Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Banking and Finance Law (7168)
- Business Organizations Law (1467)
- Law and Economics (1086)
- Securities Law (1038)
- International Law (808)
-
- Commercial Law (734)
- Bankruptcy Law (717)
- Contracts (654)
- Administrative Law (632)
- International Trade Law (589)
- Comparative and Foreign Law (571)
- Tax Law (540)
- Legislation (527)
- Consumer Protection Law (499)
- Social and Behavioral Sciences (498)
- Business (452)
- Property Law and Real Estate (433)
- State and Local Government Law (431)
- Constitutional Law (404)
- Criminal Law (396)
- Antitrust and Trade Regulation (377)
- Internet Law (366)
- Legal History (353)
- Law and Society (349)
- Insurance Law (346)
- Secured Transactions (343)
- Civil Law (341)
- Transnational Law (341)
- Economics (337)
- Institution
-
- University of Michigan Law School (674)
- Selected Works (591)
- University of North Carolina School of Law (477)
- Fordham Law School (304)
- SelectedWorks (296)
-
- Columbia Law School (224)
- Seattle University School of Law (209)
- Duke Law (186)
- American University Washington College of Law (180)
- Boston University School of Law (172)
- Maurer School of Law: Indiana University (170)
- Universitas Indonesia (155)
- Vanderbilt University Law School (137)
- Brooklyn Law School (125)
- University of Pennsylvania Carey Law School (124)
- New York Law School (120)
- Washington and Lee University School of Law (120)
- University of Georgia School of Law (117)
- Chulalongkorn University (111)
- William & Mary Law School (109)
- Cornell University Law School (106)
- West Virginia University (92)
- University of Washington School of Law (90)
- UIC School of Law (88)
- Pepperdine University (87)
- University of Richmond (86)
- University of Maryland Francis King Carey School of Law (77)
- University of San Diego (77)
- Northwestern Pritzker School of Law (73)
- University of Kentucky (73)
- Keyword
-
- Banking and Finance (280)
- Banking (201)
- Regulation (198)
- Corporations (191)
- Finance (171)
-
- Banks (165)
- Bankruptcy (164)
- SEC (152)
- Securities (150)
- Financial crisis (122)
- Economics (110)
- Corporate governance (109)
- Securities Law (105)
- Law and Economics (101)
- Mortgages (100)
- Financial regulation (99)
- Investment (99)
- Financial institutions (86)
- Fraud (85)
- Commercial Law (83)
- Credit (82)
- International Law (77)
- Consumer protection (76)
- Law (74)
- Loans (71)
- Financial crises (69)
- Securities and Exchange Commission (66)
- Banking law (64)
- Debt (64)
- Dodd-Frank (63)
- Publication Year
- Publication
-
- Faculty Scholarship (714)
- North Carolina Banking Institute (477)
- Michigan Law Review (429)
- Fordham Journal of Corporate & Financial Law (251)
- Seattle University Law Review (175)
-
- Articles (168)
- All Faculty Scholarship (167)
- "Dharmasisya” Jurnal Program Magister Hukum FHUI (131)
- Indiana Law Journal (112)
- Chulalongkorn University Theses and Dissertations (Chula ETD) (111)
- Faculty Publications (96)
- Washington and Lee Law Review (94)
- West Virginia Law Review (92)
- Cornell Law Faculty Publications (78)
- Articles in Law Reviews & Other Academic Journals (66)
- ExpressO (66)
- Christian A. Johnson (62)
- Patricia A. McCoy (61)
- Articles & Chapters (60)
- California Regulatory Law Reporter (58)
- UIC Law Review (56)
- Northwestern Journal of International Law & Business (54)
- Articles & Book Chapters (52)
- Kentucky Law Journal (52)
- Vanderbilt Law Review (52)
- Vanderbilt Journal of Transnational Law (50)
- Journal of Financial Crises (49)
- Michigan Journal of International Law (48)
- Publications (48)
- Brooklyn Journal of Corporate, Financial & Commercial Law (47)
- Publication Type
Articles 4771 - 4800 of 7170
Full-Text Articles in Banking and Finance Law
The Preservation Of Diversity Jurisdiction For National Banks, Michelle E. O'Leary
The Preservation Of Diversity Jurisdiction For National Banks, Michelle E. O'Leary
North Carolina Banking Institute
No abstract provided.
Valuables In Your Mailbox - How The Concept Of Value In Cole V. U.S. Capital, Inc. Enhances The Fcra's Guidelines Concerning Creditor Marketing, April B. Chang
Valuables In Your Mailbox - How The Concept Of Value In Cole V. U.S. Capital, Inc. Enhances The Fcra's Guidelines Concerning Creditor Marketing, April B. Chang
North Carolina Banking Institute
No abstract provided.
Using Spread And Net Trading Range To Measure Risk In Suitability Cases, Richard A. Booth
Using Spread And Net Trading Range To Measure Risk In Suitability Cases, Richard A. Booth
Working Paper Series
Suitability is one of the most common issues that arises in securities arbitrations. Yet it is also one of the most difficult issues to resolve. Up to now there has been no easy and reliable way to compare the risk of one stock or portfolio with another stock or portfolio measured as of the time the investment decision in question was made. As I argued in an earlier article, spread is potentially a promising way to measure risk in real time as perceived collectively by competing market makers. But with the advent of decimal quotes and other recent changes in …
Penny Wise, Pound Foolish: Why Investors Would Be Foolish To Pay A Penny Or A Pound For The Protections Provided By Sarbanes-Oxley, Cory L. Braddock
Penny Wise, Pound Foolish: Why Investors Would Be Foolish To Pay A Penny Or A Pound For The Protections Provided By Sarbanes-Oxley, Cory L. Braddock
BYU Law Review
No abstract provided.
Contract As Statute, Stephen J. Choi, G. Mitu Gulati
Contract As Statute, Stephen J. Choi, G. Mitu Gulati
Michigan Law Review
The traditional model of contract interpretation focuses on the "meeting of the minds." Parties agree on how to structure their respective obligations and rights and then specify their agreement in a written document. Gaps and ambiguities are inevitable. But where contract language exists for the point in contention and a dispute arises as to the meaning of this language, courts attempt to divine what the parties intended. Among the justifications for deferring to the intent of the parties is the assumption that parties know what is best for themselves. Deference also arguably furthers autonomy values. Not all contracts and contract …
Credit Union Conversions: Charter Choices And Controversy, Michael W. Briggs
Credit Union Conversions: Charter Choices And Controversy, Michael W. Briggs
North Carolina Banking Institute
No abstract provided.
Bapcpa And Commercial Credit: Who (Sic) Do You Trust, David G. Epstein
Bapcpa And Commercial Credit: Who (Sic) Do You Trust, David G. Epstein
North Carolina Banking Institute
No abstract provided.
Notice Requirements: Common Themes And Differences In The Regulatory And Legislative Responses To Data Security Breaches, Satish M. Kini, James T. Shreve
Notice Requirements: Common Themes And Differences In The Regulatory And Legislative Responses To Data Security Breaches, Satish M. Kini, James T. Shreve
North Carolina Banking Institute
No abstract provided.
Wachovia Bank, N.A. V. Burke: Preemption Of State Law With Respect To National Bank Operations Subsidiaries, Russell J. Andrew
Wachovia Bank, N.A. V. Burke: Preemption Of State Law With Respect To National Bank Operations Subsidiaries, Russell J. Andrew
North Carolina Banking Institute
No abstract provided.
Wal-Mart's Industrial Loan Company: The Risk To Community Banks, Kevin K. Nolan
Wal-Mart's Industrial Loan Company: The Risk To Community Banks, Kevin K. Nolan
North Carolina Banking Institute
No abstract provided.
Overdraft Protection Programs: Consumers Still In The Dark Under Regulation Dd, Carolyn M. Gillikin
Overdraft Protection Programs: Consumers Still In The Dark Under Regulation Dd, Carolyn M. Gillikin
North Carolina Banking Institute
No abstract provided.
Recent Changes To The Community Reinvestment Act And Their Impact On Community Banks And Rural Economies, Camden C. Betz
Recent Changes To The Community Reinvestment Act And Their Impact On Community Banks And Rural Economies, Camden C. Betz
North Carolina Banking Institute
No abstract provided.
Data Security And Data Breach Notification For Financial Institutions, Sean C. Honeywill
Data Security And Data Breach Notification For Financial Institutions, Sean C. Honeywill
North Carolina Banking Institute
No abstract provided.
Islamic Finance: A Growing Industry In The United States, Kimberly J. Tacy
Islamic Finance: A Growing Industry In The United States, Kimberly J. Tacy
North Carolina Banking Institute
No abstract provided.
Small Businesses And Identity Theft: Reallocating The Risk Of Loss, Penelope N. Lazarou
Small Businesses And Identity Theft: Reallocating The Risk Of Loss, Penelope N. Lazarou
North Carolina Banking Institute
No abstract provided.
Full Disclosure: How Should Lenders Respond To The Heightened Reporting Requirements Of The Home Mortgage Disclosure Act, Henry M. Jay
Full Disclosure: How Should Lenders Respond To The Heightened Reporting Requirements Of The Home Mortgage Disclosure Act, Henry M. Jay
North Carolina Banking Institute
No abstract provided.
Unexpired Leases Under The New Bankruptcy Act: A Win-Win For Landlords And Lenders, Jordan M. Kirby
Unexpired Leases Under The New Bankruptcy Act: A Win-Win For Landlords And Lenders, Jordan M. Kirby
North Carolina Banking Institute
No abstract provided.
Waiving The Attorney-Client Privilege Goodbye: The Erosion Of The Privilege By Federal Financial Regulatory Agencies, Priscilla L. Walton
Waiving The Attorney-Client Privilege Goodbye: The Erosion Of The Privilege By Federal Financial Regulatory Agencies, Priscilla L. Walton
North Carolina Banking Institute
No abstract provided.
Equity Investment In Chinese Banks: A Doorway Into China's Banking Sector, Jack E. Jirak
Equity Investment In Chinese Banks: A Doorway Into China's Banking Sector, Jack E. Jirak
North Carolina Banking Institute
No abstract provided.
Bond Covenants And Creditor Protection: Economics And Law, Theory And Practice, Substance And Process, William Wilson Bratton
Bond Covenants And Creditor Protection: Economics And Law, Theory And Practice, Substance And Process, William Wilson Bratton
Articles
This article examines contractual protection of unsecured financial creditors in US credit markets. Borrowers and lenders in the United States contract against a minimal legal background that imposes the burden of protection on the lender. A working, constantly updated, set of contractual protections has emerged in response. But actual use of available contractual technology varies widely, depending on the level of risk and the institutional context. The credit markets sort borrowers according to the degree of the risk of financial distress, imposing substantial constraints only on the borrowers with the most dangerous incentives. At the same time, the contracting practice …
Attorneys As Gatekeepers: Sec Actions Against Lawyers In The Age Of Sarbanes-Oxley, Lewis D. Lowenfels, Alan R. Bromberg, Michael J. Sullivan
Attorneys As Gatekeepers: Sec Actions Against Lawyers In The Age Of Sarbanes-Oxley, Lewis D. Lowenfels, Alan R. Bromberg, Michael J. Sullivan
ExpressO
Following the enactment of the Sarbanes-Oxley Act on July 30, 2002, the Securities and Exchange Commission has substantially increased the number of actions it has initiated against lawyers. And a substantial number of these recent SEC actions against counsel to public companies (both internal and external) have highlighted the SEC’s resolve to hold lawyers accountable for not performing adequately their SEC-conceived role as “gatekeepers” to prevent fraud and other violations of the federal securities laws. This “gatekeeper” concept has been and is being implemented through SEC actions addressing a wide variety of alleged transgressions in a wide diversity of factual …
The Different Tax Treatment Of Investment Advisory Fees And Brokerage Fees; The Lower The Fiduciary Duty The Better The Tax Consequences, Barry W. Rickert
The Different Tax Treatment Of Investment Advisory Fees And Brokerage Fees; The Lower The Fiduciary Duty The Better The Tax Consequences, Barry W. Rickert
ExpressO
The current tax laws favor brokerage fees as compared to investment advisory fees, even though investment advisors are held to a higher standard of fiduciary duty. My article examines the different tax treatment of investment advisory fees and brokerage fees, analyzes the policy considerations of such treatment and proposes alternatives to the current system. Considering the large number of American investing in the securities markets, it is important that our tax laws be written in a way that encourages taxpayers to seek investment professionals who are held to higher standards of conduct. The policy implications of brokerage fees receiving preferable …
Banking Stability And Optimal Deposit Insurance Design, Yasmine Hamdi Moukhtar
Banking Stability And Optimal Deposit Insurance Design, Yasmine Hamdi Moukhtar
Archived Theses and Dissertations
This thesis focuses on deposit insurance schemes and their relationship to banking crisis. The empirical model used covers 55 developed and developing countries over the period 1970-1989. This study finds that banking crises are closely linked to adverse macroeconomics shocks like economic recessions, financial liberalization, capital account liberalization and short term capital flows, and currency depreciation. External vulnerability (expressed as the ratio of M2 to foreign reserve) is also found to be a key variable. The empirical results also show that deposit insurance increases the probability of banking crises, due to induced moral hazard and adverse selection.
Equal Treatment Of Foreign Shareholders In Transnational Securities Class Action Against A Foreign Issuer—A Chinese Example, Clark Yao
ExpressO
As the world economy and financial markets become increasingly more integrated, cross-boarder securities transaction becomes a daily event. Because Unite States has the world’s largest and arguably most liquid capital markets, it has attracted a significant number of foreign companies to cross-list their stocks in a U.S. stock exchange. Unavoidably, such transactions will not only bring out fortune, but also disputes between transacting parties. Relying on the powerful federal securities law , U.S. investors who have bought or sold such stocks have routinely sued foreign stock issuers through class action when the stock prices went down, alleging their loss is …
Panel Discussion: Bigger Carrots And Bigger Sticks: Issues And Developments In Corporate Sentencing, Jill E. Fisch, Hon. John S. Martin, Richard C. Breeden, Timothy Coleman, Stephen M. Cutler, Celeste Koeleveld, Richard H. Walker
Panel Discussion: Bigger Carrots And Bigger Sticks: Issues And Developments In Corporate Sentencing, Jill E. Fisch, Hon. John S. Martin, Richard C. Breeden, Timothy Coleman, Stephen M. Cutler, Celeste Koeleveld, Richard H. Walker
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Political Dynamics Of Corporate Legislation: Lessons From Israel, Yael T. Ben-Zion
The Political Dynamics Of Corporate Legislation: Lessons From Israel, Yael T. Ben-Zion
Fordham Journal of Corporate & Financial Law
No abstract provided.
Roadmap To Securities Adr, Constantine N. Katsoris
Roadmap To Securities Adr, Constantine N. Katsoris
Fordham Journal of Corporate & Financial Law
No abstract provided.
Symposium Religious Values And Corporate Decision Making: An Interdisciplinary Interfaith Conference For Corporate Executives And Legal Counsel, Amelia J. Uelmen, William Michael Treanor
Symposium Religious Values And Corporate Decision Making: An Interdisciplinary Interfaith Conference For Corporate Executives And Legal Counsel, Amelia J. Uelmen, William Michael Treanor
Fordham Journal of Corporate & Financial Law
No abstract provided.
Symposium Panel One: Does Corporate Decision Making Allow Room For Religious Values, Russell G. Pearce, Steven H. Resnicoff, Mark A. Sargent, W Bradley Wendel
Symposium Panel One: Does Corporate Decision Making Allow Room For Religious Values, Russell G. Pearce, Steven H. Resnicoff, Mark A. Sargent, W Bradley Wendel
Fordham Journal of Corporate & Financial Law
No abstract provided.
Symposium Keynote Address: An Economist's Perspective, Stefano Zamagni, Henry Schwalbenberg Response
Symposium Keynote Address: An Economist's Perspective, Stefano Zamagni, Henry Schwalbenberg Response
Fordham Journal of Corporate & Financial Law
No abstract provided.