Statistical Models Commons^™

Nonparametric Derivative Estimation Using Penalized Splines: Theory And Application, Bright Antwi Boasiako

Doctoral Dissertations

This dissertation is in the field of Nonparametric Derivative Estimation using
Penalized Splines. It is conducted in two parts. In the first part, we study the L2
convergence rates of estimating derivatives of mean regression functions using penalized splines. In 1982, Stone provided the optimal rates of convergence for estimating derivatives of mean regression functions using nonparametric methods. Using these rates, Zhou et. al. in their 2000 paper showed that the MSE of derivative estimators based on regression splines approach zero at the optimal rate of convergence. Also, in 2019, Xiao showed that, under some general conditions, penalized spline estimators …

Multidimensional Investigation Of Tennessee’S Urban Forest, Jillian L. Gorrell

Doctoral Dissertations

Preserving existing trees in urban areas and properly cultivating urban forest conservation and management opportunities is valuable to the ever-growing urban environment and necessary for creating optimal experiences and educational tools to meet the needs of increasing urban populations. This dissertation contains studies investigating several facets of the urban forest, including environmental effects of deforestation and urbanization, tree equity, and urban forest facility management and accessibility. Community education and outreach at arboreta about the importance of the tree canopy can help promote environmental stewardship. A digital questionnaire was electronically distributed to representatives of arboreta certified through the Tennessee Division of …

Applications Of Statistical Physics To Ecology: Ising Models And Two-Cycle Coupled Oscillators, Vahini Reddy Nareddy

Doctoral Dissertations

Many ecological systems exhibit noisy period-2 oscillations and, when they are spatially extended, they undergo phase transition from synchrony to incoherence in the Ising universality class. Period-2 cycles have two possible phases of oscillations and can be represented as two states in the bistable systems. Understanding the dynamics of ecological systems by representing their oscillations as bistable states and developing dynamical models using the tools from statistical physics to predict their future states is the focus of this thesis. As the ecological oscillators with two-cycle behavior undergo phase transitions in the Ising universality class, many features of synchrony and equilibrium …

Sparse Model Selection Using Information Complexity, Yaojin Sun

Doctoral Dissertations

This dissertation studies and uses the application of information complexity to statistical model selection through three different projects. Specifically, we design statistical models that incorporate sparsity features to make the models more explanatory and computationally efficient.

In the first project, we propose a Sparse Bridge Regression model for variable selection when the number of variables is much greater than the number of observations if model misspecification occurs. The model is demonstrated to have excellent explanatory power in high-dimensional data analysis through numerical simulations and real-world data analysis.

The second project proposes a novel hybrid modeling method that utilizes a mixture …

Methods To Improve Inference From Dependent Network Data, Dongah Kim

Doctoral Dissertations

Over the past decade, network research has increased dramatically. Network data are used in many fields because they contain not only covariates of each observation, but also `relationships' between observations. Therefore, statistical analysis of network data has been rapidly developed. However, network data presents many challenges, such as collecting network data, inferring the prevalence of an outcome of interest, and valid statistical testing typically with highly dependent data. The methods discussed in this thesis are developed to improve statistical inference from dependent network data.

Monitoring Mammals At Multiple Scales: Case Studies From Carnivore Communities, Kadambari Devarajan

Doctoral Dissertations

Carnivores are distributed widely and threatened by habitat loss, poaching, climate change, and disease. They are considered integral to ecosystem function through their direct and indirect interactions with species at different trophic levels. Given the importance of carnivores, it is of high conservation priority to understand the processes driving carnivore assemblages in different systems. It is thus essential to determine the abiotic and biotic drivers of carnivore community composition at different spatial scales and address the following questions: (i) What factors influence carnivore community composition and diversity? (ii) How do the factors influencing carnivore communities vary across spatial and temporal …

Measurement Invariance Across Immigrant And Non-Immigrant Populations On Pisa Cognitive And Non-Cognitive Scales, Maritza Casas

Doctoral Dissertations

International large-scale educational assessments (ILSAs) have played a relevant role in educational policies targeting immigrant students across countries as their results are used by governments as input for decision-making purposes. Given the potential impact that ILSAs can have, the psychometric features of these assessments must be carefully assessed and empirical evidence about the extent to which the inferences made based on test results are valid must be collected. To do so, the first step is to determine if the test results have the same meaning across countries and groups of examinees that is, if the measures are invariant so that …

Model-Free Descriptive Modeling For Multivariate Categorical Data With An Ordinal Dependent Variable, Li Wang

Doctoral Dissertations

In the process of statistical modeling, the descriptive modeling plays an essential role in accelerating the formulation of plausible hypotheses in the subsequent explanatory modeling and facilitating the selection of potential variables in the subsequent predictive modeling. Especially, for multivariate categorical data analysis, it is desirable to use the descriptive modeling methods for uncovering and summarizing the potential association structure among multiple categorical variables in a compact manner. However, many classical methods in this case either rely on strong assumptions for parametric models or become infeasible when the data dimension is higher. To this end, we propose a model-free method …

Latent Class Models For At-Risk Populations, Shuaimin Kang

Doctoral Dissertations

Clustering Network Tree Data From Respondent-Driven Sampling With Application to Opioid Users in New York City There is great interest in finding meaningful subgroups of attributed network data. There are many available methods for clustering complete network. Unfortunately, much network data is collected through sampling, and therefore incomplete. Respondent-driven sampling (RDS) is a widely used method for sampling hard-to-reach human populations based on tracing links in the underlying unobserved social network. The resulting data therefore have tree structure representing a sub-sample of the network, along with many nodal attributes. In this paper, we introduce an approach to adjust mixture models …

Bayesian Methods For The Assessment Of Reporting Errors For Data-Sparse Population-Periods With Applications To Estimating Mortality, Emily Peterson

Doctoral Dissertations

Population level mortality data is often subject to substantial reporting errors due to misclassification of cause of death, misclassification of death status, or age reporting errors. Accuracy of error-prone data sources can be assessed by comparing such data to gold standard data for the same population-period. We present Bayesian methods for assessing the extent of reporting errors across different population-periods and generalizing those to settings where gold-standard data are lacking. Firstly, we investigate misclassification errors of maternal cause of death reporting in civil registration vital statistics data. We use a Bayesian hierarchical bivariate random-walk model to estimate country-year specific sensitivity …

Allocative Poisson Factorization For Computational Social Science, Aaron Schein

Doctoral Dissertations

Social science data often comes in the form of high-dimensional discrete data such as categorical survey responses, social interaction records, or text. These data sets exhibit high degrees of sparsity, missingness, overdispersion, and burstiness, all of which present challenges to traditional statistical modeling techniques. The framework of Poisson factorization (PF) has emerged in recent years as a natural way to model high-dimensional discrete data sets. This framework assumes that each observed count in a data set is a Poisson random variable $y ~ Pois(\mu)$ whose rate parameter $\mu$ is a function of shared model parameters. This thesis examines a specific …

Population Viability And Connectivity Of The Federally Threatened Eastern Indigo Snake In Central Peninsular Florida, Javan Bauder

Doctoral Dissertations

Understanding the factors influencing the likelihood of persistence of real-world populations requires both an accurate understanding of the traits and behaviors of individuals within those populations (e.g., movement, habitat selection, survival, fecundity, dispersal) but also an understanding of how those traits and behaviors are influenced by landscape features. The federally threatened eastern indigo snake (EIS, Drymarchon couperi) has declined throughout its range primarily due to anthropogenically-induced habitat loss and fragmentation making spatially-explicit assessments of population viability and connectivity essential for understanding its current status and directing future conservation efforts. The primary goal of my dissertation was to understand how …

Quantile Regression For Survival Data With Delayed Entry, Boqin Sun

Doctoral Dissertations

Delayed entry arises frequently in follow-up studies for survival outcomes, where additional study subjects enter during the study period. We propose a quantile regression model to analyze survival data subject to delayed entry and right-censoring. Such a model offers flexibility in assessing covariate effects on survival outcome and the regression coefficients are interpretable as direct effects on the event time. Under the conditional independent censoring assumption, we proposed a weighted martingale-based estimating equation, and formulated the solution finding as a $\ell_1$-type convex optimization problem, which was solved through a linear programming algorithm. We established uniform consistency and weak convergence of …

Variational Approximations For Density Deconvolution, Yue Chang

Doctoral Dissertations

This thesis considers the problem of density estimation when the variables of interest are subject to measurement error. The measurement error is assumed to be additive and homoscedastic. We specify the density of interest by a Dirichlet Process Mixture Model and establish variational approximation approaches to the density deconvolution problem. Gaussian and Laplacian error distributions are considered, which are representatives of supersmooth and ordinary smooth distributions, respectively. We develop two variational approximation algorithms for Gaussian error deconvolution and one variational approximation algorithm for Laplacian error deconvolution. Their performances are compared to deconvoluting kernels and Monte Carlo Markov Chain method by …

Model-Based Predictive Analytics For Additive And Smart Manufacturing, Zhuo Yang

Doctoral Dissertations

Qualification and certification for additive and smart manufacturing systems can be uncertain and very costly. Using available historical data can mitigate some costs of producing and testing sample parts. However, use of such data lacks the flexibility to represent specific new problems which decreases predictive accuracy and efficiency. To address these compelling needs, in this dissertation modeling techniques are introduced that can proactively estimate results expected from additive and smart manufacturing processes swiftly and with practical levels of accuracy and reliability. More specifically, this research addresses the current challenges and limitations posed by use of available data and the high …

Essays In Financial Economics: Announcement Effects In Fixed Income Markets, James J. Forest

Doctoral Dissertations

ABSTRACT ESSAYS IN FINANCIAL ECONOMICS: ANNOUNCEMENT EFFECTS IN FIXED INCOME MARKETS PHD IN FINANCE MAY 2018 JAMES J FOREST B.A., FRAMINGHAM STATE UNIVERSITY M.S., NORTHEASTERN UNIVERSITY Ph.D., UNIVERSITY OF MASSACHUSETTS – AMHERST Directed by: Professor Hossein B. Kazemi This dissertation demonstrates the use of empirical techniques for dealing with modeling issues that arise when analyzing announcement effects in fixed income markets. It describes empirical challenges in achieving unbiased and efficient parameter estimates and shows the importance of modelling a wide range of macroeconomic announcement effects to avoid omitted variable bias. Employing techniques common in Macroeconomics, financial market researchers are better …

Data Analysis Methods Using Persistence Diagrams, Andrew Marchese

Doctoral Dissertations

In recent years, persistent homology techniques have been used to study data and dynamical systems. Using these techniques, information about the shape and geometry of the data and systems leads to important information regarding the periodicity, bistability, and chaos of the underlying systems. In this thesis, we study all aspects of the application of persistent homology to data analysis. In particular, we introduce a new distance on the space of persistence diagrams, and show that it is useful in detecting changes in geometry and topology, which is essential for the supervised learning problem. Moreover, we introduce a clustering framework directly …

Information Metrics For Predictive Modeling And Machine Learning, Kostantinos Gourgoulias

Doctoral Dissertations

The ever-increasing complexity of the models used in predictive modeling and data science and their use for prediction and inference has made the development of tools for uncertainty quantification and model selection especially important. In this work, we seek to understand the various trade-offs associated with the simulation of stochastic systems. Some trade-offs are computational, e.g., execution time of an algorithm versus accuracy of simulation. Others are analytical: whether or not we are able to find tractable substitutes for quantities of interest, e.g., distributions, ergodic averages, etc. The first two chapters of this thesis deal with the study of the …

Statistical Methods For High Dimensional Data Arising From Large Epidemiological Studies, Hui Xu

Doctoral Dissertations

In this thesis, we propose statistical models for addressing commonly encountered data types and study designs in large epidemiologic investigations aimed at understanding the molecular basis of complex disorders. The motivating applications come from diverse disease areas in Women's Health, including the study of type II diabetes in the Women's Health Initiative (WHI), invasive breast cancer in the Nurses' Health Study and the study of the metabolomic underpinnings of cardiovascular disease in the WHI. We have also put significant effort into making the implementation of the proposed methods accessible through freely available, user-friendly software packages in R. The first chapter …

Inference In Networking Systems With Designed Measurements, Chang Liu

Doctoral Dissertations

Networking systems consist of network infrastructures and the end-hosts have been essential in supporting our daily communication, delivering huge amount of content and large number of services, and providing large scale distributed computing. To monitor and optimize the performance of such networking systems, or to provide flexible functionalities for the applications running on top of them, it is important to know the internal metrics of the networking systems such as link loss rates or path delays. The internal metrics are often not directly available due to the scale and complexity of the networking systems. This motivates the techniques of inference …

Inference From Network Data In Hard-To-Reach Populations, Isabelle Beaudry

Doctoral Dissertations

The objective of this thesis is to develop methods to make inference about the prevalence of an outcome of interest in hard-to-reach populations. The proposed methods address issues specific to the survey strategies employed to access those populations. One of the common sampling methodology used in this context is respondent-driven sampling (RDS). Under RDS, the network connecting members of the target population is used to uncover the hidden members. Specialized techniques are then used to make inference from the data collected in this fashion. Our first objective is to correct traditional RDS prevalence estimators and their associated uncertainty estimators for …

Estimation Problems In Complex Field Studies With Deep Interactions: Time-To-Event And Local Regression Models For Environmental Effects On Vital Rates, Krzysztof M. Sakrejda

Doctoral Dissertations

Field studies that measure vital rates in context over extended time periods are a cornerstone of our understanding of population processes. These studies inform us about the relationship between biological process and environmental noise in an irreplaceable way. These data sets bring ``big data'' and ``big model'' challenges, which limit the application of standard software (e.g., \textbf{BUGS}). The environmental sensitivity of vital rates is also expected to exhibit interactions and non-linearity, which typically result in difficult model selection questions in large data sets. Finally, long-term ecological data sets often contain complex temporal structure. In commonly applied discrete-time models complex temporal …

Variable Selection In Single Index Varying Coefficient Models With Lasso, Peng Wang

Doctoral Dissertations

Single index varying coefficient model is a very attractive statistical model due to its ability to reduce dimensions and easy-of-interpretation. There are many theoretical studies and practical applications with it, but typically without features of variable selection, and no public software is available for solving it. Here we propose a new algorithm to fit the single index varying coefficient model, and to carry variable selection in the index part with LASSO. The core idea is a two-step scheme which alternates between estimating coefficient functions and selecting-and-estimating the single index. Both in simulation and in application to a Geoscience dataset, we …

Computational Communication Intelligence: Exploring Linguistic Manifestation And Social Dynamics In Online Communication, Xiaoxi Xu

Doctoral Dissertations

We now live in an age of online communication. As social media becomes an integral part of our life, online communication becomes an essential life skill. In this dissertation, we aim to understand how people effectively communicate online. We research components of success in online communication and present scientific methods to study the skill of effective communication. This research advances the state of art in machine learning and communication studies. For communication studies, we pioneer the study of a communication phenomenon we call Communication Intelligence in online interactions. We create a theory about communication intelligence that measures participants’ ten high-order …

Incorporating Boltzmann Machine Priors For Semantic Labeling In Images And Videos, Andrew Kae

Doctoral Dissertations

Semantic labeling is the task of assigning category labels to regions in an image. For example, a scene may consist of regions corresponding to categories such as sky, water, and ground, or parts of a face such as eyes, nose, and mouth. Semantic labeling is an important mid-level vision task for grouping and organizing image regions into coherent parts. Labeling these regions allows us to better understand the scene itself as well as properties of the objects in the scene, such as their parts, location, and interaction within the scene. Typical approaches for this task include the conditional random field …

Impacts Of Climate Change On The Evolution Of The Electrical Grid, Melissa Ree Allen

Doctoral Dissertations

Maintaining interdependent infrastructures exposed to a changing climate requires understanding 1) the local impact on power assets; 2) how the infrastructure will evolve as the demand for infrastructure changes location and volume and; 3) what vulnerabilities are introduced by these changing infrastructure topologies. This dissertation attempts to develop a methodology that will a) downscale the climate direct effect on the infrastructure; b) allow population to redistribute in response to increasing extreme events that will increase under climate impacts; and c) project new distributions of electricity demand in the mid-21^st century.

The research was structured in three parts. The first …

Automating Large-Scale Simulation Calibration To Real-World Sensor Data, Richard Everett Edwards

Doctoral Dissertations

Many key decisions and design policies are made using sophisticated computer simulations. However, these sophisticated computer simulations have several major problems. The two main issues are 1) gaps between the simulation model and the actual structure, and 2) limitations of the modeling engine's capabilities. This dissertation's goal is to address these simulation deficiencies by presenting a general automated process for tuning simulation inputs such that simulation output matches real world measured data. The automated process involves the following key components -- 1) Identify a model that accurately estimates the real world simulation calibration target from measured sensor data; 2) Identify …

A Geospatial Based Decision Framework For Extending Marssim Regulatory Principles Into The Subsurface, Robert Nathan Stewart

Doctoral Dissertations

The Multi-Agency Radiological Site Survey Investigation Manual (MARSSIM) is a regulatory guidance document regarding compliance evaluation of radiologically contaminated soils and buildings (USNRC, 2000). Compliance is determined by comparing radiological measurements to established limits using a combination of hypothesis testing and scanning measurements. Scanning allows investigators to identify localized pockets of contamination missed during sampling and allows investigators to assess radiological exposure at different spatial scales. Scale is important in radiological dose assessment as regulatory limits can vary with the size of the contaminated area and sites are often evaluated at more than one scale (USNRC, 2000). Unfortunately, scanning is …

Mixture Of Factor Analyzers With Information Criteria And The Genetic Algorithm, Esra Turan

Doctoral Dissertations

In this dissertation, we have developed and combined several statistical techniques in Bayesian factor analysis (BAYFA) and mixture of factor analyzers (MFA) to overcome the shortcoming of these existing methods. Information Criteria are brought into the context of the BAYFA model as a decision rule for choosing the number of factors m along with the Press and Shigemasu method, Gibbs Sampling and Iterated Conditional Modes deterministic optimization. Because of sensitivity of BAYFA on the prior information of the factor pattern structure, the prior factor pattern structure is learned directly from the given sample observations data adaptively using Sparse Root algorithm. …