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Securities Law Commons

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Villanova University Charles Widger School of Law

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Articles 31 - 60 of 76

Full-Text Articles in Securities Law

Enron, Sarbanes-Oxley And Accounting: Rules Versus Principles Versus Rents, William W. Bratton Jan 2003

Enron, Sarbanes-Oxley And Accounting: Rules Versus Principles Versus Rents, William W. Bratton

Villanova Law Review

No abstract provided.


Misleading Employer Communications And The Securities Fraud Implications Of The Employee As Investor, Jennifer O'Hare Jan 2003

Misleading Employer Communications And The Securities Fraud Implications Of The Employee As Investor, Jennifer O'Hare

Villanova Law Review

No abstract provided.


Semerenko V. Cendant Corp.: The Third Circuit Clarifies The Securities Exchange Commission's Rule 10b-5 In The Context Of Public Misrepresentations, Anna Mae Maloney Jan 2002

Semerenko V. Cendant Corp.: The Third Circuit Clarifies The Securities Exchange Commission's Rule 10b-5 In The Context Of Public Misrepresentations, Anna Mae Maloney

Villanova Law Review

No abstract provided.


And The Winner Is - Interpreting The Lead Plaintiff And The Lead Counsel Provisions Of The Private Securities Litigation Reform Act Of 1995, Ashe P. Puri Jan 2002

And The Winner Is - Interpreting The Lead Plaintiff And The Lead Counsel Provisions Of The Private Securities Litigation Reform Act Of 1995, Ashe P. Puri

Villanova Law Review

No abstract provided.


Stock Market Insider Trading: Victims, Violators And Remedies - Including An Analogy To Fraud In The Sale Of A Used Car With A Generic Defect, William K.S. Wang Jan 2000

Stock Market Insider Trading: Victims, Violators And Remedies - Including An Analogy To Fraud In The Sale Of A Used Car With A Generic Defect, William K.S. Wang

Villanova Law Review

No abstract provided.


Risky Business: Htas, The Cash Forward Exclusion And Top Of Iowa Cooperative V. Schewe, Charles F. Reid Jan 1999

Risky Business: Htas, The Cash Forward Exclusion And Top Of Iowa Cooperative V. Schewe, Charles F. Reid

Villanova Law Review

No abstract provided.


Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis Jan 1997

Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis

Villanova Law Review

No abstract provided.


The United States Supreme Court Recognizes An Implied Right Of Contribution For Defendants In Rule 10b-5 Actions In Musick, Peeler & (And) Garrett V. Employers Insurance Of Wausau: A Judicial Oak Grows From The Sand, Nicholas Day Jan 1994

The United States Supreme Court Recognizes An Implied Right Of Contribution For Defendants In Rule 10b-5 Actions In Musick, Peeler & (And) Garrett V. Employers Insurance Of Wausau: A Judicial Oak Grows From The Sand, Nicholas Day

Villanova Law Review

No abstract provided.


The Constitutionality Of Section 27a Of The Securities Exchange Act: Is Congress Rubbing Lampf The Wrong Way, Craig W. Palm Jan 1992

The Constitutionality Of Section 27a Of The Securities Exchange Act: Is Congress Rubbing Lampf The Wrong Way, Craig W. Palm

Villanova Law Review

No abstract provided.


Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson Jan 1991

Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson

Villanova Law Review

No abstract provided.


Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond Jan 1991

Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond

Villanova Law Review

No abstract provided.


New Protections In Arbitrating Public Securities Disputes In The Wake Of Mcmahon: Foregone Conclusion Or Will-O'-The-Wisp, C.M.A. Mccauliff, Robert C. Tyms Jan 1989

New Protections In Arbitrating Public Securities Disputes In The Wake Of Mcmahon: Foregone Conclusion Or Will-O'-The-Wisp, C.M.A. Mccauliff, Robert C. Tyms

Villanova Law Review

No abstract provided.


Securities Regulation - Financial Advisor As A Bidder In Actions Arising Under The Williams Act, Edward J. Yocum Jr. Jan 1989

Securities Regulation - Financial Advisor As A Bidder In Actions Arising Under The Williams Act, Edward J. Yocum Jr.

Villanova Law Review

No abstract provided.


Securities Law - Statutes Of Limitations - Limitations Period For Express Causes Of Action Under Securities Exchange Act Of 1934 Applied To Implied Cause Of Action Under Section 10(B) And Rule 10b-5, Carla J. Metzman Jan 1989

Securities Law - Statutes Of Limitations - Limitations Period For Express Causes Of Action Under Securities Exchange Act Of 1934 Applied To Implied Cause Of Action Under Section 10(B) And Rule 10b-5, Carla J. Metzman

Villanova Law Review

No abstract provided.


The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne Jan 1988

The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne

Villanova Law Review

No abstract provided.


Managing Securities Disputes After Mcmahon: A Call For Consolidation And Arbitration, Laura Ginger Jan 1988

Managing Securities Disputes After Mcmahon: A Call For Consolidation And Arbitration, Laura Ginger

Villanova Law Review

No abstract provided.


Securities Fraud - Third Circuit Adopts Fraud-On-The-Market Theory Of Causation In 10b-5 Actions, Jeffrey E. Fleming Jan 1987

Securities Fraud - Third Circuit Adopts Fraud-On-The-Market Theory Of Causation In 10b-5 Actions, Jeffrey E. Fleming

Villanova Law Review

No abstract provided.


Federal Securities - Searching For A Definition Of Manipulation Under Section 14(E) Of The Williams Act, Pamela I. Lehrer Jan 1985

Federal Securities - Searching For A Definition Of Manipulation Under Section 14(E) Of The Williams Act, Pamela I. Lehrer

Villanova Law Review

No abstract provided.


The Demand Requirement Of Rule 23.1 In Actions Brought Under Section 36(B) Of The Investment Company Act Of 1940, Lawrence F. Flick Ii Jan 1983

The Demand Requirement Of Rule 23.1 In Actions Brought Under Section 36(B) Of The Investment Company Act Of 1940, Lawrence F. Flick Ii

Villanova Law Review

No abstract provided.


Federal Securities Regulation - Rule 10b-5 - Misappropriation Of Confidential Takeover Information From An Investment Banking Firm And Its Clients For The Purpose Of Purchasing Shares Of The Target Companies Constitutes A Criminal Violation Of Rule 10b-5, Paul M. Altman Jan 1982

Federal Securities Regulation - Rule 10b-5 - Misappropriation Of Confidential Takeover Information From An Investment Banking Firm And Its Clients For The Purpose Of Purchasing Shares Of The Target Companies Constitutes A Criminal Violation Of Rule 10b-5, Paul M. Altman

Villanova Law Review

No abstract provided.


Federal Securities Regulation, Various Editors Jan 1981

Federal Securities Regulation, Various Editors

Villanova Law Review

No abstract provided.


Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant Jan 1981

Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant

Villanova Law Review

No abstract provided.


The Implication Doctrine After Touche Ross And Transamerica: The State Of Implied Causes Of Action In Federal Regulatory Statutes, James J. Spadaro Jr. Jan 1981

The Implication Doctrine After Touche Ross And Transamerica: The State Of Implied Causes Of Action In Federal Regulatory Statutes, James J. Spadaro Jr.

Villanova Law Review

No abstract provided.


The Pennsylvania Takeover Disclosure Law: A Statute Waiting To Be Invalidated, Ira P. Tiger Jan 1980

The Pennsylvania Takeover Disclosure Law: A Statute Waiting To Be Invalidated, Ira P. Tiger

Villanova Law Review

No abstract provided.


Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr. Jan 1980

Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.

Villanova Law Review

No abstract provided.


Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall Jan 1979

Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall

Villanova Law Review

No abstract provided.


Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein Jan 1979

Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein

Villanova Law Review

No abstract provided.


Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter Jan 1978

Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter

Villanova Law Review

No abstract provided.


Federal Statutes And Regulation, Various Editors Jan 1977

Federal Statutes And Regulation, Various Editors

Villanova Law Review

No abstract provided.


Complete Stock Redemption In A Family Corporation: A Warning About The Pitfalls Of Two Standards, Eric T. Johnson Jan 1977

Complete Stock Redemption In A Family Corporation: A Warning About The Pitfalls Of Two Standards, Eric T. Johnson

Villanova Law Review

No abstract provided.