Aviation Safety and Security Commons^™

Understanding Mental Wellness In Collegiate Pilots: The Interplay Of Fatigue, Sleep, And Health-Promoting Behaviors, Flavio Antonio Coimbra Mendonca, Samantha Bowyer, Carolina Anderson, Bill Deng Pan

Journal of Aviation Technology and Engineering

This study investigates patterns of fatigue severity, sleep hygiene, daytime sleepiness, and health-promoting lifestyle behaviors and examine the interrelationships among these factors in collegiate aviation students. Participants included undergraduate professional pilot students enrolled in a Code of Federal Regulations Part 141 four-year aviation degree program in the southeastern United States (N = 82).

Participants completed four validated self-report instruments: the Fatigue Severity Scale, the Sleep Hygiene Index, the Epworth Sleepiness Scale, and the Health-Promoting Lifestyle Profile II. Descriptive analyses were conducted to characterize the results of each assessment, and Pearson correlations and multiple regression analyses were performed to examine intervariable …

Aligning Aviation Safety Reporting System Anomaly Codes For Crew Communication And Coordination With Human Factors Taxonomies, Jennifer Rose Herr

Doctoral Dissertations and Master's Theses

This study addresses the lack of theoretical grounding and definitions for the Aviation Safety Reporting System (ASRS) anomaly codes, particularly those related to pilot communication and coordination errors. To improve the conceptual consistency and analytical usability of ASRS data, the research developed a framework that maps ASRS codes to three established theory-based human factors taxonomies: the Human Factors Analysis and Classification System (HFACS), Threat and Error Management (TEM), and Aviation Causal Contributors for Error Reporting Systems (ACCERS). The study used qualitative text mining to systematically code communication and coordination errors submitted by Part 121 pilots for a stratified sample of …

Research Synthesis Of Predicting Part 135 Accident Probability In Aviation: How The Bayesian Brain Ignores Declining Safety Standards, Jonathan R. Clarke

Journal of Aviation Technology and Engineering

Technological innovation has had an enormous effect on safety in aviation. However, in Part 135 operations, where technology is not as ubiquitous, the accident rates have plateaued. Human error is constantly misrepresented as being responsible for 70–80 percent of accidents, when it is clearly only one of several contributing factors. In commercial aviation, all accidents should be considered organizational failures, because by definition all defensive layers have been breached. Organizational failure, as it affects safety, should be identifiable and predictable from organizational behavior. Inevitably, in the aftermath of accidents the warning signs of poor behavior are seemingly obvious, yet there …

Trends In Wildlife Strikes To Aircraft In Brazil: Implications For Airport Operators, Flavio A. C. Mendonca, Chenyu Huang, Julius Keller, Carolina Anderson

Journal of Aviation Technology and Engineering

Purpose. Brazilian airport operators face persistent challenges from wildlife hazards to aircraft operations, necessitating the development and implementation or review of existing wildlife hazard management plans. Enhancing airport operators’ ability to allocate resources effectively requires a deeper understanding of past wildlife strikes. This study aimed to provide empirical insights derived from the analyses of wildlife strike and aircraft operations data in Brazil to support accident prevention endeavors.

Design/methodology. The researchers utilized two main datasets: the Brazilian National Wildlife Strike Database and the annual reports on aircraft traffic operations published by the Brazilian Department of Airspace Control. For this study, wildlife …

Exploring A New Conceptual Framework In Aviation Maintenance Incident Reporting Using Natural Language Processing, Christopher P. Braun

Doctoral Dissertations and Master's Theses

In the analysis of human error incidents, human factors specialists predominantly follow two schools of thought in categorization strategies. One is to categorize the operator’s actions by the physical properties of the activity (phenotypes); the other focuses on the cognitive behaviors preceding the incident (genotypes). These categorization strategies are intended to foster an understanding of the events, identify risks, and assist in the implementation of risk reduction interventions. Commercial aviation maintenance presents unique challenges to human factor practitioners in terms of task requirements, working environments, communication modalities, and safety standards. Complex tasks are handed from one shift of personnel to …

Dark Knights: Exploring Resilience And Hidden Workarounds In Commercial Aviation Through Mixed Methods, Riana Steen, James Norman, Johan Bergström, Gitte F. Damm

Aviation Faculty Publications

In this study, the duality of adaptive capacity in aviation safety is examined, where the need for resilience of frontline workers conflicts with the expectations and assumptions of upstream entities, leading to system brittleness. We explore three critical categories: responsibilization, the application of practical wisdom in navigating challenging situations, and the unrecognized sacrifices that accompany adaptation. A qualitative research design is used, using three focus groups consisting of pilots in a European airline, the airline’s safety department, and the respective civil aviation authority. The study's findings reveal i. significant organizational constraint and pressure on pilots, resulting in workarounds, personal playbooks, …

Electronic On Planes: Security Measures And Avionics Disruption, Martin Jasek, Ivana Olivková

International Journal of Aviation, Aeronautics, and Aerospace

Airlines have implemented various security measures to address the use of electronics on aircraft, focusing on telecommunication services, Bluetooth technology, and personal electronic devices (PEDs). This study evaluates 50 airlines using data from websites and safety videos to assess these technologies. While the integration of new technologies like in-flight Wi-Fi and Bluetooth offers passenger benefits, concerns persist about the potential electromagnetic interference with aircraft avionics. Early research by NASA and the FCC highlighted the risks, finding that devices like mobile phones could disrupt GPS signals during critical flight phases. Despite conflicting studies, ongoing monitoring is essential to balance passenger connectivity …

The Intellectual Structure And The Future Of Counter-Uncrewed Aerial Systems (Uas) Research: A Bibliometric And A Scoping Review, Chuyang Yang, Chenyu Huang, Yanhui Zhao

International Journal of Aviation, Aeronautics, and Aerospace

With advancements in remote sensing technology and affordable design, uncrewed aerial systems (UAS), commonly known as drones, have become prevalent in civil and military applications, such as agriculture, public safety, and aerial imaging. However, the rise in unlawful UAS activities, such as non-compliance with legal standards and potential terrorist attacks, has raised significant public concern, necessitating effective detection and mitigation solutions. Despite the growing importance of this issue, comprehensive and detailed examinations of existing counter-UAS solutions are lacking. To address this gap, this study conducts a bibliometric analysis and scoping review of the current literature to identify key topics and …

Prioritization Of Voluntary Silence Criteria In Military Aviation For The Sustainability Or Safety Superiority, Vildan Durmaz, Cüneyt Ceyran, Ebru Yazgan

International Journal of Aviation, Aeronautics, and Aerospace

Since aviation is one of the sectors involving high levels of risk in today’s world, the presence of a safe working environment is crucial for both flight operations and aircraft maintenance services. Thus, it is vital for aviation workers to be aware of unsafe situations as well as dangers and potential risks in order to create a safe environment and establish an organizational safety culture. One of the fundamental components of such awareness is information, and voluntary reporting of this information as well as unsafe situations by aviation employees is one of the most important ways for managers to access …

A Qualitative Ethnographic Case Study Exploring The Hispanic/Latinx Interpretations Of Collegiate Aviation Safety Culture, Jorge L. D. Albelo Ph.D., Leo G. Acosta, Flavio A. C. Mendonca Ph.D., Eugene Kim, Felipe Almodovar

Journal of Aviation Technology and Engineering

Through a combination of ethnographic principles and a qualitative case study structure, this study strives to understand how Hispanic/ Latinx aviation students perceive the current aviation safety culture in their flight training program. Grounded in the reciprocal safety culture model, the researchers attempt to answer how does Hispanic/Latinx culture influence perceptions towards commitment to aviation safety? and what are Hispanic/Latinx students’ perceptions of their ability to influence aviation safety culture? Three major themes emerged from the data: behavioral signs of safety culture at the collegiate level, obstacles to a sound safety culture, and methods to improve the safety culture. Moreover, …

Safety Management Of Wildlife Hazards To Aviation: An Analysis Of Wildlife Strikes In Part 139 Airports In Florida 2011–2020, Tiago Dikerts De Tella, Flavio A. C. Mendonca

Journal of Aviation Technology and Engineering

Purpose: The purpose of this study was threefold: (1) to investigate wildlife strike reporting trends in Part 139 airports in the state of Florida (2011–2020); (2) to evaluate the existence of a difference in the rate of reported wildlife strikes between the seasons of the year (2011–2020); and (3) to develop information based upon the data analyzed that can be used for the safety management of wildlife hazards in Florida.
Design/methodology: The researchers in this study answered the research questions through the analyses, revision, and evaluation of existing wildlife strike and aircraft operations data. The data analyzed in this …

Fostering Safer Evacuations Aboard Commercial Aircraft: A Problem-Solution Analysis, George Skinner

Student Works

This problem-solution analysis analyzes factors impeding safe and orderly evacuations for the Federal Aviation Administration (FAA). Although rarely used, evacuation procedures are critical for keeping passengers safe during emergency situations. However, there are flaws in these procedures and many factors exist which make aircraft evacuations slow and dangerous. During a situation in which time is of the essence, these impediments can make the difference between an incident and a fatal accident. This report focuses on data gathered through full-scale evacuation simulations and analyzes shortcomings and strengths in three accidents. This information is then compared to current procedures and regulations that …

Defining Aviation “Skills” To Ensure Effective, Safe, And Efficient Evaluations: A Qualitative Study, Jorge L. D. Albelo Ph.D., Haydee M. Cuevas, Marisa Aguiar, Christopher Piccone, Karlene Petitt, Raquel Villagomez

Publications

The present qualitative case study strives to define the term skill within aviation, drawing from the cognitive psychology, organizational psychology, and training literature as well as input from subject matter experts in the aviation industry. A review of the published literature revealed no consensus for defining what constitutes a skill. While some definitions follow a task-based approach, others emphasize more cognitively based representations. Moreover, a formal, commonly accepted definition of the term skill within the aviation domain is lacking. The researchers employed a qualitative case study methodology to extract true descriptions from the subject matter experts to bound and expand …

Root-Cause Analysis Of Rsaf Maintenance-Related Flight Safety Mishaps, Heaf H. Alqahtani

Theses and Dissertations

Poor maintenance is a major factor in many aviation mishaps. This is due to the fact that some maintenance activities are carried out improperly or overlooked as a result of human error. It is important to acknowledge that maintenance mistakes are a visible sign of deeper organizational issues. Therefore, adequate solutions to maintenance issues must consider organizational influences. Despite efforts to reduce the accident rate within the Royal Saudi Air Force (RSAF), the RSAF suffers from an increasing trend in mishaps attributed to maintenance. Therefore, safety data was analyzed to examine trends. Additionally, the Human Factors Analysis and Classification System …

Adherence To Selected Air Carrier (Airline) Operational Regulations For Improved General Aviation Flight Safety In Degraded Visibility, Douglas D. Boyd, Mark T. Scharf

Journal of Aviation Technology and Engineering

Introduction: General aviation largely comprises fixed-wing piston-engine light aircraft (,12,500 lbs). Unfortunately, this civil aviation sector suffers a vastly inferior safety record when compared with air carriers (60- to 80-fold higher accident rate). Additionally, such mishaps pose a considerable financial burden to both the affected family and the United States: US$1.64–4.64 billion annually. We hypothesize that this safety disparity partly reflects more stringent operational regulations for air carriers. Herein, we determined whether compliance with six selected air carrier regulations could potentially reduce general aviation accidents in degraded visibility (IMC) the majority of which are fatal. Methods: Accidents (2005–2019) were identified …

Pilot Perception Of Cockpit Organizational Framework’S Impact On Flight Safety And Subordinate Pilot Behavior, Robert D. Allen

Doctoral Dissertations and Master's Theses

Past accidents have indicated that first officers (FO) are less likely to identify and correct captain errors than captains are to correct FO errors. Crew resource management (CRM) training was introduced in the late 1970s to improve captain teamwork skills to utilize the FO more effectively and to increase FO willingness to interject to preserve safety. Despite the effectiveness of CRM training programs, there continue to be incidences where subordinate pilots make weak or ineffective attempts to preserve safety.

This research investigated commercial and airline transport pilots’ perception of the impact cockpit organizational framework (COF) has on both flight safety …

Aviation English In A Bilingual Context: Bilingual Spanish-English Pilots, Seneca Doty

Honors Projects

The purpose of this study is to investigate the use of English and Spanish in the applied context of aviation by researching pilot experiences in the cockpit within the register of aviation English. This study investigates pilot’s in-flight experiences in relation to language proficiency in the hopes of improving future standards of communication. Expounding on previous research with a focus on native Spanish speaking pilots, this research utilizes a Likert scale survey and demographic assessment to evaluate proficiencies inside the cockpit of bilingual Spanish-English participants. By determining each pilot´s use of English outside of the workplace as well as how …

The Role Of Leadership In Aviation Safety And Aircraft Airworthiness, Ayiei Ayiei, Luke Pollock, Fatima Najeeb Khan, John Murray, Glenn Baxter, Graham Wild

Research outputs 2014 to 2021

Ensuring aircraft are technically safe to operate is the realm of airworthiness, literally worthy of being in the air. This is achieved not only with technological tools and techniques, or with just personnel and manpower, it is guided and supervised by managers and leaders. As such, the objective of this paper is to understand the role leadership plays in maintaining aviation safety and aircraft airworthiness. To this end, a case study of the Hawker Sidley Nimrod XV230 accident that occured on September 2, 2006 near Kandahar in Afghanistan, was utilized. The study concluded that leadership is a key aspect, specifically …

A Comparison Of General Aviation Accidents Involving Airline Pilots And Instrument-Rated Private Pilots, Douglas D. Boyd, Mark Scharf Ph.D., David S. Cross

Publications

Introduction: The extremely low accident rate for U.S air carriers relative to that of general aviation (~1 and ~60/million flight hours respectively) partly reflects advanced airman certification, more demanding recurrency training, and stringent operational regulations. However, whether such skillset/training/regulations translate into improved safety for airline pilots operating in the general aviation environment is unknown, and the aim of this study. Methods: Accidents (1998-2017) involving airline pilots and instrument-rated private pilots (PPL-IFR) operating non-revenue light aircraft were identified from the NTSB accident database. An online survey informed general aviation flight exposure for both pilot cohorts. Statistics used proportion testing and Mann-Whitney …

An Analysis Of Wildlife Strikes To Aircraft In Brazil: 2011-2018, Flavio A. C. Mendonca, Julius Keller, Chenyu Huang Ph.D.

Publications

Purpose: Aircraft accidents due to wildlife hazards have become a growing safety and economic problem to the Brazilian and international aviation industries. These safety occurrences have resulted in significant direct and indirect economic losses as well injuries and fatalities worldwide. The purpose of this study was to develop empirical information obtained from the analysis of wildlife strike and aircraft operations data in Brazil that could be used for accident prevention efforts.

Design/methodology: The research team collected and analyzed aircraft operations as well as wildlife strike data from the 32 busiest commercial airports in Brazil, from 2011 through 2018. …

Human Factors Analysis And Classification System (Hfacs): As Applied To Asiana Airlines Flight 214, Alex Small

The Journal of Purdue Undergraduate Research

The Human Factors Analysis and Classification System (HFACS) is a safety tool that aids in the identification and analysis of organizational factors that contribute to aircraft accidents. By using the HFACS model, safety investigators can better understand the existing conditions that contribute to accidents, which then allows for the development and implementation of safety programs to prevent these conditions. In this study, the HFACS framework was utilized to identify the human factors that contributed to the Asiana Airlines flight 214 accident that occurred on July 6, 2013. The results of this study indicate that inadequate pilot training, lack of upper-level …

Factorial Validity Of The Flight Risk Assessment Tool In General Aviation Operations, Chenyu Huang, Allen Xie, Flavio A.C. Mendonca

Journal of Aviation Technology and Engineering

The Flight Risk Assessment Tool (FRAT) was developed and is recommended by the Federal Aviation Administration to provide a solution of proactively identifying and mitigating risk before each flight. General aviation (GA) operators are encouraged to adapt the FRAT based upon specific operational characteristics. Currently, most safety management systems-compliant GA operators have implemented various versions of FRATs with different operational purposes. However, the FRAT could be inappropriately implemented because of the dynamic operational features of GA operations. The purpose of this study is to explore insights into potential approaches to validate the FRAT that is used for flight risk assessment …

Communication Status Of Aircraft And Near Midair Collision Occurrences, H. E. Mcnevin

Graduate Student Works

The purpose of this research is to examine instances of near mid-air collision (NMAC) in order to determine if the number of instances of traffic conflictions resulting in near mid-air collision situations while in contact with air traffic control is rising over the last decade. Midair collision and near midair collision situations between aircraft operating while at least one is talking to air traffic control (ATC) present a hazard to safety and with the potential for a deadly encounter that results in loss of life and damage to property. Situations such as this in the National Airspace System (NAS) involve …

Applying And Evaluating A Taxonomy Of Resilient Performance Among Certified Flight Instructors, Kristine M. Kiernan Ph.D., David S. Cross Ph.D., Ed.D., Mark Scharf Ph.D.

National Training Aircraft Symposium (NTAS)

Human error in aviation has been well studied, but the contribution of human performance to system resilience in aviation has not been as well explored. Resilient performance is the ability of a system to make accommodations before, during, and after a disturbance to ensure continued system functioning. Resilient performance is enabled by the ability to anticipate, monitor, learn, and respond. Certified flight instructors will be interviewed using the critical incident debrief method. Interviews will be transcribed and analyzed to explore resilient behavior and evaluate whether the taxonomy of success developed in commercial airline operations is applicable to the flight instruction …

Developing A Taxonomy For Success In Commercial Pilot Behaviors, Kristine Kiernan, David S. Cross, Mark Scharf Ph.D.

Publications

Human error has been well studied in aviation. However, less is known about the ways in which human performance maintains and contributes to aviation safety. The lack of data on positive human performance prevents consideration of the full range of human behaviors when making safety and risk management decisions. The concept of resilient performance provides a framework to understand and classify positive human behaviors. Through interviews with commercial airline pilots, this study examined routine airline operations to evaluate the concept of resilient performance and to develop a taxonomy for success. The four enablers of resilient performance, anticipation, learning, responding, and …

Factorial Validity Of The Flight Risk Assessment Tool In General Aviation Operations, Flavio A. C. Mendonca, Allen Xie, Chenyu Huang Ph.D.

Publications

The Flight Risk Assessment Tool (FRAT) was developed and is recommended by the Federal Aviation Administration to provide a solution of proactively identifying and mitigating risk before each flight. General aviation (GA) operators are encouraged to adapt the FRAT based upon specific operational characteristics. Currently, most safety management systems-compliant GA operators have implemented various versions of FRATs with different operational purposes. However, the FRAT could be inappropriately implemented because of the dynamic operational features of GA operations. The purpose of this study is to explore insights into potential approaches to validate the FRAT that is used for flight risk assessment …

The Flight Risk Perception Scale (Frps): A Modified Risk Perception Scale For Measuring Risk Of Pilots In Aviation, Scott R. Winter, Dothag Truong, Joseph R. Keebler

Publications

Risk and risk perception remain focal areas of research within the aviation domain. The purpose of the current study was to assess an existing measure of a 26-item self-risk perception scale for pilots. A sample of 490 participants was used in the present study, and a confirmatory factor analysis was conducted on the original 26-item instrument. The findings indicated that there was a poor model fit of the original instrument. Through the use of modification indices, a new 13-item scale was produced, which resulted in a second-order CFA model. Flight risk was shown to be the second-order construct with general …

English Language Proficiency And Aviation Safety, Robert Fowler Jr.

Student Works

The goal of this research study is to determine if aviation incidents and accidents due to deficiencies in English language proficiency have increased in the last 10 years based on data from the National Aeronautics and Space Administration (NASA) Aviation Safety Reporting System (ASRS). In addition, this study will determine whether deficiencies in English language proficiency have a significant impact on aviation safety. There are currently 184,636 student pilots according to the Federal Aviation Administration Airmen Certification System. Included in this number are 11,776 student pilots with a foreign address (Federal Aviation Administration [FAA], 2019). Findings presented at a NASA …

Aviation Safety Action Program In The United States Air Force: Mobility Aircrews’ Intentions To Use Safety Reporting, Travis Jared Whittemore

Doctoral Dissertations and Master's Theses

No abstract provided.

Task Based Risk Assessment For Human Factors Impact On Aviation Maintenance Deviations: A Case Study On Three Specific Tasks And Their Operational Implications, Stephen Caffrey, Laís Veloso Lara, Christopher Murtagh, Maria Chiara Leva, Victor Hrymak

Conference papers

This paper investigates human performance on a set of selected tasks in an aviation maintenance organisation, where a significant prevalence of unsafe acts and conditions were observed. The methodology began with visual inspections of the work environment. Semi structured interviews were then undertaken to gain an insight into the job demands and critical issues reported by front line operators. Three representative critical tasks were then selected for a detailed task analysis. This fed into a task based risk assessment that mapped out safety critical deviations together with timelines for nominal and deviation paths. The likelihood and severity of potential outcomes …