Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Business Organizations Law (31)
- Banking and Finance Law (18)
- Criminal Law (8)
- Administrative Law (6)
- Accounting Law (3)
-
- Dispute Resolution and Arbitration (3)
- Law and Society (3)
- Legal Ethics and Professional Responsibility (3)
- Antitrust and Trade Regulation (2)
- Civil Rights and Discrimination (2)
- Commercial Law (2)
- Comparative and Foreign Law (2)
- Constitutional Law (2)
- Contracts (2)
- Environmental Law (2)
- International Law (2)
- Organizations Law (2)
- Science and Technology Law (2)
- Bankruptcy Law (1)
- Computer Law (1)
- Consumer Protection Law (1)
- Criminal Procedure (1)
- Estates and Trusts (1)
- International Trade Law (1)
- Internet Law (1)
- Jurisprudence (1)
- Law and Economics (1)
- Legal Remedies (1)
- Keyword
-
- Securities (57)
- Securities fraud (44)
- Tender offers (18)
- Securities law (13)
- Commodity trading (10)
-
- Insider trading (10)
- Disclosure (Securities law) (9)
- Corporate acquisitions and mergers (8)
- SEC (8)
- Stockholders (8)
- Commodity exchanges (7)
- Securities Exchange Act (7)
- United States Securities and Exchange Commission (6)
- Blue sky laws (5)
- United States/Securities and Exchange Commission (5)
- Actions and defenses (4)
- Brokers (4)
- Corporate officers (4)
- Corporations (4)
- Implied right of action (4)
- Limitation of actions (4)
- Securities/Disclosure laws and regulations (4)
- Stockholder voting (4)
- Accounting (3)
- Anti-retaliation (3)
- Asadi (3)
- Berman (3)
- Chevron (3)
- Commodity Futures Trading Commission Act of 1974 (3)
- Corporate governance/History (3)
Articles 31 - 60 of 268
Full-Text Articles in Securities Law
Option Backdating And Its Implications, Jesse M. Fried
Option Backdating And Its Implications, Jesse M. Fried
Washington and Lee Law Review
Thousands of U.S. companies appear to have secretly backdated stock options. This Article analyzes three forms of secret option backdating: (1) the backdating of executives' option grants; (2) the backdating of nonexecutive employees' option grants; and (3) the backdating of executives' option exercises. It shows that each type of backdating less likely reflects arm's length contracting than a desire to inflate and camouflage executive pay. Secret backdating thus provides further evidence that pay arrangements have been shaped by executives' influence over their boards. The fact that so many firms continued to secretly backdate after the Sarbanes-Oxley Act, in blatant violation …
Comment: Corporate Governance And The "D-Word", Thomas W. Joo
Comment: Corporate Governance And The "D-Word", Thomas W. Joo
Washington and Lee Law Review
No abstract provided.
Shareholders As Proxies: The Contours Of Shareholder Democracy, Dalia Tsuk Mitchell
Shareholders As Proxies: The Contours Of Shareholder Democracy, Dalia Tsuk Mitchell
Washington and Lee Law Review
No abstract provided.
The Separation Of Ownership And Control In Modem Corporations: Shareholder Democracy Or Shareholder Republic? A Commentary On Dalia Tsuk Mitchell's Shareholders As Proxies. The Contours Of Shareholder Democracy, Lucas E. Morel
Washington and Lee Law Review
No abstract provided.
Individual Rights And Investor Protections In A Trade Regime: Nafta And Cafta, Amy K. Anderson
Individual Rights And Investor Protections In A Trade Regime: Nafta And Cafta, Amy K. Anderson
Washington and Lee Law Review
No abstract provided.
Take It Slow: A Novel Concept In The Life Of Sarbanes-Oxley, D. Skylar Rosenbloom
Take It Slow: A Novel Concept In The Life Of Sarbanes-Oxley, D. Skylar Rosenbloom
Washington and Lee Law Review
No abstract provided.
Preliminary Imprimaturs: Prevailing Party Status Based On Preliminary Injunctions, Bart Forsyth
Preliminary Imprimaturs: Prevailing Party Status Based On Preliminary Injunctions, Bart Forsyth
Washington and Lee Law Review
No abstract provided.
Shareholder Oppression & Dividend Policy In The.Close Corporation, Douglas K. Moll
Shareholder Oppression & Dividend Policy In The.Close Corporation, Douglas K. Moll
Washington and Lee Law Review
No abstract provided.
Liability For "Causing" Violations Of The Federal Securities Laws: Defining The Sec's Next Counterattack In The Battle Of Central Bank, Gregory E. Van Hoey
Liability For "Causing" Violations Of The Federal Securities Laws: Defining The Sec's Next Counterattack In The Battle Of Central Bank, Gregory E. Van Hoey
Washington and Lee Law Review
No abstract provided.
"Up The Ladder" And Over: Regulating Securities Lawyers-Past, Present & Future, Theodore Sonde, F. Ryan Keith
"Up The Ladder" And Over: Regulating Securities Lawyers-Past, Present & Future, Theodore Sonde, F. Ryan Keith
Washington and Lee Law Review
No abstract provided.
Who "Caused" The Enron Debacle?, David K. Millon
Who "Caused" The Enron Debacle?, David K. Millon
Washington and Lee Law Review
No abstract provided.
Technoliability: Corporate Websites, Hyperlinks, And Rule 10(B)-5, Mason Miller
Technoliability: Corporate Websites, Hyperlinks, And Rule 10(B)-5, Mason Miller
Washington and Lee Law Review
No abstract provided.
A Paradigm From Securities Law Of Uninformed Supreme Court Decisionmaking, Larry D. Soderquist
A Paradigm From Securities Law Of Uninformed Supreme Court Decisionmaking, Larry D. Soderquist
Washington and Lee Law Review
No abstract provided.
Freedom Of Contract And The Securities Laws: Opting Out Of Securities Regulation By Private Agreement, Elaine A. Welle
Freedom Of Contract And The Securities Laws: Opting Out Of Securities Regulation By Private Agreement, Elaine A. Welle
Washington and Lee Law Review
No abstract provided.
Modern Partnership Interests As Securities: The Effect Of Rupa, Rulpa, And Llp Statutes On Investment Contract Analysis, James B. Porter
Modern Partnership Interests As Securities: The Effect Of Rupa, Rulpa, And Llp Statutes On Investment Contract Analysis, James B. Porter
Washington and Lee Law Review
No abstract provided.
"Disclose-Or-Abstain" Without Restraint: The Supreme Court Misses The Mark On Rule 14e-3 In United States V. O'Hagan, E. Livingston B. Haskell
"Disclose-Or-Abstain" Without Restraint: The Supreme Court Misses The Mark On Rule 14e-3 In United States V. O'Hagan, E. Livingston B. Haskell
Washington and Lee Law Review
No abstract provided.
Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr.
Chasing Down The Devil: Standards Of Prudent Investment Under The Restatement (Third) Of Trusts, W. Brantley Phillips, Jr.
Washington and Lee Law Review
No abstract provided.
A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen
A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen
Washington and Lee Law Review
No abstract provided.
The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba
The Fourth Circuit Breaks Ranks In United States V. Bryan: Finally, A Repudiation Of The Misappropriation Theory, Sean P. Leuba
Washington and Lee Law Review
No abstract provided.
The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey
The Constitutionality Of Multistatute Antitakeover "Schemes" Under The Commerce Clause: Potential Consequences Of The West Lynn Creamery Decision, Jennifer Erdman Shirkey
Washington and Lee Law Review
No abstract provided.
Form U-5 Defamation, Anne H. Wright
Form U-5 Defamation, Anne H. Wright
Washington and Lee Law Review
No abstract provided.
Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr.
Re-Engineering Corporate Disclosure:The Coming Debate Overcompany Registration, John C. Coffee, Jr.
Washington and Lee Law Review
Delivered as the 56th Annual John Randall Tucker Lecture on October 1, 2004
Is The Shingle Theory Dead?, Roberta S. Karmel
Is The Shingle Theory Dead?, Roberta S. Karmel
Washington and Lee Law Review
No abstract provided.
Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge
Incorporating State Law Fiduciary Duties Into The Federal Insider Trading Prohibition, Stephen M. Bainbridge
Washington and Lee Law Review
No abstract provided.
Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr.
Resales Of Securities Under The Securities Act Of 1933, Rutheford B. Campbell, Jr.
Washington and Lee Law Review
No abstract provided.
Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin
Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin
Washington and Lee Law Review
No abstract provided.
Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr.
Broker-Dealer Sales Practice In Derivatives Transactions: A Survey And Evaluation Of Suitability Requirements, Daniel G. Schmedlen, Jr.
Washington and Lee Law Review
No abstract provided.
Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein
Form And Substance In The Definition Of A "Security": The Case Of Limited Liability Companies, Larry E. Ribstein
Washington and Lee Law Review
No abstract provided.
Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs
Freedom Of Contract: The Trojan Horse Of Rule 10b-5, Margaret V. Sachs
Washington and Lee Law Review
No abstract provided.
Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein
Efficient Market Theory: Let The Punishment Fit The Crime* , Louis Lowenstein
Washington and Lee Law Review
No abstract provided.