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Articles 361 - 364 of 364
Full-Text Articles in Securities Law
Short Tendering Rule In The Sale Of Securities, Larry A. Oday
Short Tendering Rule In The Sale Of Securities, Larry A. Oday
Cleveland State Law Review
Rule 10b-4 of The Securities and Exchange Commission, also known as "the short tendering rule," might be described as one of the best kept secrets in securities regulation. Although it has been in effect for more than three years, very few attorneys or brokers know anything about it or have even heard of it.
Rule 10b-5:The Disclosure Of Finder's Fees In Connection With The Purchase Or Sale Of Securities, David L. Cocanower
Rule 10b-5:The Disclosure Of Finder's Fees In Connection With The Purchase Or Sale Of Securities, David L. Cocanower
Indiana Law Journal
No abstract provided.
Wall Street Trading Firms As Securities Insiders, Alan R. Johnston, Lawrence A. Coles Jr.
Wall Street Trading Firms As Securities Insiders, Alan R. Johnston, Lawrence A. Coles Jr.
Cleveland State Law Review
The purpose of this article is to examine this view of the Blau case, the implications of the SEC's decision In The Matter of Cady, Roberts and Co. and the possible ramifications of this view and of the Cady, Roberts decision on the future trading activities of investment banking firms.
Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne
Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne
Indiana Law Journal
No abstract provided.