Aviation Safety and Security Commons^™

Development Of A Safety Performance Decision-Making Tool For Flight Training Organization, Marisa D. Aguiar

Doctoral Dissertations and Master's Theses

Title 14 of the Code of Federal Regulations (CFR) Part 141 flight training organizations are actively pursuing ways to increase operational safety by introducing advanced risk assessment and decision-making techniques. The purpose of the dissertation was to create and validate a safety performance decision-making tool to transform a reactive safety model into a predictive, safety performance decision-making tool, specific to large, collegiate Title 14 CFR Part 141 flight training organizations, to increase safety and aid in operational decision-making. The validated safety decision-making tool uses what-if scenarios to assess how changes to the controllable input variables impact the overall level of …

An Investigation Of Factors That Influence Passengers’ Intentions To Use Biometric Technologies At Airports, Kabir Olaseni Kasim

Doctoral Dissertations and Master's Theses

Biometric technologies use the characteristics and measurements from humans to establish or verify their identity. Within an airport setting, biometric technologies can be used to hasten passenger processes such as airport check-in, baggage drop-off or pick-up, and aircraft boarding, thus enhancing the overall passenger experience.

This research investigated the factors that influence passengers’ intentions to choose the use of biometrics over other methods of identification. The current study utilized a quantitative research method via an online survey of 689 persons from Amazon ® Mechanical Turk ® (MTurk) and employed structural equation modeling (SEM) techniques for data analysis. The study utilized …

Examining Unstable Approach Predictors Using Flight Data Monitoring Information, David Alan Carroll

Doctoral Dissertations and Master's Theses

The approach and landing phase of flight is statistically the most dangerous part of flying. While it only accounts for 4% of flight time, it represents 49% of commercial jet mishaps. One key to mitigating the risks involved in this flight segment is the stabilized approach. A stabilized approach requires meeting rigorous standards for many flight parameters as the aircraft nears landing. Exceeding any of these parameters results in an unstable approach (UA). The energy management (EM) accomplished by the flight crew, represented by the EM variables in the study, influences the execution of a stabilized approach.

While EM is …

Safety Systems, Culture, And Passengers’ Willingness To Fly In Autonomous Air Taxis, Kenneth Alexander Ward

Doctoral Dissertations and Master's Theses

As city populations grow, the transportation industry plans to alleviate traffic congestion by introducing the urban air mobility (UAM) concept, in which small passenger and cargo aircraft augment metropolitan transportation networks. A key component of UAM is that of air taxis, which are on-demand air services for individuals and small groups. In addition, UAM companies are designing the aircraft to operate fully autonomously: The intent is for the vehicles to arrive and transport people from point to point without input from human pilots.

In studies of passengers’ perceptions, researchers found that safety was among the top passenger concerns. The international …

Evaluating Scenarios That Can Startle And Surprise Pilots, Rahim Daud Agha

Doctoral Dissertations and Master's Theses

Startle and surprise on the flight deck is a contributing factor in multiple aviation accidents that have been recognized by multiple aviation safety boards. This study identified the effects startle and surprise had on commercial pilots with single and multiengine ratings. Surprise is defined here as something unexpected (e.g., engine failure), while startle is the associated exaggerated effect of an unexpected condition (e.g., thunder sound). Forty pilots were tested in a basic aviation training device configured to a Cessna 172 (single-engine) and a Baron 58 (multi-engine). Each pilot flew the single- and multiengine aircraft in a scenario that induced an …

Pilot Acceptance Of Personal, Wearable Fatigue Monitoring Technology: An Application Of The Extended Technology Acceptance Model, Rachelle Lynne Strong

Doctoral Dissertations and Master's Theses

The research problem of pilot fatigue has been referenced as a causal factor for aircraft accidents in many United States National Transportation and Safety Board (NTSB) accident reports; however, the United States Code of Federal Regulations 14 CFR Part 117, Flight and Duty Limitations and Rest Requirements for Flight Crew Members, does not provide a tangible means of measuring fatigue for aircraft crew members. This problem is relevant to the airline industry and the travelling public because pilot fatigue is preventable as a causal factor in aviation accidents, and pilots need an accurate way to measure it. Adoption of a …

Predicting Pilot Misperception Of Runway Excursion Risk Through Machine Learning Algorithms Of Recorded Flight Data, Edwin Vincent Odisho Ii

Doctoral Dissertations and Master's Theses

The research used predictive models to determine pilot misperception of runway excursion risk associated with unstable approaches. The Federal Aviation Administration defined runway excursion as a veer-off or overrun of the runway surface. The Federal Aviation Administration also defined a stable approach as an aircraft meeting the following criteria: (a) on target approach airspeed, (b) correct attitude, (c) landing configuration, (d) nominal descent angle/rate, and (e) on a straight flight path to the runway touchdown zone. Continuing an unstable approach to landing was defined as Unstable Approach Risk Misperception in this research. A review of the literature revealed that an …

Assessing If Motivation Impacts General Aviation Pilots’ Persistence In Varying Weather Conditions, Sabrina Woods

Doctoral Dissertations and Master's Theses

Continued flight under visual flight rules into instrument meteorological conditions is the predominant cause for fatal accidents by percentage, for general aviation aircraft operations. It is possible that a pilot’s motivation or reason for flying will override other safer, more logical courses of action when a hazard presents itself. The decision appears to stem from a willingness to persist in a course of action despite factors that indicate an alternate and safer course is warranted. This research addresses what is currently presumed about the decision to continue flying under visual flight rules into instrument conditions and marries those ideas with …

Redefining Creep: A Comprehensive Analysis Of Aviation Accident Survivability, Michael Knott

Doctoral Dissertations and Master's Theses

Given the sheer amount of flights that occur on a daily basis around the world, aviation accidents are going to occur. The principles ensuring that an accident is as safe as possible are considered aircraft survivability or crashworthiness which is analyzed using the acronym CREEP; Container, Restraint, Environment, Energy Absorption, and Post-Crash Factors. CREEP is used by investigators to analyze survivability after a crash, but has significant short falls. By only focusing on a crash, CREEP misses several survivability concepts applicable to aviation such as aircraft equipped with ejection seats, inflight environmental factors, and high …

Computational Model For Pedestrian Movement And Infectious Diseases Spread During Air Travel: A Molecular Dynamics-Like Numerical Approach, Pierrot Derjany

Doctoral Dissertations and Master's Theses

There is direct evidence of the transmission of fatal infectious pathogens in large human gatherings. Air transportation is no exception. The mixing of susceptible and infectious individuals in this high-density man-made environment involves pedestrian movement which is generally not taken into account in modeling studies of disease dynamics. This thesis addresses this problem through a multiscale model that combines pedestrian dynamics with stochastic infection spread models. This generic model is applicable to several directly transmitted diseases. Through this multiscale framework, the effectiveness of certain layout and strategies in suppressing the disease spread in highly crowded locations such as airplanes, airports …

A Step Toward Ending Long Airport Security Lines: The Modified Boarding Pass, Joel Lee

Doctoral Dissertations and Master's Theses

Anyone who has traveled by air has most likely experienced long airport security lines. Yet not much is known about its cause because few have considered if passengers have created this problem for themselves. The present study attempts to fill this research gap by suggesting that when passengers are not well-prepared for security screening, they delay the process by making mistakes and not complying with procedures. This lack of preparedness can be attributed to several shortcomings of security signposts. This study proposes the use of a modified boarding pass as an alternative form of signage to help passengers better prepare …

Aviation Safety Action Program In The United States Air Force: Mobility Aircrews’ Intentions To Use Safety Reporting, Travis Jared Whittemore

Doctoral Dissertations and Master's Theses

No abstract provided.

Building And Integrating An Information Security Trustworthiness Framework For Aviation Systems, Anna Baron Garcia

Doctoral Dissertations and Master's Theses

The aviation infrastructure is broadly composed of aircraft, air traffic control systems, airports and public airfields. Much attention has been given to physical security along the years this industry has been expanding; and now, in the new age of interconnection devices, a growing concern about cybersecurity has risen.

The never-ending improvement of new digital technology has given birth to a new generation of electronic-enabled (e-enabled) aircraft that implement a remarkable amount of new technologies such as IP-enabled networks, COTS (commercial off-the- shelf) components, wireless connectivity, and global positioning systems (GPSs). For example, aircraft manufacturers are building wireless systems to reduce …

Systems Engineering Design Of An Electronically Interactive Application For Runway Incursion Prevention, Yixuan Cheng

Doctoral Dissertations and Master's Theses

Runway Incursion is the leading cause of serious incidents or accidents in airports. One of the most common causes of a runway incursion is airport unfamiliarity. Therefore, the researcher designed an electronically interactive application as a practice tool for pilots to utilize during flight preparation. The objective of this application is to enhance airport familiarity to ultimately reduce runway incursion. This application is interactive, affordable, accessible, and mobile device-based. It was designed using the Systems Engineering approach, following Human Factors Engineering principles to make this application user-friendly and to provide optimized human machine interaction. A model-based Systems Engineering software-CORE was …

Secure Aircraft Maintenance Records Using Blockchain (Samr), Ahrash Aleshi

Doctoral Dissertations and Master's Theses

We propose to enhance the security and transparency of aircraft maintenance records in the aviation industry through the use of blockchain technology. A physical aircraft maintenance logbook is susceptible to being lost or destroyed. A nonexistent aircraft maintenance logbook hurts the confidence in integrity and reputation of the aircraft. Furthermore, fraud can occur through forgery of FAA personnel signatures and the installation of non-official aircraft parts. The scope of this work is to develop a secure blockchain that can store aircraft service records and information in a digital distributed ledger. By keeping the maintenance logbook on a digital ledger, records …

An Alternative Method Of Identification Of A Failed Engine In Twin-Engine Propeller Aircraft, Andrey Babin

Doctoral Dissertations and Master's Theses

Previous research has revealed that wrong identification of a failed engine during flight is not an uncommon event in an aircraft cockpit. A number of fatal accidents in the past, including the recent TransAsia Flight 235 accident, resulted from engine misidentification. Most accidents of this type happened on takeoff when pilot workload was at its highest level. This thesis consists of two research studies. For Research Study 1, a survey was created to gather opinions of airline pilots who operate twin-engine turboprop aircraft. Twenty-nine percent of respondents to the survey agreed with the statement that there could be a better …

Airport Passenger Processing Technology: A Biometric Airport Journey, Vishra Patel

Doctoral Dissertations and Master's Theses

A passenger's traveling journey throughout the airport is anything but simple. A passenger goes through numerous hoops and hurdles before safely boarding the aircraft. Many airports today are implementing isolated solutions for passenger processing. Some of these technologies include automated self-service kiosks and bag tag, self-service bag drop-off, along with automated self-service gates for boarding and border control. These solutions can be integrated with biometric systems to enhance passenger handling. This thesis analyzes the current passenger processing technology implemented at airports around the world and their associated challenges that passengers face. A new passenger processing technology called a biometric single …

Human Factors Contributing To Unstabilized Approaches And Landings In Commercial Aviation Incidents: An Analysis Of Asrs Reports, Garrin E. Ross

Doctoral Dissertations and Master's Theses

The purpose of this study was to investigate the human factors reported as contributing to operational incidents of unstabilized approaches and landings in United States-based commercial aviation. While previous aviation safety studies have analyzed aviation incident data when investigating the human factor influences during commercial aviation operations and incidents, unstabilized approaches and landings have not been explicitly examined using similar methods. Informed by the findings and recommendations of the Flight Safety Foundation’s Approach and Landing Accident Reduction Task Force, this study examined and analyzed the Aviation Safety Reporting System (ASRS) incident report data from unstabilized approach and landing events. The …

Low-Cost Wearable Head-Up Display For Flight General Aviation, Pavan K. Chinta

Doctoral Dissertations and Master's Theses

A low-cost wearable Commercial-off-The-Shelf (COTS) Augmented Reality (AR) Head-Up Display (HUD) system is designed, successfully reduced to practice, and flight tested. The system is developed based on the need for a technology that improves loss-of-control (LOC) safety in the General Aviation (GA) sector. The accuracy of the flight-path based system is determined to be within a degree of the truth source. The repeatability of the data from the COTS system is excellent. A complementary filter is proposed for air data flow angles and successfully flight tested for straight and level flight, dynamic maneuvering, and atmospheric turbulence, provided that a reasonably …

Applications Of The Technology Acceptance Model To Integration Of The Automatic Ground Collision Avoidance System In Fighter Aircraft Operations, Casey Richardson

Doctoral Dissertations and Master's Theses

The leading cause of F-16 fighter aircraft and fighter pilot losses is ground collisions. In an effort to curb this hazard, an automatic ground collision avoidance system (AGCAS) was formally fielded for use in routine U.S. Air Force active-duty F-16 operations in 2014. AGCAS uses a high-level automation design capable of altering the aircraft’s flight control system independent of pilot action.

This study explored an application of the Technology Acceptance Model (TAM) to integration of the AGCAS in fighter aircraft operations. Using data from a survey of active-duty U.S. Air Force F-16 operational fighter pilots (n=142), collected shortly after initial …

The Extent Of Distraction Of Cell Phone Conversations For Passengers In Simulated Flight, Tianhua Li

Doctoral Dissertations and Master's Theses

Currently, passengers are forbidden from making cell phone calls during flights in the United States due to cellular electronic interference. However, some related research has demonstrated that the use of cell phones has little interference with avionics. Furthermore, any potential electronic interference can be eliminated by using new technology. Although talking on the cell phone does not cause electronic interference, the distraction of a passenger caused by a cell phone may negatively impact safety. The cell phone calls have been found to affect people’s attention and performance. In-flight announcements are popular methods to inform commercial airliner passengers of their situation …

An Archival Analysis Of Stall Warning System Effectiveness During Airborne Icing Encounters, John Michael Maris

Doctoral Dissertations and Master's Theses

An archival study was conducted to determine the influence of stall warning system performance on aircrew decision-making outcomes during airborne icing encounters. A Conservative Icing Response Bias (CIRB) model was developed to explain the historical variability in aircrew performance in the face of airframe icing. The model combined Bayes’ Theorem with Signal Detection Theory (SDT) concepts to yield testable predictions that were evaluated using a Binary Logistic Regression (BLR) multivariate technique applied to two archives: the NASA Aviation Safety Reporting System (ASRS) incident database, and the National Transportation Safety Board (NTSB) accident databases, both covering the period January 1, 1988 …

Safety Assurance Of Non-Deterministic Flight Controllers In Aircraft Applications, Alfonso Noriega

Doctoral Dissertations and Master's Theses

Loss of control is a serious problem in aviation that primarily affects General Aviation. Technological advancements can help mitigate the problem, but the FAA certification process makes certain solutions economically unfeasible. This investigation presents the design of a generic adaptive autopilot that could potentially lead to a single certification for use in several makes and models of aircraft. The autopilot consists of a conventional controller connected in series with a robust direct adaptive model reference controller. In this architecture, the conventional controller is tuned once to provide outer-loop guidance and navigation to a reference model. The adaptive controller makes unknown …

The Effects Of Is-Bao Implementation And Leadership Performance On Safety Culture In Business Aviation Flight Operations, Christopher Mark Broyhill

Doctoral Dissertations and Master's Theses

The International Standard, Business Aircraft Operations (IS-BAO), with a Safety Management System (SMS) as its core element, has been widely accepted by both the International Civil Aviation Organization (ICAO) and the business aviation industry as the mechanism to create a healthy safety culture among the business aviation operators who have implemented the standard. Scholarly literature, however, has presented leadership as the most important factor in the creation and management of a healthy safety culture in organizations in general and aviation organizations in particular. This study examined and compared the effects of IS-BAO progression and leadership performance on the perceptions of …

The Effects Of Safety Culture And Ethical Leadership On Safety Performance, Kevin O’Leary

Doctoral Dissertations and Master's Theses

This dissertation investigated the effects of safety culture and ethical leadership on safety performance in Fractional jet pilots in the United States. The primary objective was to develop a well-fitted model linking these constructs. A composite survey instrument was developed from instruments previously validated in the literature.

There were 305 complete and valid responses from Fractional pilots. The hypothesized factor structure consisted of seven factors. The exogenous factor of safety culture was made up of four sub-factors. The endogenous factors included ethical leadership, pilot commitment, and safety performance. Safety performance was a second order factor consisting of errors and attitudes …

Behavioral Traps In Flight Crew-Related 14 Cfr Part 121 Airline Accidents, Jonathan Velázquez

Doctoral Dissertations and Master's Theses

This dissertation examined pilot behavioral traps in the multi-crew Part 121 air carrier environment. Behavioral traps are accident-inducing operational pitfalls aviators may encounter as a result of poor decision making. The traps studied were: Loss of Situational Awareness; Neglect of Flight Planning, Preflight Inspections and Checklists; Peer Pressure; Get-There-Itis; and Unauthorized Descent Below an Instrument Flight Rule (IFR) Altitude. The purpose of this dissertation was to study the nature of their occurrence in the airline domain. Another key component was to explore the relationships between the behavioral traps and factors such as pilot age, pilot flight experience, weather, flight conditions, …

Identifying Secondary Crashes By Using Geographic Information System (Gis) And Determining The Secondary Crashes Characteristics, Yuan Tian

Doctoral Dissertations and Master's Theses

As the nation’s transportation infrastructure expands, traffic incidents led to more than 25% of traffic congestion in the United States (FHWA, 2014). The risk of the occurrence of secondary crashes can be six times higher in the presence of a primary crash than that at a normal traffic condition (Yang et al., 2013 and Tedesco, 1994). The purpose of this study is 1) to develop a method to identify the secondary crashes with the primary incidents in Geographic Information Systems (GIS) under different spatial-temporal criteria, and 2) to determine the impacts of spatial-temporal criteria on the secondary crash characteristics in …

National Culture: Understanding The Impact Of Cross-Culture On Airline Pilots' Safety Performance In The Middle-East And North Africa (Mena) Region, Shareef Abdulla Kaddas Al-Romaithi

Doctoral Dissertations and Master's Theses

The continuous expansion of Middle Eastern airlines has created a pilot shortage. Since the local pilot population in the Middle East is relatively small, airlines have been relying on foreign pilots to satisfy their operational requirements. Consequently, pilots with diverse cultural perspectives have been operating together. In order to manage this cultural diversity and ensure safe operations, airlines have been applying a number of training and operational strategies such as Crew Resource Management (CRM) with emphasis on adherence to Standard Operating Procedures (SOP). However, CRM was designed and implemented by North Americans as a solution for human factor intricacies among …

An Analysis Of Airport Surface Deviations Using The Human Factors Analysis And Classification System (Hfacs), James H. Cistone

Doctoral Dissertations and Master's Theses

An analysis of accident and incident data from the Federal Aviation Administration Runway Safety database and the National Transportation Safety Board (NTSB) database was performed to determine causal factors for airport surface deviations over a 12-year period, from January 1, 2001 through December 31, 2012. The Human Factors Analysis and Classification System was used as the framework to analyze the NTSB data for causal factors.

Analysis of the NTSB data produced 289 airport surface deviation cases, which were analyzed for causal evidence, and the results indicated that skill-based errors occurred at least once in the largest frequency of airport surface …

The Effects Of Aircraft Certification Rules On General Aviation Accidents, Carolina Lenz Anderson

Doctoral Dissertations and Master's Theses

The purpose of this study was to analyze the frequency of general aviation airplane accidents and accident rates on the basis of aircraft certification to determine whether or not differences in aircraft certification rules had an influence on accidents. In addition, the narrative cause descriptions contained within the accident reports were analyzed to determine whether there were differences in the qualitative data for the different certification categories. The certification categories examined were: Federal Aviation Regulations Part 23, Civil Air Regulations 3, Light Sport Aircraft, and Experimental-Amateur Built. The accident causes examined were those classified as: Loss of Control, Controlled Flight …