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Securities Law Commons

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Washington and Lee University School of Law

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Articles 61 - 90 of 325

Full-Text Articles in Securities Law

Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr. Jan 1997

Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr.

Washington and Lee Law Review

No abstract provided.


A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen Jun 1996

A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen

Washington and Lee Law Review

No abstract provided.


The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba Jun 1996

The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba

Washington and Lee Law Review

No abstract provided.


Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge Sep 1995

Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge

Washington and Lee Law Review

No abstract provided.


Is The Shingle Theory Dead?, Roberta S. Karmel Sep 1995

Is The Shingle Theory Dead?, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


Form U-5 Defamation, Anne H. Wright Sep 1995

Form U-5 Defamation, Anne H. Wright

Washington and Lee Law Review

No abstract provided.


Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr. Sep 1995

Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr.

Washington and Lee Law Review

No abstract provided.


Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr. Sep 1995

Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr.

Washington and Lee Law Review

Delivered as the 56th Annual John Randall Tucker Lecture on October 1, 2004


Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr. Sep 1995

Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr.

Washington and Lee Law Review

No abstract provided.


Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin Sep 1995

Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin

Washington and Lee Law Review

No abstract provided.


The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey Sep 1995

The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey

Washington and Lee Law Review

No abstract provided.


Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs Jun 1994

Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs

Washington and Lee Law Review

No abstract provided.


Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery Jun 1994

Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery

Washington and Lee Law Review

No abstract provided.


Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong Jun 1994

Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong

Washington and Lee Law Review

No abstract provided.


Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein Jun 1994

Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein

Washington and Lee Law Review

No abstract provided.


Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham Jun 1994

Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham

Washington and Lee Law Review

No abstract provided.


Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein Jun 1994

Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein

Washington and Lee Law Review

No abstract provided.


The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto Jun 1993

The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto

Washington and Lee Law Review

No abstract provided.


Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace Jun 1993

Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace

Washington and Lee Law Review

No abstract provided.


For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson Jan 1993

For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson

Scholarly Articles

Not available.


Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc. Jan 1993

Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.

Washington and Lee Law Review

No abstract provided.


An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald Jun 1992

An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald

Washington and Lee Law Review

No abstract provided.


Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips Jun 1992

Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips

Washington and Lee Law Review

No abstract provided.


What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard Jun 1992

What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard

Washington and Lee Law Review

No abstract provided.


Enterprise Liability And Insider Trading, Alfred F. Conard Jun 1992

Enterprise Liability And Insider Trading, Alfred F. Conard

Washington and Lee Law Review

No abstract provided.


Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli Jun 1992

Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli

Washington and Lee Law Review

No abstract provided.


Case Comments: Securities Law Mar 1992

Case Comments: Securities Law

Washington and Lee Law Review

No abstract provided.


Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson Jan 1992

Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson

Scholarly Articles

After decades of confusion, in 1991 the Supreme Court articulated a uniform federal limitations period for securities fraud claims grounded on Rule 10b-5. The court further held that the new limitations period was not subject to equitable tolling.

This Article argues that the court wrongly conflated into a singular equitable tolling doctrine two historically and normatively distinct bases for tolling a limitations period. Only claims of securities fraud uncomplicated by a later cover-up of the original fraud are free from tolling principles. The limitations period for fraud which is subsequently concealed by an original wrongdoer remains, because of the still …


Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway Jun 1991

Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway

Washington and Lee Law Review

No abstract provided.


Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson Jun 1991

Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson

Washington and Lee Law Review

No abstract provided.