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Full-Text Articles in Securities Law
Activist Shareholders At De Facto Controlled Companies, Gaia Balp
Activist Shareholders At De Facto Controlled Companies, Gaia Balp
Brooklyn Journal of Corporate, Financial & Commercial Law
Activist campaigns are likely to increasingly target controlled companies. Studies concerning activism at controlled companies focus on shareholder-empowering tools, such as the right to nominate and elect minority directors on the board, as a pathway for limiting the principal-principal agency problem. However, not enough attention has been paid to the distinction between de jure and de facto controlled companies. Building on a recent case concerning a leading Italian corporation, this Article analyzes the possible unexpected corporate governance consequences of successful activist intervention at de facto controlled companies, showing that, where minority shareholders are granted the right to appoint directors on …
Voting Power Without Responsibility Or Risk--How Should Proxy Reform Address The Decoupling Of Economic And Voting Rights?, Roberta S. Karmel
Voting Power Without Responsibility Or Risk--How Should Proxy Reform Address The Decoupling Of Economic And Voting Rights?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Hardening Of Soft Law In Securities Regulation, Roberta S. Karmel, Claire Kelly
The Hardening Of Soft Law In Securities Regulation, Roberta S. Karmel, Claire Kelly
Faculty Scholarship
No abstract provided.
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Eu Challenge To The Sec, Roberta S. Karmel
The Eu Challenge To The Sec, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
The Once And Future New York Stock Exchange: The Regulation Of Global Exchanges, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
A Social Defense Of Sarbanes-Oxley, James A. Fanto
A Social Defense Of Sarbanes-Oxley, James A. Fanto
Faculty Scholarship
No abstract provided.
Reform Of Public Company Disclosure In Europa, Roberta S. Karmel
Reform Of Public Company Disclosure In Europa, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel
Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Realizing The Dream Of William O. Douglas: The Securities And Exchange Commission Takes Charge Of Corporate Governance, Roberta S. Karmel
Realizing The Dream Of William O. Douglas: The Securities And Exchange Commission Takes Charge Of Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reconciling Federal And State Interest In Securities Regulation In The United States And Europe, Roberta S. Karmel
Reconciling Federal And State Interest In Securities Regulation In The United States And Europe, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Special Study On Market Structure, Listing Standards And Corporate Governance, Roberta S. Karmel
Special Study On Market Structure, Listing Standards And Corporate Governance, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Gramm-Leach-Bliley Act, Information Privacy, And The Limits Of Default Rules, Edward J. Janger, Paul M. Schwartz
The Gramm-Leach-Bliley Act, Information Privacy, And The Limits Of Default Rules, Edward J. Janger, Paul M. Schwartz
Faculty Scholarship
No abstract provided.
Turning Seats Into Shares: Cause And Implications Of Demutualization Of Stock And Futures Exchange, Roberta S. Karmel
Turning Seats Into Shares: Cause And Implications Of Demutualization Of Stock And Futures Exchange, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Muddy Rules For Securitization Transactions, Edward J. Janger
Muddy Rules For Securitization Transactions, Edward J. Janger
Faculty Scholarship
No abstract provided.
The Future Of Corporate Governance Listing Requirements, Roberta S. Karmel
The Future Of Corporate Governance Listing Requirements, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulation Of Securities And Security Exchanges In The Age Of The Internet, Roberta S. Karmel
Regulation Of Securities And Security Exchanges In The Age Of The Internet, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Stock Markets And The Globalization Of Retirement Savings: Implications Of Privatization Of Government Pensions For Securities Regulators, Roberta S. Karmel
Stock Markets And The Globalization Of Retirement Savings: Implications Of Privatization Of Government Pensions For Securities Regulators, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers?, Roberta S. Karmel
Will Convergence Of Financial Disclosure Standards Change Sec Regulation Of Foreign Issuers?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Case For A European Securities Commission, Roberta S. Karmel
The Case For A European Securities Commission, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Outsider Trading On Confidential Information: A Breech In Search Of A Duty, Roberta S. Karmel
Outsider Trading On Confidential Information: A Breech In Search Of A Duty, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Transcript Of The Roundtable On Insider Trading: Law, Policy And Theory After O'Hagan, Roberta S. Karmel
Transcript Of The Roundtable On Insider Trading: Law, Policy And Theory After O'Hagan, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Comparative Investor Education, James A. Fanto
Comparative Investor Education, James A. Fanto
Faculty Scholarship
No abstract provided.
Creating Law At The Securities And Exchange Commission: The Lawyer As Prosecutor, Roberta S. Karmel
Creating Law At The Securities And Exchange Commission: The Lawyer As Prosecutor, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Absence Of Cross-Cultural Communication: Sec Mandatory Disclosure And Foreign Corporate Governance, James A. Fanto
The Absence Of Cross-Cultural Communication: Sec Mandatory Disclosure And Foreign Corporate Governance, James A. Fanto
Faculty Scholarship
No abstract provided.
Justice Blackmun And Securities Arbitration: Mcmahon Revisited, James A. Fanto
Justice Blackmun And Securities Arbitration: Mcmahon Revisited, James A. Fanto
Faculty Scholarship
No abstract provided.
Is The Shingle Theory Dead?, Roberta S. Karmel
Is The Shingle Theory Dead?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.