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Articles 211 - 239 of 239
Full-Text Articles in Securities Law
Insider Trading By Foreigners In United States Securities Markets: A Pervasive Problem And Prosecutorial Nightmare, Scott M. Zemser
Insider Trading By Foreigners In United States Securities Markets: A Pervasive Problem And Prosecutorial Nightmare, Scott M. Zemser
Cardozo Law Review
No abstract provided.
Structured Finance: The New Way To Securitize Assets, Steven L. Schwarcz
Structured Finance: The New Way To Securitize Assets, Steven L. Schwarcz
Cardozo Law Review
No abstract provided.
Combine And Conquer: Rethinking The Regulation Of Stock Index Futures, Marianne T. Spinelli
Combine And Conquer: Rethinking The Regulation Of Stock Index Futures, Marianne T. Spinelli
Cardozo Law Review
No abstract provided.
Securities Law - Statutes Of Limitations - Limitations Period For Express Causes Of Action Under Securities Exchange Act Of 1934 Applied To Implied Cause Of Action Under Section 10(B) And Rule 10b-5, Carla J. Metzman
Villanova Law Review (1956 - )
No abstract provided.
Transfer -On-Death Securities Registration: A New Title Form, Richard V. Wellman
Transfer -On-Death Securities Registration: A New Title Form, Richard V. Wellman
Scholarly Works
This article is inspired by a new form for registering corporate shares that is now available to certain stockholders of Southwestern Bell Corporation (SBC). Designed to replace stock registrations that make two or more persons appear to be co-owners, the new form, referred to herein as a transfer-on-death (TOD) registration, enables a sole owner to register a designation of a death beneficiary in whose favor a transfer on death of the registered shares may occur outside the probate process. The new registration form extends a key provision of the Uniform Probate Code (U.P.C.) that was designed to encourage development of …
On A Just Measure Of The Efficiency Of Law And Governmental Policies, John L. Hanks
On A Just Measure Of The Efficiency Of Law And Governmental Policies, John L. Hanks
Cardozo Law Review
No abstract provided.
Disclosure Of Preliminary Merger Negotiations, Randi S. Goldberg
Disclosure Of Preliminary Merger Negotiations, Randi S. Goldberg
Cardozo Law Review
No abstract provided.
Materiality And The Efficient Capital Market Model: A Recipe From The Total Mix, Roger J. Dennis
Materiality And The Efficient Capital Market Model: A Recipe From The Total Mix, Roger J. Dennis
William & Mary Law Review
No abstract provided.
Loan Participation Agreements As Securities: Judicial Interpretations Of The Securities Act Of 1933 And The Securities Exchange Act Of 1934, J. Thomas Cookson
Loan Participation Agreements As Securities: Judicial Interpretations Of The Securities Act Of 1933 And The Securities Exchange Act Of 1934, J. Thomas Cookson
William & Mary Law Review
No abstract provided.
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
William & Mary Law Review
No abstract provided.
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
William & Mary Law Review
No abstract provided.
Corporate Governance And The Shareholders' Derivative Action: Rules And Remedies For Implementing The Monitoring Model, Bruce Dickstein
Corporate Governance And The Shareholders' Derivative Action: Rules And Remedies For Implementing The Monitoring Model, Bruce Dickstein
Cardozo Law Review
Report and Recommendation to the New York State Bar Association by the Committee on Federal Constitution
Rule 242 And Section 4(6) Securities Registration Exemptions: Recent Attempts To Aid Small Businesses, Susan E. Satkowski
Rule 242 And Section 4(6) Securities Registration Exemptions: Recent Attempts To Aid Small Businesses, Susan E. Satkowski
William & Mary Law Review
No abstract provided.
Burks V. Lasker, Lewis F. Powell Jr.
Securities And Exchange Commission V. Sloan, Lewis F. Powell Jr.
Securities And Exchange Commission V. Sloan, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Santa Fe Industries, Inc. V. Green, Lewis F. Powell Jr.
Santa Fe Industries, Inc. V. Green, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr.
E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Tsc Industries Inc. V. Northway, Inc., Lewis F. Powell Jr.
Tsc Industries Inc. V. Northway, Inc., Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Federal Legislation To Enhance Competition In The Securities Industry
Federal Legislation To Enhance Competition In The Securities Industry
William & Mary Law Review
No abstract provided.
Gordon V. New York Stock Exchange, Inc. (Nyse), Lewis F. Powell Jr.
Gordon V. New York Stock Exchange, Inc. (Nyse), Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Vicarious Liability For Securities Law Violations: Respondeat Superior And The Controlling Person Sections
William & Mary Law Review
No abstract provided.
Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives
Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives
William & Mary Law Review
No abstract provided.
Regulation Of Pyramid Sales Ventures
Securities, John A. Humbach
Securities, John A. Humbach
Elisabeth Haub School of Law Faculty Publications
During the past year, the Second Circuit again had occasion to decide several cases in which significant issues under the federal securities law were raised. Although none of last year's lot seems destined to become a landmark, these cases do contain some important refinements and clarifications of earlier, broad policy thrusts. The flurry of new regulatory promulgations by the Securities and Exchange Commission may have commanded the focus of the securities bar in recent months, but the decisions of the Second Circuit in the securities area, last year as usual, also deserve the securities lawyer's careful attention.
Kern County Land Commission V. Occidental Petroleum Corporation, Lewis F. Powell Jr.
Kern County Land Commission V. Occidental Petroleum Corporation, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Review Of Wall Street: Security Risk By Hurd Baruch, John A. Humbach
Review Of Wall Street: Security Risk By Hurd Baruch, John A. Humbach
Elisabeth Haub School of Law Faculty Publications
No abstract provided.
The Canadian Corporation And Wall Street: Application Of United States Securities Laws To Canadian Issuers, Merril Sobie
The Canadian Corporation And Wall Street: Application Of United States Securities Laws To Canadian Issuers, Merril Sobie
Elisabeth Haub School of Law Faculty Publications
The purpose of this article is to present the Canadian legal practitioner with a summary of those sections of American securities laws which are applicable to foreign issuers. Discussion, for the most part, will be limited to a brief outline of the more salient aspects of securities regulation; a complete presentation of any one feature would be impossible within the confines of a single article. Wherever possible, relevant authorities will be cited and counsel would be wise to examine their more detailed treatment. Moreover, though federal legislation in this area is not exclusive, discussion will be limited to the national …
Amendments Affecting Perfection Of Security Interests, Roy L. Steinheimer, Jr.
Amendments Affecting Perfection Of Security Interests, Roy L. Steinheimer, Jr.
Legal Scholarship by Dean Steinheimer
No abstract provided.
Securities Issuance And Regulation: The New Indiana Securities Law, Arthur J. Pasmas Jr.
Securities Issuance And Regulation: The New Indiana Securities Law, Arthur J. Pasmas Jr.
Indiana Law Journal
No abstract provided.