Open Access. Powered by Scholars. Published by Universities.®
Finance and Financial Management Commons™
Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Administrative Law (1)
- Agency (1)
- Antitrust and Trade Regulation (1)
- Banking and Finance Law (1)
- Business Intelligence (1)
-
- Civil Law (1)
- Civil Procedure (1)
- Commercial Law (1)
- Computer Law (1)
- Consumer Protection Law (1)
- Courts (1)
- E-Commerce (1)
- Economics (1)
- European Law (1)
- Finance (1)
- Intellectual Property Law (1)
- Internet Law (1)
- Jurisdiction (1)
- Jurisprudence (1)
- Legal Profession (1)
- Legal Writing and Research (1)
- Legislation (1)
- Litigation (1)
- Political Economy (1)
- Publication Type
Articles 1 - 2 of 2
Full-Text Articles in Finance and Financial Management
A False Sense Of Security: How Congress And The Sec Are Dropping The Ball On Cryptocurrency, Tessa E. Shurr
A False Sense Of Security: How Congress And The Sec Are Dropping The Ball On Cryptocurrency, Tessa E. Shurr
Dickinson Law Review (2017-Present)
Today, companies use blockchain technology and digital assets for a variety of purposes. This Comment analyzes the digital token. If the Securities and Exchange Commission (SEC) views a digital token as a security, then the issuer of the digital token must comply with the registration and extensive disclosure requirements of federal securities laws.
To determine whether a digital asset is a security, the SEC relies on the test that the Supreme Court established in SEC v. W.J. Howey Co. Rather than enforcing a statute or agency rule, the SEC enforces securities laws by applying the Howey test on a fact-intensive …
Institutional Investors In Corporate Governance, Edward B. Rock
Institutional Investors In Corporate Governance, Edward B. Rock
All Faculty Scholarship
This chapter of the Oxford Handbook on Corporate Law and Governance examines the role of institutional investors in corporate governance and the role of regulation in encouraging institutional investors to become active stewards. I approach these topics through asking what lessons we can draw from the U.S. experience for the E.U.’s 2014 proposed amendments to the Shareholder Rights Directive.
I begin by defining the institutional investor category, and summarizing the growth of institutional investors’ equity holdings over time. I then briefly survey how institutional investors themselves are governed and how they organize share voting. This leads me to two central …