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Securities Law Commons™

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Securities

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Articles 511 - 528 of 528

Full-Text Articles in Securities Law

Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan Jan 1961

Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan

Villanova Law Review (1956 - )

No abstract provided.


Creditors' Rights And Security Transactions -- 1960 Tennessee Survey, Forrest W. Lacey Oct 1960

Creditors' Rights And Security Transactions -- 1960 Tennessee Survey, Forrest W. Lacey

Vanderbilt Law Review

Two cases involving mechanic's liens were decided during the period under survey. Rowland v. Lowe' presented the question of the validity of a material men's lien against the owner of land subject to a contract of sale which required the purchaser to erect improvements on the land. In order to protect the vendor's lien, which was to be retained in the deed, the contract provided:

"The purchaser obligates himself to pay all sums for labor and materials in the construction of the improvements on said lot, and in no event shall there be any lien on the lot of ground …


Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter Jan 1960

Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter

Villanova Law Review (1956 - )

No abstract provided.


A Discussion And Analysis Of The Valic Decision, Laurence M. Jones Jan 1960

A Discussion And Analysis Of The Valic Decision, Laurence M. Jones

Villanova Law Review (1956 - )

No abstract provided.


Fifteen-Year Survey Of Corporate Developments, 1944-1959, Miguel A. De Capriles Dec 1959

Fifteen-Year Survey Of Corporate Developments, 1944-1959, Miguel A. De Capriles

Vanderbilt Law Review

The foregoing survey, it is believed, amply demonstrates the kaleidoscopic variety of the corporate developments of the past fifteen years, even though for obvious reasons much of the detail has had to be omitted. General conclusions are difficult to draw. It seems likely that the success of capitalist enterprise in this, period and the self-imposed improvement in standards of corporate. Fanchon & Marco, Inc. v. Paramount Pictures, 202 F.2d 731 (2d Cir. management have retarded the underlying trend toward expansion of the role of government in the regulation of economic affairs. There has been no occasion for new dramatic statutory …


Regulation Of Motor Carrier Securities, Eugene T. Liipfert, John L. Mechem Oct 1958

Regulation Of Motor Carrier Securities, Eugene T. Liipfert, John L. Mechem

Vanderbilt Law Review

The origins of the intercity trucking industry were humble. The development of the motor truck and of an intercity highway system which made its use in the transportation of freight practicable led many enterprising individuals to set themselves up as intercity truckers during the decade between 1925 and 1935. Capital requirements were minimal. The initial investment was frequently no more than the down payment on the motor vehicles employed. In the early stages of development, the typical motor carrier was a sole proprietorship, partnership or family-held corporation which relied for its financing on retained earnings of the business and hand-to-mouth …


State "Blue Sky" And Federal Securities Laws, Edward R. Hayes Jun 1958

State "Blue Sky" And Federal Securities Laws, Edward R. Hayes

Vanderbilt Law Review

The subject of state and federal regulation of securities is one with which most lawyers have little familiarity. It may not have been discussed in any of their law school courses;' and their practice may have involved the organization and financing of few if any corporations. This lack of familiarity results in unawareness of the "extent to which security transactions are subject to regulation, a sometimes erroneous assumption that securities may be issued lawfully by the occasional corporate (and even noncorporate) client without necessity for complying with statutory requirements, and an overlooking of possible rights of clients who may have …


Manipulation Of Share Priorities, Alfred F. Conard Dec 1954

Manipulation Of Share Priorities, Alfred F. Conard

Vanderbilt Law Review

Investors, who seldom read law reviews, continue to put their money into preferred stocks. In the last five reported years, approximately 3 billion of dollars worth of preferred shares have been offered to the public, or more than a third of the value of all stock offered. Can Mr. Becht and the investors both be right?

Presumably the investors are directing their attention to different aspects of preferred stock than is Mr. Becht. Like other lawyers, he is considering what managements can do to preferred shareholders if they do their worst. His conclusions are based on the records of cases …


Book Reviews, Hugh L. Sowards, Stanley D. Rose (Reviewer), William D. Warren (Reviewer) Jun 1952

Book Reviews, Hugh L. Sowards, Stanley D. Rose (Reviewer), William D. Warren (Reviewer)

Vanderbilt Law Review

Securities Legislation

By Louis Loss

Boston: Little, Brown & Com-pany, 1951. Pp. xxvii, 1283. $17.50

reviewer: Hugh L. Sowards

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Private Property, the History of an Idea

By Richard Schlatter

New Brunswick: Rutgers University Press, 1951. Pp. 284. $2.50

reviewer: Stanley D. Rose

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Oil and Gas Law: Collection of articles

TEXAS LAW REVIEW

Austin: Texas Law Review, Inc., 1951. Pp. xix, 1736. $15.00

reviewer: William D. Warren


Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne Jan 1951

Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne

Indiana Law Journal

No abstract provided.


United States Savings Bonds, Series E, F, And G, Laurence M. Jones Jan 1950

United States Savings Bonds, Series E, F, And G, Laurence M. Jones

Maryland Law Review

No abstract provided.


The Investment Advisers Act Of 1940, W.T. Mallison Jr. Dec 1947

The Investment Advisers Act Of 1940, W.T. Mallison Jr.

Vanderbilt Law Review

There were many questionable business methods which could be used by advisers prior to the passage of the Act. In 1939, it was not uncommon for an adviser to arrange that one client buy a certain security and that another sell the same one. Where the adviser operated on the then commonly accepted basis of receiving a proportion of profits made by his clients, he could not lose by using this technique. The adviser's sole concern was to seek new clients to replace those whose assets or credulity were exhausted. Adviser custody of clients' funds was the basis of most …


Known Generally As Corporate Securities, Albert S. Abel Dec 1946

Known Generally As Corporate Securities, Albert S. Abel

West Virginia Law Review

No abstract provided.


Definition And Classification Of Securities Under The Revenue Act, Charles C. Parlin Aug 1940

Definition And Classification Of Securities Under The Revenue Act, Charles C. Parlin

Indiana Law Journal

No abstract provided.


Securities, Joseph M. Cormack Jan 1937

Securities, Joseph M. Cormack

Faculty Publications

No abstract provided.


Creditor's Right In Assets Pledged For Surety's Protection, C. A. P. Jr. Dec 1936

Creditor's Right In Assets Pledged For Surety's Protection, C. A. P. Jr.

West Virginia Law Review

No abstract provided.


Corporate Reorganizations-Can Securities Of The New Corporation Be Forced On Recalcitrant Creditors? Apr 1934

Corporate Reorganizations-Can Securities Of The New Corporation Be Forced On Recalcitrant Creditors?

Indiana Law Journal

No abstract provided.


Duty Of Creditor To Pursue Remedy Against Principal Before Looking To Guarantor, H. C. J. Nov 1917

Duty Of Creditor To Pursue Remedy Against Principal Before Looking To Guarantor, H. C. J.

West Virginia Law Review

No abstract provided.