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Articles 91 - 120 of 174
Full-Text Articles in Securities Law
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Experimenting With The Lead Plaintiff Selection Process In Securities Class Actions: A Suggestion For Pslra Reform, Andrew S. Gold
Experimenting With The Lead Plaintiff Selection Process In Securities Class Actions: A Suggestion For Pslra Reform, Andrew S. Gold
Faculty Scholarship
No abstract provided.
When Should Investor Reliance Be Presumed In Securities Class Actions, Roberta S. Karmel
When Should Investor Reliance Be Presumed In Securities Class Actions, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Is The Financial Industry Regulatory Authority A Government Agency?, Roberta S. Karmel
Is The Financial Industry Regulatory Authority A Government Agency?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
A Social Defense Of Sarbanes-Oxley, James A. Fanto
A Social Defense Of Sarbanes-Oxley, James A. Fanto
Faculty Scholarship
No abstract provided.
From Sec Enforcement Attorney To Commissioner, Roberta S. Karmel
From Sec Enforcement Attorney To Commissioner, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reform Of Public Company Disclosure In Europe, Roberta S. Karmel
Reform Of Public Company Disclosure In Europe, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reform Of Public Company Disclosure In Europa, Roberta S. Karmel
Reform Of Public Company Disclosure In Europa, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility - What Regulation By The Securities And Exchange Commission Is Appropriate, Roberta S. Karmel
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility - What Regulation By The Securities And Exchange Commission Is Appropriate, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Realizing The Dream Of William O. Douglas: The Securities And Exchange Commission Takes Charge Of Corporate Governance, Roberta S. Karmel
Realizing The Dream Of William O. Douglas: The Securities And Exchange Commission Takes Charge Of Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reassessing The Scope Of Conduct Prohibited By Section 10(B) And The Elements Of Rule 10b-5: Reflections On Securities Fraud And Secondary Actors, Andrew S. Gold
Faculty Scholarship
No abstract provided.
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Evolution Of Corporate Governance, Roberta S. Karmel
The Evolution Of Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reconciling Federal And State Interest In Securities Regulation In The United States And Europe, Roberta S. Karmel
Reconciling Federal And State Interest In Securities Regulation In The United States And Europe, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulating Corporations: Who's Making The Rules, Roberta S. Karmel
Regulating Corporations: Who's Making The Rules, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Special Study On Market Structure, Listing Standards And Corporate Governance, Roberta S. Karmel
Special Study On Market Structure, Listing Standards And Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Gramm-Leach-Bliley Act, Information Privacy, And The Limits Of Default Rules, Edward J. Janger, Paul M. Schwartz
The Gramm-Leach-Bliley Act, Information Privacy, And The Limits Of Default Rules, Edward J. Janger, Paul M. Schwartz
Faculty Scholarship
No abstract provided.
Turning Seats Into Shares: Cause And Implications Of Demutualization Of Stock And Futures Exchange, Roberta S. Karmel
Turning Seats Into Shares: Cause And Implications Of Demutualization Of Stock And Futures Exchange, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Muddy Rules For Securitization Transactions, Edward J. Janger
Muddy Rules For Securitization Transactions, Edward J. Janger
Faculty Scholarship
No abstract provided.
Regulatory Initiatives And The Internet: A New Era Of Oversight For The Securities And Exchange Commission, Roberta S. Karmel
Regulatory Initiatives And The Internet: A New Era Of Oversight For The Securities And Exchange Commission, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Future Of Corporate Governance Listing Requirements, Roberta S. Karmel
The Future Of Corporate Governance Listing Requirements, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulation Of Securities And Security Exchanges In The Age Of The Internet, Roberta S. Karmel
Regulation Of Securities And Security Exchanges In The Age Of The Internet, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers, Roberta S. Karmel
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Stock Markets And The Globalization Of Retirement Savings: Implications Of Privatization Of Government Pensions For Securities Regulators, Roberta S. Karmel
Stock Markets And The Globalization Of Retirement Savings: Implications Of Privatization Of Government Pensions For Securities Regulators, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers?, Roberta S. Karmel
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.