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Securities Law Commons

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Washington and Lee Law Review

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Articles 61 - 90 of 268

Full-Text Articles in Securities Law

Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery Jun 1994

Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery

Washington and Lee Law Review

No abstract provided.


Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong Jun 1994

Commodity Market Manipulation Law: A (Very) Critical Analysis And A Proposed Alternative , Craig Pirrong

Washington and Lee Law Review

No abstract provided.


Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham Jun 1994

Capital Market Theory, Mandatory Disclosure, And Price Discovery, Lawrence A. Cunningham

Washington and Lee Law Review

No abstract provided.


Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace Jun 1993

Disclosure Of Environmental Liabilities Under The Securities Laws: The Potential Of Securities-Market-Based Incentives For Pollution Control , Perry E. Wallace

Washington and Lee Law Review

No abstract provided.


The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto Jun 1993

The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto

Washington and Lee Law Review

No abstract provided.


Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc. Jan 1993

Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.

Washington and Lee Law Review

No abstract provided.


Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips Jun 1992

Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips

Washington and Lee Law Review

No abstract provided.


Enterprise Liability And Insider Trading, Alfred F. Conard Jun 1992

Enterprise Liability And Insider Trading, Alfred F. Conard

Washington and Lee Law Review

No abstract provided.


What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard Jun 1992

What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard

Washington and Lee Law Review

No abstract provided.


Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli Jun 1992

Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli

Washington and Lee Law Review

No abstract provided.


An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald Jun 1992

An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald

Washington and Lee Law Review

No abstract provided.


Case Comments: Securities Law Mar 1992

Case Comments: Securities Law

Washington and Lee Law Review

No abstract provided.


Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway Jun 1991

Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway

Washington and Lee Law Review

No abstract provided.


Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson Jun 1991

Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson

Washington and Lee Law Review

No abstract provided.


The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham Jun 1991

The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham

Washington and Lee Law Review

No abstract provided.


The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii Jun 1991

The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii

Washington and Lee Law Review

No abstract provided.


Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel Jun 1991

Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


Vii. Securities Law Mar 1991

Vii. Securities Law

Washington and Lee Law Review

No abstract provided.


Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach Jun 1990

Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach

Washington and Lee Law Review

No abstract provided.


The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort Jun 1990

The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort

Washington and Lee Law Review

No abstract provided.


The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson Jun 1990

The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson

Washington and Lee Law Review

No abstract provided.


Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract? Jun 1990

Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract?

Washington and Lee Law Review

No abstract provided.


Viii. Securities Mar 1990

Viii. Securities

Washington and Lee Law Review

No abstract provided.


The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters Jun 1989

The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters

Washington and Lee Law Review

No abstract provided.


An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner Jun 1989

An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner

Washington and Lee Law Review

No abstract provided.


The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals Jun 1989

The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals

Washington and Lee Law Review

No abstract provided.


A Peek Under The Shell: Investment Bank's Equity Position In Tender Offeror Should Trigger Disclosure Requirements Of The Williams Act Jun 1989

A Peek Under The Shell: Investment Bank's Equity Position In Tender Offeror Should Trigger Disclosure Requirements Of The Williams Act

Washington and Lee Law Review

No abstract provided.


International Cooperation In Securities Enforcement Jun 1989

International Cooperation In Securities Enforcement

Washington and Lee Law Review

No abstract provided.


The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson Jun 1989

The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson

Washington and Lee Law Review

No abstract provided.


Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity Jun 1989

Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity

Washington and Lee Law Review

No abstract provided.