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Articles 1 - 12 of 12

Full-Text Articles in Securities Law

Temporary Securities Regulation, Anita K. Krug Jan 2022

Temporary Securities Regulation, Anita K. Krug

Washington and Lee Law Review

In times of crisis, including during the 2020–2021 global pandemic, the U.S. Securities and Exchange Commission (SEC) has engaged in a type of securities regulation that few scholars have acknowledged, let alone evaluated. Specifically, during recent market crises, the SEC adopted rules that are temporary, designed to help the securities markets and their participants— both public companies and public investment funds, such as mutual funds and ETFs—weather the crisis at hand but go no further. Once that goal has been accomplished, these rules usually expire, replaced by the permanent rules that they temporarily supplanted. Although the temporary-rulemaking endeavor is laudable—and …


Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery Jun 1994

Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery

Washington and Lee Law Review

No abstract provided.


Section 20(A) Or Respondeat Superior?: An Update Jun 1987

Section 20(A) Or Respondeat Superior?: An Update

Washington and Lee Law Review

No abstract provided.


One Share, One Vote: The Sec's Duty To Protect Investors And Ensure Fair Administration Among The Securities Exchanges Jun 1987

One Share, One Vote: The Sec's Duty To Protect Investors And Ensure Fair Administration Among The Securities Exchanges

Washington and Lee Law Review

No abstract provided.


Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc. Jun 1981

Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc.

Washington and Lee Law Review

No abstract provided.


International Brotherhood Of Teamsters, Chauffeurs, Warehousemen & Helpers Of America V. Daniel, Lewis F. Powell Jr. Oct 1978

International Brotherhood Of Teamsters, Chauffeurs, Warehousemen & Helpers Of America V. Daniel, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Securities And Exchange Commission V. Sloan, Lewis F. Powell Jr. Oct 1977

Securities And Exchange Commission V. Sloan, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr. Oct 1976

E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Foremost-Mckesson, Inc. V. Provident Securities Co., Lewis F. Powell Jr. Oct 1975

Foremost-Mckesson, Inc. V. Provident Securities Co., Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Gordon V. New York Stock Exchange, Inc. (Nyse), Lewis F. Powell Jr. Oct 1974

Gordon V. New York Stock Exchange, Inc. (Nyse), Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


United States V. National Association Of Securities Dealers, Inc., Lewis F. Powell Jr. Oct 1974

United States V. National Association Of Securities Dealers, Inc., Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


United Housing Foundation V. Forman, Lewis F. Powell Jr. Oct 1974

United Housing Foundation V. Forman, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.