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- Securities (23)
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- Publication Year
Articles 61 - 76 of 76
Full-Text Articles in Securities Law
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Villanova Law Review
No abstract provided.
Securities Regulation - Breach Of Statutory Duty Of Inquiry Imposed By Section 17(A) Of Securites And Exchange Act Subjects Accountant To Liability As Aider-Abettor Of Securities Broker's Rule 10b-5 Violation, Philip G. Kircher
Villanova Law Review
No abstract provided.
Securities - Outsiders Who Trade On Inside Information Held Accountable To The Corporation For Their Profits On The Basis Of Common Law Fiduciary Principles, Timothy J. Carson
Securities - Outsiders Who Trade On Inside Information Held Accountable To The Corporation For Their Profits On The Basis Of Common Law Fiduciary Principles, Timothy J. Carson
Villanova Law Review
No abstract provided.
The Controlling Persons Provisions: Conduits Of Secondary Liability Under Federal Securities Law, Kenneth I. Levin
The Controlling Persons Provisions: Conduits Of Secondary Liability Under Federal Securities Law, Kenneth I. Levin
Villanova Law Review
No abstract provided.
Securities Regulation - An Unsuccessful Tender Offeror Has Standing To Sue The Target Corporation, The Successful Contestant, And The Underwriter, For Damages Resulting From Violations Of Section 14(E) And Rule 10b-6, Jeffrey L. Pettis
Villanova Law Review
No abstract provided.
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Villanova Law Review
No abstract provided.
The New Annual Report To Shareholders, Robert S. Kant
The New Annual Report To Shareholders, Robert S. Kant
Villanova Law Review
No abstract provided.
Securities Regulation - Purchaser-Seller Requirement Under Rule 10b-5 Abandoned By The Seventh Circuit, Standing To Sue Granted To A Non-Purchasing Or Selling Plaintiff, Garry Paul Jerome
Securities Regulation - Purchaser-Seller Requirement Under Rule 10b-5 Abandoned By The Seventh Circuit, Standing To Sue Granted To A Non-Purchasing Or Selling Plaintiff, Garry Paul Jerome
Villanova Law Review
No abstract provided.
The Liquidation-Reincorporation Device - Analysis And Proposed Solutions, Bruce D. Lombardo, Thomas C. Riley
The Liquidation-Reincorporation Device - Analysis And Proposed Solutions, Bruce D. Lombardo, Thomas C. Riley
Villanova Law Review
No abstract provided.
The Decline Of The Purchaser-Seller Requirement Of Rule 10b-5, Edward J. Ciechon Jr.
The Decline Of The Purchaser-Seller Requirement Of Rule 10b-5, Edward J. Ciechon Jr.
Villanova Law Review
No abstract provided.
Recent Developments, Various Editors
Corporations - Proxy Regulations - Federal Courts Can Grant Complete Relief In Shareholder's Suit For Violation Of Section 14(A) Of Securities Exchange Act Of 1934, Jack J. Bernstein
Corporations - Proxy Regulations - Federal Courts Can Grant Complete Relief In Shareholder's Suit For Violation Of Section 14(A) Of Securities Exchange Act Of 1934, Jack J. Bernstein
Villanova Law Review
No abstract provided.
The National Association Of Securities Dealers: Continuing Government-Industry Cooperative Regulation In The Over-The-Counter Securities Industry, Thomas B. Rutter
The National Association Of Securities Dealers: Continuing Government-Industry Cooperative Regulation In The Over-The-Counter Securities Industry, Thomas B. Rutter
Villanova Law Review
No abstract provided.
Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan
Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan
Villanova Law Review
No abstract provided.
Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter
Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter
Villanova Law Review
No abstract provided.
A Discussion And Analysis Of The Valic Decision, Laurence M. Jones
A Discussion And Analysis Of The Valic Decision, Laurence M. Jones
Villanova Law Review
No abstract provided.