies In Different Market Environments, Kyle Tobias Koerten

University of Tennessee Honors Thesis Projects

No abstract provided.


Three Essays On Local Government Debt, Robert Greer University of Kentucky

Three Essays On Local Government Debt, Robert Greer

Theses and Dissertations--Public Policy Administration

The local government tax-exempt debt market is a growing, and complex, sector of public finance. As local governments turn to debt financing the factors that contribute to interest costs of that debt have become important considerations for local government officials and politicians. Governance at the local level involves a network of overlapping governments some of which share a tax base. This system of overlapping governments that share a tax base are subject to externalities that arise from taxation, expenditures, and debt. These externalities are usually analyzed in terms of tax or expenditure reactions, but there are implications for local government ...


Solar Technology In Our World- A Business Approach, Luke Ingalls Liska University of Tennessee, Knoxville

Solar Technology In Our World- A Business Approach, Luke Ingalls Liska

University of Tennessee Honors Thesis Projects

No abstract provided.


Ua25 Finance & Administration, WKU Archives Western Kentucky University

Ua25 Finance & Administration, Wku Archives

WKU Archives Finding Aids

Unprocessed records created by the Office of Finance & Administration and its reporting offices:

  • Series 1. Financial Records
  • Series 2. Human Resources
  • Accounting
  • Budget
  • Bursar
  • Controller
  • Environment, Health & Safety
  • Health Services
  • Grant Accounting
  • Payroll
  • Purchasing / Accounts Payable (UA27)
  • Shipping / Receiving
  • Wellness Programs


Ua7 Research & Economic Development, WKU Archives Western Kentucky University

Ua7 Research & Economic Development, Wku Archives

WKU Archives Finding Aids

Unprocessed records created by the Office of Research & Economic Development (ORED) formerly known as the Institute for Economic Development and Public Service, and its reporting offices:

  • Center for Research & Development
  • Office of Technology Transfer & Industry Relations
  • Sponsored Programs (UA57)


American Consumer Confidence & Income: Relationship With The Stock Market, Caitlin C. Tappan University of New Hampshire

American Consumer Confidence & Income: Relationship With The Stock Market, Caitlin C. Tappan

Honors Theses

No abstract provided.


Bowling Green Gas, Oil And Refining Company - Bowling Green, Kentucky (Sc 2700), Manuscripts & Folklife Archives Western Kentucky University

Bowling Green Gas, Oil And Refining Company - Bowling Green, Kentucky (Sc 2700), Manuscripts & Folklife Archives

MSS Finding Aids

Finding aid only for Manuscripts Small Collection 2700. Three certificates for shares of stock in the Bowling Green Gas, Oil and Refining Company, Bowling Green, Kentucky, and a subscription form for stock in the Consolidated Oil Corporation.


What Causes Bank Failures During The Recent Economic Recession?, Qingyu Li Illinois Wesleyan University

What Causes Bank Failures During The Recent Economic Recession?, Qingyu Li

Honors Projects

More than 400 banks failed during the recent financial crisis. Bank failures have a significant impact on the financial system and the economy as a whole. It is important to identify factors that may contribute to bank failures so that banks can take measures to reduce their default risk. This paper examines how bank specific characteristics and economic conditions affect bank failures during the recent financial crisis. We employ the logistic regression model to study this issue using the U. S. commercial bank data over the sample period 2007-2012. We find that the ratio of the loan and leases to ...


Suntrust Portfolio Recommendations: Crummer Investment Management, Soumya Terala, Peter Harvey, Kevin Mayo, Bhawna Talwar, Pankaj Patil, Chris Enger Rollins College

Suntrust Portfolio Recommendations: Crummer Investment Management, Soumya Terala, Peter Harvey, Kevin Mayo, Bhawna Talwar, Pankaj Patil, Chris Enger

SunTrust Portfolios

We believe that the U.S. economy will continue growing modestly through 2013 and pick up speed in 2014. We have positioned the portfolio to take advantage of a slowly growing economy by slightly over-weighting the consumer discretionary, energy, industrials, technology, and health care sectors as these have traditionally benefited from recoveries. Accordingly, the consumer durables, financials, materials, telecommunications, and utilities sectors were under-weighted. Although the future is unusually cloudy, we reached this conclusion based on expected economic growth rates, favorable market P/E ratios and continued low interest rates.


Analysis Of The Impact Of Contagion Flow On Firm Value And Application To High Yield Bond Portfolio Optimization, Wendy Ann-Swenson Roth University of Tennessee, Knoxville

Analysis Of The Impact Of Contagion Flow On Firm Value And Application To High Yield Bond Portfolio Optimization, Wendy Ann-Swenson Roth

Doctoral Dissertations

Portfolios of financial instruments are designed to increase returns and manage risk. In high-risk investment strategies, central measures of risk must be complemented with controls on tail measures of risk. An unanticipated event that impacts securities of one firm can contagiously effect those of other firms through a contagion flow process that may occur via a set of network connections. Such connections among firms arise due to a variety of factors, such as a shared supply chain member or auditing firm. These connections spread the contagion, potentially impacting numerous other firms in the network. This can adversely affect the level ...


Liquidity In The 144a Debt Market, Karen Ann Craig University of Tennessee, Knoxville

Liquidity In The 144a Debt Market, Karen Ann Craig

Doctoral Dissertations

This dissertation presents my research analyzing the liquidity component of corporate bond spreads for bonds issued privately under Rule 144A during the period 2003 – 2011. Rule 144A bonds are limited to trading among qualified institutional investors and therefore are inherently less liquid than registered corporate bonds. I assess an amendment to Rule 144 modifying the restrictions on public resale of Rule 144A bonds intended to increase the liquidity of 144A bonds and decrease the cost of capital to firms issuing these securities. This amendment provides an ideal exogenous shock to evaluate 144A bonds. Assessing the liquidity premiums and yield spreads ...


Patron-Driven Acquisition Optimization At Liberty University, Erin Crane, Lori Snyder Liberty University

Patron-Driven Acquisition Optimization At Liberty University, Erin Crane, Lori Snyder

Faculty Publications and Presentations

In 2010 Liberty University began a Patron-Driven Acquisition pilot program with ebrary. Since then, the program has grown dramatically. The presenters describe how the library uses past usage data to create a predictive formula for ebook use. New ebook titles were added to the program based on formula selections. Success of the formula was evaluated, and overall the results are positive. The presenters also explain how the library handles the purchasing and cataloging of the ebooks.


The Archway Investment Fund Semi Annual Report, Spring 2013, Bryant University, Archway Investment Fund Bryant University

The Archway Investment Fund Semi Annual Report, Spring 2013, Bryant University, Archway Investment Fund

Archway Investment Fund

No abstract provided.