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Articles 421 - 450 of 528
Full-Text Articles in Securities Law
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
To people outside the horse business, the word “syndicate” may conjure up images of sinister characters and organized crime. People who invest in horses, however, attach quite a different meaning to the word syndicates. Mention of a syndicate may remind them of Secretariat, Niatross, Aladdinn or Easy Jet, depending upon the particular breed of horse that interests them. They also think of something else: money, big money.
Although one cannot seriously contend that syndicates alone are responsible for the spectacular monetary growth of the horse business, they certainly have facilitated that growth. Syndicates have been and continue to be the …
Article 9 Security Interests As Voidable Preferences: Part Ii The Floating Lien, Irving A. Breitowitz
Article 9 Security Interests As Voidable Preferences: Part Ii The Floating Lien, Irving A. Breitowitz
Cardozo Law Review
No abstract provided.
Corporate Governance And The Shareholders' Derivative Action: Rules And Remedies For Implementing The Monitoring Model, Bruce Dickstein
Corporate Governance And The Shareholders' Derivative Action: Rules And Remedies For Implementing The Monitoring Model, Bruce Dickstein
Cardozo Law Review
Report and Recommendation to the New York State Bar Association by the Committee on Federal Constitution
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Kentucky Law Journal
No abstract provided.
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Villanova Law Review (1956 - )
No abstract provided.
Incorporation And The Securities Acts, Daniel T. Murphy
Incorporation And The Securities Acts, Daniel T. Murphy
Law Faculty Publications
ATTORNEYS, when advising clients regarding the advantages and disadvantages of incorporating a business, must carefully consider the applicability of the securities laws, state and federal, to the venture from its inception. If a business were run as a proprietorship or a general partnership, the principals could dispose of their interests in the business without consideration of the securities laws. The issuance of stock by a corporation to such individuals in exchange for cash or their interests in the business triggers the application of both state and federal securities laws. More importantly, however, the attorney must recognize that these statutes will …
Emergency Power Of The Commodity Futures Trading Commission
Emergency Power Of The Commodity Futures Trading Commission
Washington and Lee Law Review
No abstract provided.
Rule 10b-5: The Circuits Debate The Exclusivity Of Remedies, The Purchaser-Seller Requirement, And Constructive Deception
Washington and Lee Law Review
No abstract provided.
Pledges Of Securities After Blue Chip
Pledges Of Securities After Blue Chip
Washington and Lee Law Review
No abstract provided.
Constructive Deception Under Rule 10b-5
Constructive Deception Under Rule 10b-5
Washington and Lee Law Review
No abstract provided.
Reliance Requirement For A Non-Tendering Shareholder
Reliance Requirement For A Non-Tendering Shareholder
Washington and Lee Law Review
No abstract provided.
Freezeout Merger Regulation: An Sec Rule Joins State Efforts
Freezeout Merger Regulation: An Sec Rule Joins State Efforts
Washington and Lee Law Review
No abstract provided.
Implied Private Rights Of Action Under The Commodities Acts
Implied Private Rights Of Action Under The Commodities Acts
Washington and Lee Law Review
No abstract provided.
Proving Fraud Under The Commodities Acts
Proving Fraud Under The Commodities Acts
Washington and Lee Law Review
No abstract provided.
Implied Private Rights Of Action Under Section 17(A)
Implied Private Rights Of Action Under Section 17(A)
Washington and Lee Law Review
No abstract provided.
Rule 10b-5 And Section 18: The Conflict Between Express And Implied Remedies
Rule 10b-5 And Section 18: The Conflict Between Express And Implied Remedies
Washington and Lee Law Review
No abstract provided.
Standing To Sue Under The Williams Act
Standing To Sue Under The Williams Act
Washington and Lee Law Review
No abstract provided.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Villanova Law Review (1956 - )
No abstract provided.
Directors' Duties And Liabilities Under The Securities Acts And Corporation Law, Elliot Goldstein, Michael Shepherd
Directors' Duties And Liabilities Under The Securities Acts And Corporation Law, Elliot Goldstein, Michael Shepherd
Washington and Lee Law Review
No abstract provided.
Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii
Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii
Seattle University Law Review
The addition of the risk capital definition to Washington's securities law will expand regulation to many transactions that in the past were excluded. Although its full application is unforeseeable, the risk capital definition should apply to financing arrangements in the formation of clubs, associations, and cooperatives. Practitioners must be keenly aware that ventures not traditionally defined within Washington's securities regulations many now fall under the risk capital definition of a security.
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Villanova Law Review (1956 - )
No abstract provided.
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Villanova Law Review (1956 - )
No abstract provided.
Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large
Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large
Indiana Law Journal
No abstract provided.
The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle
The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle
Vanderbilt Journal of Transnational Law
The Foreign Corrupt Practices Act of 1977 (the Act) was passed as a consequence of revelations of foreign and domestic bribes, kickbacks, political payoffs and other questionable financial practices by corporations throughout the past several years. The Act requires issuers of securities subject to the registration and reporting provisions of the Securities Exchange Act of 1934 to comply with specific accounting standards. In addition, the Act provides for civil and criminal liability when an issuer or any domestic concern not an issuer uses the mails or any instrumentality of interstate commerce in furtherance of certain payments to foreign officials...
The …
Director And Audit Committee Responsibilities Relating To Perquisites, Charles B. Tomm
Director And Audit Committee Responsibilities Relating To Perquisites, Charles B. Tomm
Washington and Lee Law Review
No abstract provided.
Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter
Villanova Law Review (1956 - )
No abstract provided.