Open Access. Powered by Scholars. Published by Universities.®
- Institution
- Keyword
-
- Mercado de Capitales (4)
- Bruno (3)
- Costantini (3)
- Derecho (3)
- Derecho del Consumidor (3)
-
- México (3)
- Presentaciones (3)
- SEC (3)
- Securities (3)
- Securities regulation (3)
- Commodities Futures Trading Commission (2)
- Competition Law (2)
- Corporate governance (2)
- Energy Law (2)
- European Law (2)
- Financial regulation (2)
- Fondos Comunes de Inversión (2)
- INDECOPI (2)
- Investment (2)
- Law (2)
- Legislación (2)
- OTC Derivatives (2)
- OTC derivatives (2)
- Responsabilidad CIvil (2)
- Risk (2)
- Securities and Exchange Commission (2)
- Swaps (2)
- Títulos Valores (2)
- 2008 credit crisis (1)
- Acquisition (1)
- Publication
- Publication Type
Articles 31 - 38 of 38
Full-Text Articles in Securities Law
Abstracción Cambiaria, Juicio Ejecutivo Y Derecho Del Consumidor, Martin Paolantonio
Abstracción Cambiaria, Juicio Ejecutivo Y Derecho Del Consumidor, Martin Paolantonio
Martin Paolantonio
Análisis de la doctrina plenaria de la Cámara Nacional en lo Comercial del 29/6/2011, y los alcances de la abstracción cambiaria con relación al derecho del consumidor y el proceso ejecutivo
La Reforma A La Ley De Lavado De Activos, Martin Paolantonio
La Reforma A La Ley De Lavado De Activos, Martin Paolantonio
Martin Paolantonio
Análisis de la importante reforma a la ley 25.246, por la ley 26.683. Se trata de una modificación normativa orientada a responder a las críticas del GAFI respecto de los esfuerzos de la Argentina en materia de prevención del lavado de activos y financiamiento del terrorismo
Deber De Información, Prospecto Y Responsabilidad Civil En La Oferta Pública Inicial De Valores Negociables, Martin Paolantonio
Deber De Información, Prospecto Y Responsabilidad Civil En La Oferta Pública Inicial De Valores Negociables, Martin Paolantonio
Martin Paolantonio
Una revisión integral de un trabajo de 2002, con sustantiva ampliación de contenidos en la parte inicial. Análisis de los deberes de información, y las responsabilidad civil bajo el decreto 677/01
Clearing And Trade Execution Requirements For Otc Derivatives Swaps Under The Frank-Dodd Wall Street Reform And Consumer Protection Act, Willa E. Gibson
Clearing And Trade Execution Requirements For Otc Derivatives Swaps Under The Frank-Dodd Wall Street Reform And Consumer Protection Act, Willa E. Gibson
Willa E Gibson
This paper examines Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the “Wall Street Transparency and Accountability Act of 2010” (the “Act”). The Act provides a comprehensive regulatory framework for swap transactions that designates the Commodities Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) as the primary regulators of the OTC derivatives swap market. The Act provides a very broad definition of swaps to include most OTC derivatives transactions, and it grants the CFTC regulatory jurisdiction over them with the exception of security-based swaps to which the SEC is granted regulatory jurisdiction. …
The Political Economy Of Fraud On The Market, William W. Bratton, Michael L. Wachter
The Political Economy Of Fraud On The Market, William W. Bratton, Michael L. Wachter
All Faculty Scholarship
No abstract provided.
Inside-Out Corporate Governance, David A. Skeel Jr., Vijit Chahar, Alexander Clark, Mia Howard, Bijun Huang, Federico Lasconi, A.G. Leventhal, Matthew Makover, Randi Milgrim, David Payne, Romy Rahme, Nikki Sachdeva, Zachary Scott
Inside-Out Corporate Governance, David A. Skeel Jr., Vijit Chahar, Alexander Clark, Mia Howard, Bijun Huang, Federico Lasconi, A.G. Leventhal, Matthew Makover, Randi Milgrim, David Payne, Romy Rahme, Nikki Sachdeva, Zachary Scott
All Faculty Scholarship
Until late in the twentieth century, internal corporate governance—that is, decision making by the principal constituencies of the firm—was clearly distinct from outside oversight by regulators, auditors and credit rating agencies, and markets. With the 1980s takeover wave and hedge funds’ and equity funds’ more recent involvement in corporate governance, the distinction between inside and outside governance has eroded. The tools of inside governance are now routinely employed by governance outsiders, intertwining the two traditional modes of governance. We argue in this Article that the shift has created a new governance paradigm, which we call inside-out corporate governance.
Using the …
The Insignificance Of Proxy Access, Marcel Kahan, Edward B. Rock
The Insignificance Of Proxy Access, Marcel Kahan, Edward B. Rock
All Faculty Scholarship
No abstract provided.
The Wider Context: The Future Of Capital Markets Regulation In Developed Markets, Cally Jordan
The Wider Context: The Future Of Capital Markets Regulation In Developed Markets, Cally Jordan
Faculty Papers & Publications
At a time of such great turbulence, looking to the future directions of capital markets and their regulation in developed economies is a particularly risky business. We are in the midst of a great sea change. Nevertheless, there are several current, and readily observable, phenomena which are likely to shape capital markets regulation in the near future. First of all, the blurring of the distinctions between developed and developing markets themselves, as well as that between domestic and international markets, has put into question the adequacy of existing regulatory frameworks. Also, the transatlantic dialogue, London – New York, has given …