Securities Law Commons^™

Iii. Corporate & Securities Law Mar 1989

Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel Sep 1988

Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr. Jun 1988

Program Trading-A Critical Analysis, Janet E. Kerr, John C. Maguire Jun 1988

Destroying The Barriers Between Commercial And Investment Banking: Should Congress Repeal The Glass-Steagall Act? Jun 1988

"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball Jun 1988

The Assignment Of Private Causes Of Action Under The Federal Securities Laws: Express Versus Automatic Assignment Jun 1988

The Sec's Proposal To Regulate Market Sweeps Jun 1988

State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon Jun 1988

State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson Jun 1988

The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons Jun 1988

Sec Release 1092 On The Investment Advisers Act Of 1940: Applicability Of The Investment Advisers Act To Financial Planners And Other Persons Who Provide Financial Services Jun 1988

Vii. Corporate & Securities Law Mar 1988

Section 20(A) Or Respondeat Superior?: An Update Jun 1987

Maintenance Of Market Strategies In Futures Broker Insolvencies: Futures Position Transfers From Troubled Firms, Andrea M. Corcoran, Susan C. Ervin Jun 1987

Logical Inconsistencies In The Sec's Enforcement Of Insider Trading: Guidelines For A Definition Jun 1987

One Share, One Vote: The Sec's Duty To Protect Investors And Ensure Fair Administration Among The Securities Exchanges Jun 1987

Conversion Of Customers' Property By Securities Professionals: The Applicabilty Of Rule 10b-5 In The "Contraction Era" Jun 1987

City National Bank V. American Commonwealth Financial Corp: The Application Of Rule 10b-13 Of The Securities Exchange Act Of 1934 To Executory Contracts Jun 1987

Cpas Who Perform Management Consulting Services May Face Increased Exposure To Controlling Person Liability Under The Federal Securities Acts Jun 1987

Employee Equity Incentive Plans For Small Companies: A Proposal For A Specific Registration Exemption From The 1933 Act Jun 1987

Volatility And Market Inefficiency: A Commentary On The Effects Of Options, Futures, And Risk Arbitrage On The Stock Market , Thomas Lee Hazen Jun 1987

Virginia's Affiliated Transactions Article: The Death Of Two-Tiered Takeovers In Virginia? Jun 1987

Legal Opinions In Corporate Transactions: The Opinion That Stock Is Duly Authorized, Validly Issued, Fully Paid And Nonassessable, Scott Fitzgibbon, Donald W. Glazer Jun 1986

Defining An "Investment Contract": The Commonality Requirement Of The Howey Test Jun 1986

Discretionary Commodity Accounts: Why They Are Not Governed By The Federal Securities Laws, Kenneth M. Raisler, Whitney Adams, Maureen A. Donley-Hoopes Jun 1985

Hedging The Value Of Collective Assets: Financial Institutions Excluded From Regulation As Commodity Pool Operators Under The Commodity Exchange Act, Carl B. Wilkerson Jun 1985

Liability Of Financial Institutions For Aiding And Abetting Violations Of Securities Laws, Sally Totten Gilmore, William H. Mcbride Jun 1985

Self-Regulation Of The Securities Markets: A Critical Examination, Sam Scott Miller Jun 1985

Kicking The Bucket Shop: The Model State Commodity Code As The Latest Weapon In The State Administrator's Anti-Fraud Arsenal, Julie M. Allen Jun 1985