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Banking and Finance Law Commons

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Articles 31 - 60 of 63

Full-Text Articles in Banking and Finance Law

Governing Corporate Compliance, Miriam H. Baer Sep 2009

Governing Corporate Compliance, Miriam H. Baer

Faculty Scholarship

No abstract provided.


Demand-Side Gatekeepers In The Market For Home Loans, Edward J. Janger, Susan Block-Lieb Jul 2009

Demand-Side Gatekeepers In The Market For Home Loans, Edward J. Janger, Susan Block-Lieb

Faculty Scholarship

No abstract provided.


The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel Jan 2009

The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Anticipating The Unthinkable: The Adequacy Of Risk Management In Finance And Environmental Studies, James A. Fanto Jan 2009

Anticipating The Unthinkable: The Adequacy Of Risk Management In Finance And Environmental Studies, James A. Fanto

Faculty Scholarship

No abstract provided.


Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel Apr 2008

Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


When Should Investor Reliance Be Presumed In Securities Class Actions, Roberta S. Karmel Nov 2007

When Should Investor Reliance Be Presumed In Securities Class Actions, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


A Social Defense Of Sarbanes-Oxley, James A. Fanto Jan 2007

A Social Defense Of Sarbanes-Oxley, James A. Fanto

Faculty Scholarship

No abstract provided.


A Social Defense Of Sarbanes-Oxley, James A. Fanto Jan 2007

A Social Defense Of Sarbanes-Oxley, James A. Fanto

Faculty Scholarship

No abstract provided.


Paternalistic Regulation Of Public Company Management: Lessons From Bank Management, James A. Fanto Jan 2006

Paternalistic Regulation Of Public Company Management: Lessons From Bank Management, James A. Fanto

Faculty Scholarship

No abstract provided.


Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel Mar 2005

Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility: What Regulation By The Securities And Exchange Commission Is Appropriate?, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility - What Regulation By The Securities And Exchange Commission Is Appropriate, Roberta S. Karmel Mar 2005

Mutual Funds, Pension Funds, Hedge Funds And Stock Market Volatility - What Regulation By The Securities And Exchange Commission Is Appropriate, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel Apr 2004

The Securities And Exchange Commission Goes Abroad To Regulate Corporate Governance, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


The Necessity Of (And The Threat Posed By) Consumer Financial Education For The New Financial Conglomerates, James A. Fanto Apr 2000

The Necessity Of (And The Threat Posed By) Consumer Financial Education For The New Financial Conglomerates, James A. Fanto

Faculty Scholarship

No abstract provided.


The Necessity Of (And The Threat Posed By) Consumer Financial Education For The New Financial Conglomerates, James A. Fanto Apr 2000

The Necessity Of (And The Threat Posed By) Consumer Financial Education For The New Financial Conglomerates, James A. Fanto

Faculty Scholarship

No abstract provided.


The Contribution Of The Fund Profile To Investor Education, James A. Fanto Jan 1999

The Contribution Of The Fund Profile To Investor Education, James A. Fanto

Faculty Scholarship

No abstract provided.


The Role Of Corporate Law In French Corporate Governance, James A. Fanto Jan 1998

The Role Of Corporate Law In French Corporate Governance, James A. Fanto

Faculty Scholarship

No abstract provided.


The Challenge To Financial Regulators Posed By Social Security Privatization, Roberta S. Karmel Jan 1998

The Challenge To Financial Regulators Posed By Social Security Privatization, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Creating Law At The Securities And Exchange Commission: The Lawyer As Prosecutor, Roberta S. Karmel Jan 1998

Creating Law At The Securities And Exchange Commission: The Lawyer As Prosecutor, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


A Report On The Attitudes Of Foreign Companies Regarding A U.S. Listing, James A. Fanto, Roberta S. Karmel Jul 1997

A Report On The Attitudes Of Foreign Companies Regarding A U.S. Listing, James A. Fanto, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Towards A More Balanced Treatment Of Bidder And Target Shareholders, Miriam Baer Jan 1997

Towards A More Balanced Treatment Of Bidder And Target Shareholders, Miriam Baer

Faculty Scholarship

No abstract provided.


The Transformation Of French Corporate Governance And United States Institutional Investors, James A. Fanto Jan 1995

The Transformation Of French Corporate Governance And United States Institutional Investors, James A. Fanto

Faculty Scholarship

No abstract provided.


The Transformation Of French Corporate Governance And United States Institutional Investors, James Fanto Jan 1995

The Transformation Of French Corporate Governance And United States Institutional Investors, James Fanto

Faculty Scholarship

No abstract provided.


Implications Of The Stakeholder Model, Roberta S. Karmel Apr 1993

Implications Of The Stakeholder Model, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Is It Time For A Federal Corporation Law, Roberta S. Karmel Jan 1991

Is It Time For A Federal Corporation Law, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


The Duty Of Directors To Non-Shareholder Constituencies In Control Transactions-A Comparison Of U.S. And U.K. Law, Roberta S. Karmel Jan 1990

The Duty Of Directors To Non-Shareholder Constituencies In Control Transactions-A Comparison Of U.S. And U.K. Law, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel Oct 1988

Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Qualitative Standards For Qualified Securities: Sec Regulation Of Voting Rights, Roberta S. Karmel Jul 1987

Qualitative Standards For Qualified Securities: Sec Regulation Of Voting Rights, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Blue-Sky Merit Regulation: Benefit To Investors Or Burden On Commerce, Roberta S. Karmel Jan 1987

Blue-Sky Merit Regulation: Benefit To Investors Or Burden On Commerce, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


"Value" Judgments: Accounts Receivable Financing And Voidable Preference Under The New Bankruptcy Code, Neil B. Cohen Apr 1982

"Value" Judgments: Accounts Receivable Financing And Voidable Preference Under The New Bankruptcy Code, Neil B. Cohen

Faculty Scholarship

No abstract provided.


A Delicate Assignment: The Regulation Of Accountants By The Sec, Roberta S. Karmel Jan 1981

A Delicate Assignment: The Regulation Of Accountants By The Sec, Roberta S. Karmel

Faculty Scholarship

No abstract provided.