Systems Engineering Commons^™

Naval Surface Warfare Center Dahlgren Division Engagement Systems (G) Department Development Of A Plan To Maintain, Expand, And Create Corporate Knowledge, Luis J. Rodriguez

Engineering Management & Systems Engineering Theses & Dissertations

This dissertation presents the implementation of an organizational study in a technical organization that provides basic information for proper decision making to establish, continue, nurture, modify, transfer or terminate a Knowledge Management (KM) practice. Different aspects of an organization influence the capability to create and retain knowledge. Understanding the factors and the environment of the KM problem in an organization is essential for a successful plan and execution of knowledge creation, transfer and retention. The study purpose was to describe the contextual situation of the organization in terms of Human, Structural and Relational Capital; identify critical knowledge for the organization …

System Governance Analysis Of Complex Systems, Behnido Y. Calida

Engineering Management & Systems Engineering Theses & Dissertations

The purpose of this research was to develop and deploy a systems-based framework for analysis of complex governance systems using a multimethodology research design. Two research gaps motivated this research: (1) lack of an integrated conceptualization of a system governance construct, (2) an absence of studies that consider both the governed and governing systems as well as the emergent interactions that arise from within complex governance systems.

The research focused on three primary questions: (1) What are the distinctive characteristics of governance?; (2) What system-based framework can be developed for analysis of governance in complex systems?, and (3) What results …

The Factors Behind A Successful Implementation Of Electronic Health Records Systems, Anjee Gorkhali

Engineering Management & Systems Engineering Theses & Dissertations

This research explores the role that budget for Information System (IS) and technical expertise of healthcare service provider staff play on the successful leap from a partial to exhaustive implementation of Electronic Health Records (EHR) Systems. Technical expertise in Information Systems might not be easily measurable directly, but there are a number of indicators that could be used as a proxy, such as: Information System (IS) Department Budget, number of IS staff and the extent of technical trainings provided by the IS department to the clinical staff. This research study hypothesizes that quality technical trainings conducted by an IS department …

Evaluating Network Analysis And Agent Based Modeling For Investigating The Stability Of Commercial Air Carrier Schedules, Sheila Ruth Conway

Engineering Management & Systems Engineering Theses & Dissertations

For a number of years, the United States Federal Government has been formulating the Next Generation Air Transportation System plans for National Airspace System improvement. These improvements attempt to address air transportation holistically, but often address individual improvements in one arena such as ground or in-flight equipment.

In fact, air transportation system designers have had only limited success using traditional Operations Research and parametric modeling approaches in their analyses of innovative operations. They need a systemic methodology for modeling of safety-critical infrastructure that is comprehensive, objective, and sufficiently concrete, yet simple enough to be deployed with reasonable investment. The methodology …

A Systemic Approach To Next Generation Infrastructure Data Elicitation And Planning Using Serious Gaming Methods, Ersin Ancel

Engineering Management & Systems Engineering Theses & Dissertations

Infrastructure systems are vital to the functioning of our society and economy. However, these systems are increasingly complex and are more interdependent than ever, making them difficult to manage. In order to respond to increasing demand, environmental concerns, and natural and man-made threats, infrastructure systems have to adapt and transform. Traditional engineering design approaches and planning tools have proven to be inadequate when planning and managing these complex socio-technical system transitions. The design and implementation of next generation infrastructure systems require holistic methodologies, encompassing organizational and societal aspects in addition to technical factors. In order to do so, a serious …

Towards An Organizational Strategic Vitality Theory: A Study Of A Public Sector Board Of Directors, Keith L. Woodman

Engineering Management & Systems Engineering Theses & Dissertations

Boards of directors govern practically all organizations of significant size in the public and private sector. Improving the understanding of how boards function is critical because when boards fail, the results can be devastating. Little is understood about the functioning of boards of directors in the public sector, which accounts for a significant amount of the gross national product of the world's economy. The author observed a public sector board of directors for one year. Using the grounded theory research method to analyze the observations, he generated a theory of organizational strategic vitality that describes how a board of directors …

A Structured Project-Risk Management And Life Cycle Framework For Complex Systems: Ship Repair And Maintenance (Sr&M) Projects, Michael Craig Plumb

Engineering Management & Systems Engineering Theses & Dissertations

This dissertation contributes to insights regarding the implications of using Project Risk Management (PRM) and Life Cycle Assessment (LCA) in managing projects for a complex system. The PRM approach apprehends many forms of risk both internal and external within a given project and assists the manager in determining the level of importance of each individual project phase and component to optimize project success. The life cycle approach to project management is used with short-term limitations with respect to a product's life cycle over several years. The literature discusses many tools and techniques that assist project managers in implementing optimal solutions, …

A Method To Improve The Sustainment Of Systems Based On Probability And Consequences, Michael Ashton Gaintner

Engineering Management & Systems Engineering Theses & Dissertations

The FROST Method is presented which improves the efficiency of long-term sustainment of hardware systems. The FROST Method makes sustainment and scheduling decisions based on the minimization of the expected value of current and future costs. This differs from current methods which tend to base decisions not on the expected value of costs, but on the expected inventory demand found through projections using data which is often inaccurate.

Distributions are used to account for randomness and inaccuracy in inputs such as failure rates and vendor-claimed dates for end of production. A Monte Carlo technique is then used to convert these …

A Hybrid Lehmer Code Genetic Algorithm And Its Application On Traveling Salesman Problems, Jun Zhang

Engineering Management & Systems Engineering Theses & Dissertations

Traveling Salesman Problems (TSP) is a widely studied combinatorial optimization problem. The goal of the TSP is to find a tour which begins in a specific city, visits each of the remaining cities once and returns to the initial cities such that the objective functions are optimized, typically involving minimizing functions like total distance traveled, total time used or total cost.

Genetic algorithms were first proposed by John Holland (1975). It uses an iterative procedure to find the optimal solutions to optimization problems.

This research proposed a hybrid Lehmer code Genetic Algorithm. To compensate for the weaknesses of traditional genetic …

Post-Project Risk Perception And Systems Management Reaction, Baqer Alali

Engineering Management & Systems Engineering Theses & Dissertations

The objective of this research is to identify whether risk management in projects has any role in risk management in systems. Projects, systems, and risk management are three integral concepts in the management of various enterprises and agencies. Risk management is a common concept in systems and project processes. To avoid failures or crisis during their life cycles, projects and systems managers practice risk management. Projects and systems have well defined life cycles during which the risk is defined, controlled, and managed. Risk management is conducted in each phase of projects and systems. Projects are initiated to close certain operational …

A Decision Making Construct For Complex Situations, Van Edward Brewer

Engineering Management & Systems Engineering Theses & Dissertations

The uncertainty inherently associated with complexity challenges decision-making processes, indicating a need for a construct for decision making in complex situations. A review of the literature on systems, complexity, and paradigms indicates that such a construct must be internally consistent with well-defined philosophical foundations and further that systems and complexity (as used in complex situations) are not necessarily internally consistent with traditional philosophical foundations. Therefore, a decision making construct for complex situations requires research into different foundations. This research addresses these gaps, deriving axiological and methodological components based on a set of principles consistent with the ontology and epistemology of …

Utilizing Knowledge Transfer To Promote Management Of Countervailing Risks In Value Stream Analysis, Jeffery A. Temple

Engineering Management & Systems Engineering Theses & Dissertations

Organizations are frequently faced with the challenges of modifying and streamlining their processes by utilizing the latest process improvement techniques such as Lean Thinking. They use these techniques to allow them to better perform their organizational purposes through the elimination of waste and non-value added steps. Personnel performing these modifications need to account for potential outcomes and risks when streamlining processes. An association of knowledge transfer and experience to the identification and handling of these countervailing or alternative risks when performing Lean Thinking value stream analysis is investigated. The elements of risk management, Lean Thinking and knowledge transfer are described. …

Towards A Theory Of Understanding Within Problem Situations, Jose J. Padilla

Engineering Management & Systems Engineering Theses & Dissertations

The concept of understanding is ambiguously used across areas of study, such as philosophy and cognitive sciences. This ambiguity partly originates from understanding's generally accepted definition of 'grasping' of something. Further, the concept is confounded with concurrent processes such as learning and decision making. This dissertation provides a general theory of understanding (GTU) that explains the concept of understanding unambiguously and separated from concurrent processes.

The GTU distinguishes between the process of understanding and its outcomes. Understanding, defined as a process, is the matching of knowledge, worldview, and problem. The outcome of this process is the assignment of a truth …

A Study Of Decision Analysis Methods In Aerospace Technology Assessments, Sharon Monica Jones

Engineering Management & Systems Engineering Theses & Dissertations

Managers of aerospace technology programs and projects are faced with the challenge of making technology portfolio decisions under conditions of limited data, rapidly changing macro level factors and organizational uncertainties. To help make these technology investment decisions, some aerospace managers and analysts have used techniques from the field of decision analysis. In addition, there have been a limited number of research studies of real decision problems.

This dissertation presents the results of a non-experimental examination of the use of decision analysis methods for the assessment of aerospace technology portfolios. A web-based survey instrument was developed based on the results of …

An Analytical Framework And Model Formulation For Measuring Risk In Engineering Enterprise Systems: A Capability Portfolio Perspective, Paul Raphael Garvey

Engineering Management & Systems Engineering Theses & Dissertations

This work formulates an analytical framework and computational model for assessing risk in engineering enterprise systems. It addresses the engineering management problem of how to represent, model, and measure risk in large-scale, complex systems engineered to function in enterprise-wide environments.

The research in this dissertation extends current practice in the management of risk for traditional systems and creates new constructs and protocols for the management of risk in engineering large-scale, complex, and highly networked enterprise systems. This work advances engineering management theory and analytic practice as applied to the measurement and management of risk for enterprise systems engineered within capability …

Reconciling Discontinuities And Disruptions: The Construction Of An Integrated Typology, David Jeffery Kern

Engineering Management & Systems Engineering Theses & Dissertations

Radical innovations are often characterized by a rapid shift from one dominant design to another. The theories of discontinuous and disruptive innovation present two important and independent explanations for why these shifts occur. This research tests the usefulness of combining these two theories into a single integrated typology. First, a typology is constructed that classifies shifts in dominant designs according to the theories of discontinuous and disruptive innovation. Next, the usefulness of this typology is tested with a taxonomy derived from 100 randomly selected shifts in dominant designs from across a broad range of industries. This research reconciles the theories …

Towards The Quantitative Analysis Of The Connectivity Value Of Networked Operations, Dean Deller

Engineering Management & Systems Engineering Theses & Dissertations

While the nature of and the approach to command and control is evolving in order to meet the challenges of Information Age warfare, the essential functions that must be accomplished remain constant. One of those essential functions is the arrangement of the assets within a combat force. Certainly, the many different ways to arrange a given set of assets will have different impacts on the combat effectiveness of the force. Some arrangements will enable self-synchronization, while other arrangements will impede it. How then, should an Information Age combat force be organized in order to optimize its effectiveness?

The concept of …

Investigating The Relationship Between An It Project Manager's Emotional Intelligence And The Customer's Perception Of Success, William Jacob Lamarsh Ii

Engineering Management & Systems Engineering Theses & Dissertations

This research focuses on the intersections of Project Management, Information Technology (IT), and Emotional Intelligence. The Project Management Institute (PMI) created the Project Management Professional (PMP) certification, which is one of the most highly regarded and sought after professional certifications (Project Management Institute 2005, p. 15-18). This certification acknowledges the holder as a knowledgeable practitioner in Project Management. The purpose behind Project Management is to obtain requirements, sometimes fluid at best, and develop solutions that are traceable by schedule and cost controls. This approach allows a Project Manager to monitor and control the project through successful completion. However, the PMI …

Network Optimization Of Dynamically Complex Systems, Ramez Ahmed Shamseldin

Engineering Management & Systems Engineering Theses & Dissertations

The aim of this research is to optimize large scale network handling capabilities for large system inventories and to implement strategies for the purpose of reducing capital expenses. As computers become more and more networked, it is easier to share files among storage media. In addition, more bandwidth will be consumed by network flow because customers will be connected through networks which will transfer files and data, such as video files (MPEGn, AVI, WMV, etc.) to be watched at a customer's computer (host). Furthermore, these networks terminals will be used as mini warehouses to save files and data. Selective files …

Engineering Management Framework In Support Of Modeling & Simulation Application For Domain Specific Procurement, Thomas Guy Litwin

Engineering Management & Systems Engineering Theses & Dissertations

A strategic process is desirable for project-based organizations in order for them to be efficient and effective when developing Modeling & Simulation (M&S) systems. This thesis proposes an overarching process that combines traditional M&S and Engineering Management methodologies in a new framework to support M&S organizations during the procurement process.

This thesis proposes both a Strategic Project Management Process (SPMP) and a systems engineering process for M&S federation development projects. The systems engineering process utilizes the artifacts of Model Driven Architecture (MDA) to support building M&S federations driven by operational requirements. Detailed research of this systems engineering process revealed a …

A Risk- And Fuzzy Set-Based Methodology For Advanced Concept Technology Demonstration Military Utility Assessment Design, Thomas James Meyers

Engineering Management & Systems Engineering Theses & Dissertations

The U.S. Department of Defense Advanced Concept Technology Demonstration (ACTD) and derivative, rapid acquisition programs offer timely solutions to critical military needs by assessing the utility of technologies mature enough to be fielded without application of traditional, defense system development processes. Military utility assessments (MUA) are ACTDs' most critical features, but the lack of a standard for identifying assessment criteria tailored to specific demonstrations risks poorly informed acquisition decisions and the military operations those decisions are intended to support.

The purpose of this research was to develop and deploy a methodology for identifying measures of effectiveness integral to advanced concept …

An Exploratory Study Of Iso 9001:2000 Quality Management Systems Using The Iso/Iec 15504 Architecture, Paul Richard Shimp

Engineering Management & Systems Engineering Theses & Dissertations

The purpose of this paper is to provide an exploratory study on the implementation and issues regarding Quality Management Systems as defined by ISO 9001 :2000 using the architecture of ISO/IEC 15504. The recently published ISO/IEC 15504 series of standards provides a framework to assess processes and determine levels of capability. With the use of this framework, the study will focus on the assessment and identification of problem areas requiring focus for continual improvement within an ISO 9001 :2000 quality management system.

The structure of this paper is as follows: Section 1 provides a background discussion of ISO 9001 :2000. …

A Structured Systemic Framework For Software Development, Kevin Macgregor Adams

Engineering Management & Systems Engineering Theses & Dissertations

The purpose of this research was to develop and apply a systems-based framework for the analysis of software development project performance. Software development project performance is measured at the project level; that is, cost, schedule, and product quality that affect the overall project. To date, most performance improvement efforts have been focused on individual processes within the overall software development system. Making improvements to sub-elements, processes, or sub-systems without regard for the overall project is a classic misbehavior entered into by practitioners who fail to use a holistic, systemic approach. Attempts to improve sub-system behavior are at odds with The …

Reverse Decision Making And Goal Attainment A Proof Of Concept As A New Approach To The Decision Making Process Under Uncertainty, Shitalkumar S. Sabne

Engineering Management & Systems Engineering Theses & Dissertations

Decision making occurs when one must choose among alternatives. However, in uncertain environments where problems are complex and decision makers lack complete knowledge of the situation as well as decision alternatives, it's not possible for them to select an optimal decision outcome by 'Traditional Decision Approaches'. At present Reverse Decision Making is the central, although new and unproved, approach of Old Dominion University's Engineering Management and Systems Engineering research on decision making process for uncertain and complex situations. Even though research in decision making spans over one hundred years, there are still important problems which remain to be addressed.

There …

The Analytic Hierarchy & The Analytic Network Processes In Multicriteria Decision Making: A Comparative Study, Ali K. Taslicali

Engineering Management & Systems Engineering Theses & Dissertations

The objective of this investigation is to identify the critical benefits and factors of decision making models in a changing technological environment. Decision making models are helping tools for the managers or decision makers to make future plans by using qualitative or quantitative data. In this research, a general idea about decision making models and, comparison between the two important models, the Analytical Hierarchy Process (AHP) and the Analytical Network Process (ANP), are introduced. The research was done by using the information in the literature and expert judgment. This paper can be used by academics as a foundation for further …

Assimilating Non-Probabilistic Assessments Of The Estimation Of Uncertainty Bias In Expert Judgment Elicitation Using An Evidence Based Approach In High Consequence Conceptual Designs, Colin K. S. Barrows

Engineering Management & Systems Engineering Theses & Dissertations

One of the major challenges in conceptual designs of complex systems is the identification of uncertainty embedded in the information due to lack of historic data. This becomes of increased concern especially in high-risk industries. This document reports a developed methodology that allows for the cognitive bias, estimation of uncertainty, to be elucidated to improve the quality of elicited data. It consists of a comprehensive literature review that begins by defining a 'High Consequence Conceptual Engineering Environment' and identifies the high-risk industries in which these environments are found. It proceeds with a discussion that differentiates risk and uncertainty in decision-making …

A Conceptual Framework For Analysis Of System Safety Interoperability Of United States Navy's Combat Systems, Showkat Shanaz Alborzi

Engineering Management & Systems Engineering Theses & Dissertations

Today's political and military reality requires the optimal use of our legacy systems. The objective is to maximize the effectiveness of our operations by efficient allocation, placement and the use of our forces and war-fighting systems. The synergism drawn from the capabilities of the legacy complex systems enables today's war-fighting needs to be met without substantial increase in cost or resources. This synergism can be realized by the effective integration and interoperation of legacy systems into a larger, more complex system of systems.

However, the independently developed legacy systems in this new tactical environment often have different data types, languages, …

Quantifying Vulnerability To Critical Infrastructure, Barry Charles Ezell

Engineering Management & Systems Engineering Theses & Dissertations

Military and civilian leaders have the responsibility to protect our Nation's critical infrastructure, communities, and symbols of American power from terrorists, home and abroad, as well as from natural disasters. To this end, assessments are conducted to reduce vulnerability. The literature offers multiple definitions of vulnerability and measurement has not been adequately addressed. Thus, the purpose of this research has been to develop and deploy a systems-based model that quantifies vulnerability to critical infrastructure. This research defines critical infrastructure vulnerability as a measure of the susceptibility of critical infrastructure to threat scenarios. Vulnerability is a function of (1) threat scenario, …

A Systems Methodology For Measuring Operational Organization Effectiveness: A Study Of The Original Equipment Computer Manufacturing Industry, 1948 To 2001, Teddy Steven Cotter

Engineering Management & Systems Engineering Theses & Dissertations

Optimizing operational organizational effectiveness is the central, although often unstated, goal of engineering management and systems engineering research and applications. Two fundamental problems remain to be addressed in pursuit of this goal. First, despite over fifty years of research in various disciplines, there is still no universally accepted definition of organizational effectiveness. Second, no methodology exists to identify the domains, dimensions, and determinants of operational organizational effectiveness and dynamically model operational organizational effectiveness within a given population.

This research synthesizes a systems engineering methodology for identifying the domains, dimensions, and determinants of and dynamically modeling operational organizational effectiveness for an …

Complex System Contextual Framework (Cscf): A Grounded-Theory Construction For The Articulation Of System Context In Addressing Complex Systems Problems, W. B. Max Crownover

Engineering Management & Systems Engineering Theses & Dissertations

The complexity of problems facing society continues to grow, and decision-makers and problem-solvers are finding many of today's emerging problems to be beyond their capability to adequately address. There is agreement in the literature that problems of this nature are complex system problems, inextricably linked to some highly complex system of systems. Establishing a clear understanding of the specific complex system context is fundamental to the process of understanding and analyzing complex systems and complex system problems across all of the different systems-based disciplines. While complex system context is widely referred to in systems literature, there is no clear characterization …