Securities Law Commons^™

Los Problemas De Agencia Entre Los Acreedores Y El Liquidador: Una Aproximación A Las Soluciones Desde La Jurisprudencia Administrativa, Pierino Stucchi

Pierino Stucchi

No abstract provided.

Un Women: Keeping The Gender Equality Flag Flying, Ufuoma Barbara Akpotaire

Ufuoma Barbara Akpotaire

A couple of weeks ago, I blogged about my dinner with Marie Wilson and about the role of women in International Economic Development. In keeping with that theme, I was excited to read about the launch of U.N. Women on Thursday last week.

What is U.N. Women you might ask, and why do we need another agency pushing for gender equality? It is pretty simple actually. What U.N. Women does is that it combines four pre-existing U.N. agencies into one task force, i.e. the U.N. Development Fund for Women (UNIFEM), the Division for the Advancement of Women (DAW), the Office …

La Ciudadanía Económica En El Perú: El Consumidor, Pierino Stucchi

Pierino Stucchi

No abstract provided.

Activist Distressed Debtholders: The New Barbarians At The Gate?, Michelle M. Harner

Michelle M. Harner

The term “corporate raiders” previously struck fear in the hearts of corporate boards and management teams. It generally refers to investors who target undervalued, cash-flush or mismanaged companies and initiate a hostile takeover of the company. Corporate raiders earned their name in part because of their focus on value extraction, which could entail dismantling a company and selling off its crown jewels. Today, the term often conjures up images of Michael Milken, Henry Kravis or the movie character Gordon Gekko, but the alleged threat posed to companies by corporate raiders is less prevalent—at least with respect to the traditional use …

Overwhelming A Financial Regulatory Black Hole With Legislative Sunlight: Dodd-Frank’S Attack On Systemic Economic Destabilization Caused By An Unregulated Multi-Trillion Dollar Derivatives Market, Michael Greenberger

Michael Greenberger

It is now accepted wisdom that it was the non-transparent, poorly capitalized and almost wholly unregulated over-the-counter (“OTC”) derivatives market that lit the fuse that exploded the highly vulnerable worldwide economy in the fall of 2008.[1] Because tens of trillions of dollars of these financial products were pegged to the economic performance of an overheated and highly inflated housing market, the sudden collapse of that market triggered under-capitalized OTC derivative guarantees of the subprime housing market; and the guarantors’ multi-trillion dollar interconnectedness with thousands of other OTC derivatives’ counterparties within that OTC market (through interest rate, currency, foreign exchange, and …

El Derecho De Sucesiones Se Debe Atemperar A Los Cambios De La Sociedad Del Siglo Xxi, Edward Ivan Cueva

Edward Ivan Cueva

No abstract provided.

Cuenta Corriente Bancaria, Pablo A. Legón

Pablo A Legón

Breve anotación a fallo tratando la responsabilidad bancaria en materia de apertura fraudulenta de cuentas

Ejecución De Pagaré Y Bien De Familia, Pablo A. Legón

Pablo A Legón

Breve anotación a fallo sobre la ejecución de pagarés y la protección derivada del bien de familia

Abuso De Firma En Blanco, Juicio Ejecutivo Y Prejudicialidad, Pablo A. Legón

Pablo A Legón

Breve anotación a fallo sobre la excepción de completamiento abusivo en los títulos valores y la prejudicialidad en el marco del proceso ejecutivo

Cancelación Del Cheque Librado “No A La Orden”, Pablo A. Legón

Pablo A Legón

Análisis sobre un fallo que trata la cancelación (o amortización) de cheques librados con la cláusula "no a la orden"

Demonstre Consistência: Controles Internos Para Preparo Das Demonstrações Financeiras Estão No Alvo Do Formulário De Referência., Luiz Rafael De Vargas Maluf

Luiz Rafael de Vargas Maluf

No abstract provided.

Appellate Jurisdiction Of The Supreme Court Of India, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

Islamic Banking In India, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

Child Labour In India, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

Escrow Mechanism Under Foreign Direct Investment, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

Environmental Refugees, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

Laws Relating To Data Protection In India, Mubashshir Sarshar

Mubashshir Sarshar

No abstract provided.

“Adiantamentos Sobre Lucros No Decurso Do Exercício: Algumas Reflexões” [Interim Dividends In The Course Of The Annual Accounting Period: Some Reflexions], Bruno Ferreira

Bruno Ferreira

A realização de adiantamentos sobre lucros no decurso do exercício ocupa uma posição bastante particular no esquema orgânico-societário das sociedades anónimas. Este facto, conjugado com uma maior atenção que o tema tem recebido recentemente, aconselham a uma reflexão sobre os procedimentos, limites e natureza jurídica de tais distribuições, em especial no confronto com a distribuição de lucros aos accionistas mediante deliberação em assembleia geral.

Advances on profits made in the course of the annual accounting period occupy a somewhat special position on the corporate-organizational structure of sociedades anónimas. This fact, in addition to a recent heightened focus on the matter, …

“The Law Of Corporate Restructuring And Insolvency In Portugal: A Brief Introduction From A Financial Creditor’S Perspective", Bruno Ferreira

Bruno Ferreira

In times of economic slump, the law of restructuring and insolvency, particularly its statutory provisions, assume an indisputable relevance. The involvement of financial creditors in informal and formal restructuring procedures and the eventual ensuing formal insolvency procedures presents significant challenges and risks. This article provides a brief introduction to the law of restructuring and insolvency in Portugal and addresses some of these challenges and risks.

D. Joaquín Garrigues: Mestre Dos Mercantilistas Espanhóis, Bruno Ferreira

Bruno Ferreira

No abstract provided.

Chinese Reverse Mergers, Accounting Regimes, And The Rule Of Law In China, Benjamin A. Templin

Benjamin A. Templin

In 2010, federal regulators and politicians became increasingly concerned over the accounting practices of Chinese companies that trade on U.S. stock exchanges. In particular, the Securities and Exchange Commission (“SEC”) targeted companies that went public through a process called the reverse merger. The instances of fraud became so widespread, regulators and commentators coined the term Chinese Reverse Merger (“CRM”) in order to describe a sector where investors assume the risk of accounting irregularities. Although CRMs must comply with international accounting standards, a weak rule of law in China has resulted in poor implementation and enforcement of its accounting regime. U.S. …

Revisitando La Responsabilidad Civil De Las Sociedades Gerentes Y Depositarias De Fondos Comunes De Inversión Por Pérdidas En La Gestión Del Patrimonio Común, Martin Paolantonio

Martin Paolantonio

No abstract provided.

Mercado De Capitales, Fondos Comunes De Inversión Y Arbitraje, Martin Paolantonio

Martin Paolantonio

A propósito de un fallo de la Cámara Nacional en lo Comercial, análisis del rol del arbitraje en el mercado de capitales y los fondos comunes de inversión, incorporando la perspectiva del derecho del consumidor

Algunas Cuestiones Sobre La Ineficacia De Las Resoluciones Asamblearias, Martin Paolantonio, Pablo Legón

Martin Paolantonio

Análisis del fallo "Gazzolo c. Agropecuaria La Trinidad", que considera posible declarar la inexistencia de una resolución asamblearia de una sociedad anónima

Abstracción Cambiaria, Juicio Ejecutivo Y Derecho Del Consumidor, Martin Paolantonio

Martin Paolantonio

Análisis de la doctrina plenaria de la Cámara Nacional en lo Comercial del 29/6/2011, y los alcances de la abstracción cambiaria con relación al derecho del consumidor y el proceso ejecutivo

La Reforma A La Ley De Lavado De Activos, Martin Paolantonio

Martin Paolantonio

Análisis de la importante reforma a la ley 25.246, por la ley 26.683. Se trata de una modificación normativa orientada a responder a las críticas del GAFI respecto de los esfuerzos de la Argentina en materia de prevención del lavado de activos y financiamiento del terrorismo

Deber De Información, Prospecto Y Responsabilidad Civil En La Oferta Pública Inicial De Valores Negociables, Martin Paolantonio

Martin Paolantonio

Una revisión integral de un trabajo de 2002, con sustantiva ampliación de contenidos en la parte inicial. Análisis de los deberes de información, y las responsabilidad civil bajo el decreto 677/01

An Unlikely Solution: Securities Fraud Regulation As A Model For Protecting Fortunetelling As Free Speech, Daniel Hare

Daniel Hare

No abstract provided.

Clearing And Trade Execution Requirements For Otc Derivatives Swaps Under The Frank-Dodd Wall Street Reform And Consumer Protection Act, Willa E. Gibson

Willa E Gibson

This paper examines Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the “Wall Street Transparency and Accountability Act of 2010” (the “Act”). The Act provides a comprehensive regulatory framework for swap transactions that designates the Commodities Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) as the primary regulators of the OTC derivatives swap market. The Act provides a very broad definition of swaps to include most OTC derivatives transactions, and it grants the CFTC regulatory jurisdiction over them with the exception of security-based swaps to which the SEC is granted regulatory jurisdiction. …

Falling Short: Has The Sec’S Quest To Control Market Manipulation And Abusive Short-Selling Come To An End Or Has It Really Just Begun?, Richard Ramirez

Richard E. Ramirez, J.D. | CFCS

No abstract provided.