Systems Engineering Commons^™

Human Error In Commercial Fishing Vessel Accidents: An Investigation Using The Human Factors Analysis And Classification System, Peter J. Zohorsky

Engineering Management & Systems Engineering Theses & Dissertations

The commercial fishing industry is frequently described as one of the most hazardous occupations in the United States. The objective, to maximize the catch, is routinely challenged by a variety of elements due to the environment, the vessel, the crew, and several external considerations and how they interact with each other. The analysis of fishing vessel accidents can be complicated due to the diverse nature of the industry, including the species caught, the type and size of boat that is employed, how far travelled from their homeport, and the adequacy of the support organizations ensuring safe and uninterrupted operations. This …

A Core Reference Hierarchical Primitive Ontology For Electronic Medical Records Semantics Interoperability, Ziniya Zahedi

Engineering Management & Systems Engineering Theses & Dissertations

Currently, electronic medical records (EMR) cannot be exchanged among hospitals, clinics, laboratories, pharmacies, and insurance providers or made available to patients outside of local networks. Hospital, laboratory, pharmacy, and insurance provider legacy databases can share medical data within a respective network and limited data with patients. The lack of interoperability has its roots in the historical development of electronic medical records. Two issues contribute to interoperability failure. The first is that legacy medical record databases and expert systems were designed with semantics that support only internal information exchange. The second is ontological commitment to the semantics of a particular knowledge …

A Framework For Adaptive Capacity In Complex Systems, Abdulrahman Alfaqiri

Engineering Management & Systems Engineering Theses & Dissertations

Complex systems are characterized by their high level of inter-connectivity, ambiguity, and emergence. Therefore, a failure in one element of a system (e.g. cyber layer) due to external or internal disturbances can lead to a cascade effect that may influence all elements of the system. Consequently, the complex system will not be able to perform its functional performance. Threats related to complex systems are very dynamic, fast, complex and damage can be severe. Thus, to respond to the dynamic and unpredictable nature of these threats, complex systems need to be highly adaptive to survive and thrive in the face of …

Cyber-Assets At Risk (Car): Monetary Impact Of Personally Identifiable Information Data Breaches On Companies, Omer Ilker Poyraz

Engineering Management & Systems Engineering Theses & Dissertations

Cyber-systems provide convenience, ubiquity, economic advantage, and higher efficiency to both individuals and organizations. However, vulnerabilities of the cyber domain also offer malicious actors with the opportunities to compromise the most sensitive information. Recent cybersecurity incidents show that a group of hackers can cause a massive data breach, resulting in companies losing competitive advantage, reputation, and money. Governments have since taken some actions in protecting individuals and companies from such crime by authorizing federal agencies and developing regulations. To protect the public from losing their most sensitive records, governments have also been compelling companies to follow cybersecurity regulations. If companies …

Engineering Management Competencies: A Framework For Present And Future Engineering Environments, Christopher Vaughn Barrett

Engineering Management & Systems Engineering Theses & Dissertations

Managing and directing engineering requires engineering management competencies. Although perspectives may differ concerning competencies for engineering management, identifying competencies can direct and improve management. The purpose of this research is to develop a framework of competencies for engineering managers using an inductive research design. Development of this engineering management competency framework involves an exploration of three primary research questions. The first question is ‘What are the current competencies for engineering managers?’ The response to this question provides a basis for the current state of competencies for engineering managers. The second research question, ‘What are future engineering management competencies based on …

Dod Mission Engineering And Integration Explorative-Exploitative Architecture For Technology Innovation, Jose L. Bricio-Neto

Engineering Management & Systems Engineering Theses & Dissertations

The ability of U.S. Department of Defense to achieve timely innovation in support of U.S. National Defense and Military Strategies continues to increase in significance. The growing challenges in U.S. Department of Defense (DoD) technological innovation in a context of global security and rapid pace of global competitiveness continue to reveal many shortcomings in current weapon systems development and acquisition practice. As the pace of technological innovation is accelerating, the DoD faces the challenge that the same disruptive technological advances are also being made available to or developed by its adversaries. Based on literature review, no innovation system theory exists …

Systemic Risk Management Plan For Electronic Medical Records (Emr): Why And How?, Ziniya Zahedi, Faisal Mahmud, Cesar Pinto

Engineering Management & Systems Engineering Faculty Publications

Electronic patient data use and handling are critical issues in terms of privacy, confidentiality, security, and the Health Insurance Portability and Accountability Act (HIPAA) regulations. The risks associated with electronic patient data are not limited to identity theft but rather include a person’s social, economic, and psychological well-being. However, there have not been many studies that have focused on the associated risk factors that could lead to these situations. This paper identifies those risks related to electronic patient data breaches by means of a grounded theory approach and develops a systemic risk management plan that enables engineering managers and risk …

A Framework Of International Competencies For Systems Engineers, Annlizé L. Marnewick, Holly A.H. Handley

Engineering Management & Systems Engineering Faculty Publications

In the course of their career, many systems engineers are likely to interact with engineers of other nationalities as they collaborate on large, complex projects and system of system problems. These partnerships are necessary to support international goals, such as those for sustainable development. System engineers may even work onsite in other countries where they must adapt to different styles of doing business. This requires a set of global skill sets for cooperating and decision making, as well as basic social skills for interacting with the local community. These global skills can be included in a graduate level system engineering …

Systemic Analysis Of The Use Of Artificial Intelligence (Ai) In Regulating Terrorist Content On Social Media Ecosystem Using Functional Dependency Network Analysis (Fdna), Alaina Roman, C. Ariel Pinto

OUR Journal: ODU Undergraduate Research Journal

This research is a systemic analysis of emerging risks to the use Artificial Intelligence (AI) in regulating terrorist content on social media ecosystems using Functional Dependency Network Analysis (FDNA), a proven system-design-and-analysis tool). The research has three phases: 1) framing the problem by identifying and describing AI ecosystem elements as intended, implied and explicit objectives, discernible attributes, and performance indictors; 2) describing the idealized problem-solved scenario, which includes detailing ‘success’ states of the ecosystem; and 3) systemic risk analysis including identifying failure scenarios for each element and establishing causalities among elemental attributes leading to failure scenarios. This research contributes toward …

Cyber-Assets At Risk (Car): The Cost Of Personally Identifiable Information Data Breaches, Omer Ilker Poyraz, Sarah Bouazzaoui, Omer Keskin, Michael Mcshane, Ariel Pinto

Engineering Management & Systems Engineering Faculty Publications

Severe financial consequences of data breaches enforce organizations to reconsider their cybersecurity investment. Although attack frequency and trends seem similar per industry, the impact of a data breach may exponentially increase depending on the type of information and the amount of the stolen data. Also, governments develop and improve laws and regulations to protect the privacy of individuals. Therefore, a failure of data security may yield severe penalties and class-action lawsuits, which can significantly increase the expenses than before. The monetary impact of a data breach is a new field of study that requires more sophisticated research and analysis. There …

Degrader Analysis For Diagnostic And Predictive Capabilities: A Demonstration Of Progress In Dod Cbm+ Initiatives, William Baker, Steven Nixon, Jeffrey Banks, Karl Reichard, Kaitlynn Castelle

Engineering Management & Systems Engineering Faculty Publications

This paper presents a modified reliability centered maintenance (RCM) methodology developed by The Applied Research Laboratory at The Pennsylvania State University (ARL Penn State) to meet challenges in decreasing life cycle sustainment costs for critical Naval assets. The focus of this paper is on the requirements for the development of the on-board Prognostics and Health Management (PHM) system with a discussion on the implementation progress for two systems: the high pressure air compressor (HPAC), and the advanced carbon dioxide removal unit (ACRU). Recent Department of Defense (DoD) guidance calls for implementing Condition Based Maintenance (CBM) as an alternative to traditional …

A Governance Perspective For System-Of-Systems, Polinpapilinho F. Katina, Charles B. Keating, James A. Bobo, Tyrone S. Toland

Engineering Management & Systems Engineering Faculty Publications

The operating landscape of 21st century systems is characteristically ambiguous, emergent, and uncertain. These characteristics affect the capacity and performance of engineered systems/enterprises. In response, there are increasing calls for multidisciplinary approaches capable of confronting increasingly ambiguous, emergent, and uncertain systems. System of Systems Engineering (SoSE) is an example of such an approach. A key aspect of SoSE is the coordination and the integration of systems to enable ‘system-of-systems’ capabilities greater than the sum of the capabilities of the constituent systems. However, there is a lack of qualitative studies exploring how coordination and integration are achieved. The objective of this …

Computational Analysis Of Antipode Algorithms For The Output Feedback Hopf Algebra, Lance Berlin

Electrical & Computer Engineering Theses & Dissertations

The feedback interconnection of two systems written in terms of Chen-Fliess series can be described explicitly in terms of the antipode of the output feedback Hopf algebra. At present, there are three known computational approaches to calculating this antipode: the left coproduct method, the right coproduct method, and the derivation method. Each of these algorithms is defined recursively, and thus becomes computationally expensive quite quickly. This motivates the need for a more complete understanding of the algorithmic complexity of these methods, as well as the development of new approaches for determining the Hopf algebra antipode. The main goals of this …

Measuring Risks Of Interdependencies In Enterprise Systems: An Application To Ghana’S Salt Enterprise, Yaw Mensah

Engineering Management & Systems Engineering Theses & Dissertations

This dissertation describes the use of Functional Dependency Network Analysis (FDNA) for modeling risks resulting from dependencies among elements of enterprise systems with application to salt processing enterprise in Ghana. FDNA was developed to model dependencies among members of enterprise systems by highlighting two dimensions of dependency: strength and criticality. Nonetheless, the concepts and analytics for these two dimensions of dependencies needed further development and generalization in the context of project management and systems development in developing countries.

Managing risks within the interdependency in enterprise systems through integration will help improve global economic growth. Coherent theory for enterprise integration must …

A Hierarchical Core Reference Ontology For New Technology Insertion Design In Long Life Cycle, Complex Mission Critical Systems, Kevin J. Michael

EMSE Doctoral Projects

Organizations, including government, commercial and others, face numerous challenges in maintaining and upgrading long life-cycle, complex, mission critical systems. Maintaining and upgrading these systems requires the insertion and integration of new technology to avoid obsolescence of hardware software, and human skills, to improve performance, to maintain and improve security, and to extend useful life. This is particularly true of information technology (IT) intensive systems. The lack of a coherent body of knowledge to organize new technology insertion theory and practice is a significant contributor to this difficulty. This research organized the existing design, technology road mapping, obsolescence, and sustainability literature …

Quantifying Impact Of Cyber Actions On Missions Or Business Processes: A Multilayer Propagative Approach, Unal Tatar

Engineering Management & Systems Engineering Theses & Dissertations

Ensuring the security of cyberspace is one of the most significant challenges of the modern world because of its complexity. As the cyber environment is getting more integrated with the real world, the direct impact of cybersecurity problems on actual business frequently occur. Therefore, operational and strategic decision makers in particular need to understand the cyber environment and its potential impact on business. Cyber risk has become a top agenda item for businesses all over the world and is listed as one of the most serious global risks with significant financial implications for businesses.

Risk analysis is one of the …

An Investigation Of General Criteria For Assessing Space Flight Systems Of Diverse Mission Concept Designs, Cindy L. Daniels

Engineering Management & Systems Engineering Theses & Dissertations

The purpose of this research is to investigate the general criteria for assessing the technical implementation risk factors of proposed space science missions at the mission concept stage. According to the National Aeronautics and Space Administration (NASA) Space Flight Program and Project Management Handbook (NASA, 2012), the mission concept review objectives are “To evaluate the feasibility of the proposed mission concept(s) and its fulfillment of the program's needs and objectives. To determine whether the maturity of the concept and associated planning are sufficient to begin Phase A” (p.33). Experts previously defined two technical risk factors, to assess aspects of the …

Framework For Improving Complex System Performance, Charles B. Keating, Polinpapilinho F. Katina, Ra'ed Jaradat, Joseph M. Bradley, Richard Hodge

Engineering Management & Systems Engineering Faculty Publications

This paper introduces a framework for improvement of complex system performance. Complex systems are besieged with conditions marked by increasing uncertainty, emergence, and ambiguity. Additionally, demands for increased productivity, resource efficiencies, and performance improvement make new approaches paramount for modern systems engineers. In response, a framework to improve complex system performance is developed. Following an introduction, the paper pursues four objectives: (1) introduction of Complex System Governance (CSG) as a foundation to describe essential system functions, (2) suggest system `pathologies' as an explanation for deep system performance issues, (3) exploration of system performance improvement as a function of `requisite variety' …

Development Of A New Instrument To Assess The Performance Of Systems Engineers, Niamat Ullah Ibne Hossain, Morteza Nagahi, Raed Jaradat, Charles Keating

Engineering Management & Systems Engineering Faculty Publications

Complex systems continue to confound the capabilities of systems engineers to deal with and navigate a new generation of problems. Thus, there is an emerging need to develop a cadre of effective systems engineers capable of efficiently addressing complex systems problems. This paper introduces a new system engineering instrument that assesses the performance of systems engineers. The instrument is based on the set of performance indicators examining six fundamental system engineering attributes. This instrument would provide a baseline to understand the current state of the systems engineering skills for a systems engineer and indicate developmental areas to enhance those skills. …

Foundations For A Game Theoretic Framework For Agile Acquisition, Scott Rosen, Kelly Horinek, Alexander Odeh, Les Servi, Andreas Tolk

VMASC Publications

This article investigates the concept of developing a game theoretic framework that is based on the application of buyer and seller utility functions to support the bidding process in government acquisition. The results of a literature survey of utility function approaches, with potential to provide a suitable foundation to a game theory framework for acquisition, are presented. The utility function methods found most promising were further adapted and tested: the Best-Worst method, the Multi-Swing Method, and Functional Dependency for Network Analysis. To test the scalability of the approach, the Best-Worst method is applied to a larger problem to show the …

Sequence-Based Simulation-Optimization Framework With Application To Port Operations At Multimodal Container Terminals, Mariam Aladdin Kotachi

Engineering Management & Systems Engineering Theses & Dissertations

It is evident in previous works that operations research and mathematical algorithms can provide optimal or near-optimal solutions, whereas simulation models can aid in predicting and studying the behavior of systems over time and monitor performance under stochastic and uncertain circumstances. Given the intensive computational effort that simulation optimization methods impose, especially for large and complex systems like container terminals, a favorable approach is to reduce the search space to decrease the amount of computation.

A maritime port can consist of multiple terminals with specific functionalities and specialized equipment. A container terminal is one of several facilities in a port …

A Framework For Executable Systems Modeling, Matthew Amissah

Engineering Management & Systems Engineering Theses & Dissertations

Systems Modeling Language (SysML), like its parent language, the Unified Modeling Language (UML), consists of a number of independently derived model languages (i.e. state charts, activity models etc.) which have been co-opted into a single modeling framework. This, together with the lack of an overarching meta-model that supports uniform semantics across the various diagram types, has resulted in a large unwieldy and informal language schema. Additionally, SysML does not offer a built in framework for managing time and the scheduling of time based events in a simulation.

In response to these challenges, a number of auxiliary standards have been offered …

A Representation Of Tactical And Strategic Precursors Of Supply Network Resilience Using Simulation Based Experiments, Yaneth C. Correa-Martinez

Engineering Management & Systems Engineering Theses & Dissertations

Modern supply chains are becoming increasingly complex and are exposed to higher levels of risk. Globalization, market uncertainty, mass customization, technological and innovation forces, among other factors, make supply networks more susceptible to disruptions (both those that are man-made and/or ones associated with natural events) that leave suppliers unavailable, shut-down facilities and entail lost capacity.

Whereas several models for disruption management exist, there is a need for operational representations of concepts such as resilience that expand the practitioners’ understanding of the behavior of their supply chains. These representations must include not only specific characteristics of the firm’s supply network but …

Evaluation Of The Effectiveness Of A Gaze-Based Training Intervention On Latent Hazard Anticipation Skills For Young Drivers: A Driving Simulator Study, Yusuke Yamani, Pinar Biçaksiz, Dakota B. Palmer, Nathan Hatfield, Siby Samuel

Psychology Faculty Publications

A PC-based training program (Road Awareness and Perception Training or RAPT; Pradhan et al., 2009), proven effective for improving young novice drivers' hazard anticipation skills, did not fully maximize the hazard anticipation performance of young drivers despite the use of similar anticipation scenarios in both, the training and the evaluation drives. The current driving simulator experiment examined the additive effects of expert eye movement videos following RAPT training on young drivers' hazard anticipation performance compared to video-only and RAPT-only conditions. The study employed a between-subject design in which 36 young participants (aged 18-21) were equally and randomly assigned to one …

Contextual Framework Of Communications Functions Supporting Complex System Governance, Charles Wesley Chesterman Jr.

Engineering Management & Systems Engineering Theses & Dissertations

The purpose of this research was to develop a systems theory-based contextual framework of communication functions supporting complex system governance using an inductive research design. Communication, as one aspect of Management Cybernetics (communication and control for effective system organization) constructed of channels of communication, provides for the movement of information internally and externally for a system. This flow reflecting new information, decisions, questions, and intelligence is critical for viability of a system. This research looked for communication mechanisms as developed in system theory, communication theory, management theory, and organizational theory. The literature indicates the importance of communications, but a systemic …

An Attribute Agreement Method For Hfacs Inter-Rater Reliability Assessment, Teddy Steven Cotter, Veysel Yesilbas

Engineering Management & Systems Engineering Faculty Publications

Inter-rater reliability can be regarded as the degree of agreement among raters on a given item or a circumstance. Multiple approaches have been taken to estimate and improve inter-rater reliability of the United States Department of Defense Human Factors Analysis and Classification System used by trained accident investigators. In this study, three trained instructor pilots used the DoD-HFACS to classify 347 U.S. Air Force Accident Investigation Board (AIB) Class-A reports between the years of 2000 and 2013. The overall method consisted of four steps: (1) train on HFACS definitions, (2) verify rating reliability, (3) rate HFACS reports, and (4) random …

A Proposed Taxonomy For The Systems Statistical Engineering Body Of Knowledge, Teddy Steven Cotter

Engineering Management & Systems Engineering Faculty Publications

In the ASEM-IAC 2012, Cotter (2012) identified the gaps in knowledge that statistical engineering needs to address, explored additional gaps in knowledge not addressed in the prior works, and set forth a working definition of and body of knowledge for statistical engineering. In the ASEM-IAC 2015, Cotter (2015) proposed a systemic causal Bayesian hierarchical model that addressed the knowledge gap needed to integrate deterministic mathematical engineering causal models within a stochastic framework. Missing, however, is the framework for specifying the hierarchical qualitative systems structures necessary and sufficient for specifying systemic causal Bayesian hierarchical models. In the ASEM-IAC 2016, Cotter (2016) …

Systems Statistical Engineering – Systems Hierarchical Constraint Propagation, Teddy Steven Cotter, Peggy A. Quigley

Engineering Management & Systems Engineering Faculty Publications

Cotter (ASEM-IAC 2012, 2015, 2016, 2017): (1) identified the gaps in knowledge that statistical engineering needed to address and set forth a working definition of and body of knowledge for statistical engineering; (2) proposed a systemic causal Bayesian hierarchical model that addressed the knowledge gap needed to integrate deterministic mathematical engineering causal models within a stochastic framework; (3) specified the modeling methodology through which statistical engineering models could be developed, diagnosed, and applied to predict systemic mission performance; and (4) proposed revisions to and integration of IDEF0 as the framework for developing hierarchical qualitative systems models. In the last work, …

A Method For Identification, Representation, And Assessment Of Complex System Pathologies In Acquisition Programs, Charles B. Keating, Polinpapilinho F. Katina, Keith F. Joiner, Joseph M. Bradley, Raed M. Jaradat

Engineering Management & Systems Engineering Faculty Publications

Acquisition programs continue to struggle with increasing complexity. High degrees of emergence, interconnectedness, and uncertainty are the norm rather than exception. The purpose of this research is to explore extension of ongoing research in complex system pathologies for acquisition programs. Significant advances have been made in development of deeper understanding of the nature of pathologies (deviations from healthy system function) and their implications for performance of complex systems. Complex system pathologies represent violations of underlying system principles. These violations negatively affect system governance functions (control, oversight, accountability) resulting in degradation of system performance. Greater understanding of complex system pathologies offers …

A Systems Theory Based Examination Of Failure In Acquisition System Reform, Charles B. Keating, Joseph M. Bradley, Polinpapilinho F. Katina, Craig Arndt

Engineering Management & Systems Engineering Faculty Publications

The defense acquisition system has been the source of intense scrutiny and calls for reform for over four decades. This research is to examine the contributions of Systems Theory to enhance prospects related to acquisition reform. Systems Theory offers a set of principles, laws, and concepts that explain the behavior of complex systems. Although the acquisition system and constituent programs have been critiqued and examined from multiple perspectives, they have never been the subject of exploration from Systems Theory. Recent advances in Systems Theory have identified 83 different potential system pathologies that can result in degraded system performance or outright …