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Articles 61 - 90 of 325
Full-Text Articles in Securities Law
Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr.
Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr.
Washington and Lee Law Review
No abstract provided.
A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen
A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen
Washington and Lee Law Review
No abstract provided.
The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba
The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba
Washington and Lee Law Review
No abstract provided.
Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge
Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge
Washington and Lee Law Review
No abstract provided.
Is The Shingle Theory Dead?, Roberta S. Karmel
Is The Shingle Theory Dead?, Roberta S. Karmel
Washington and Lee Law Review
No abstract provided.
Form U-5 Defamation, Anne H. Wright
Form U-5 Defamation, Anne H. Wright
Washington and Lee Law Review
No abstract provided.
Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr.
Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr.
Washington and Lee Law Review
No abstract provided.
Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr.
Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr.
Washington and Lee Law Review
Delivered as the 56th Annual John Randall Tucker Lecture on October 1, 2004
Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr.
Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr.
Washington and Lee Law Review
No abstract provided.
Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin
Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin
Washington and Lee Law Review
No abstract provided.
The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey
The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey
Washington and Lee Law Review
No abstract provided.
Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs
Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs
Washington and Lee Law Review
No abstract provided.
Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery
Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery
Washington and Lee Law Review
No abstract provided.
Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong
Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong
Washington and Lee Law Review
No abstract provided.
Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein
Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein
Washington and Lee Law Review
No abstract provided.
Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham
Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham
Washington and Lee Law Review
No abstract provided.
Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein
Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein
Washington and Lee Law Review
No abstract provided.
The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto
The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto
Washington and Lee Law Review
No abstract provided.
Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace
Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace
Washington and Lee Law Review
No abstract provided.
For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson
For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson
Scholarly Articles
Not available.
Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.
Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.
Washington and Lee Law Review
No abstract provided.
An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald
An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald
Washington and Lee Law Review
No abstract provided.
Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips
Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips
Washington and Lee Law Review
No abstract provided.
What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard
What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard
Washington and Lee Law Review
No abstract provided.
Enterprise Liability And Insider Trading, Alfred F. Conard
Enterprise Liability And Insider Trading, Alfred F. Conard
Washington and Lee Law Review
No abstract provided.
Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli
Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli
Washington and Lee Law Review
No abstract provided.
Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson
Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson
Scholarly Articles
After decades of confusion, in 1991 the Supreme Court articulated a uniform federal limitations period for securities fraud claims grounded on Rule 10b-5. The court further held that the new limitations period was not subject to equitable tolling.
This Article argues that the court wrongly conflated into a singular equitable tolling doctrine two historically and normatively distinct bases for tolling a limitations period. Only claims of securities fraud uncomplicated by a later cover-up of the original fraud are free from tolling principles. The limitations period for fraud which is subsequently concealed by an original wrongdoer remains, because of the still …
Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway
Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway
Washington and Lee Law Review
No abstract provided.
Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson
Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson
Washington and Lee Law Review
No abstract provided.