Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Business Organizations Law (103)
- Banking and Finance Law (96)
- Administrative Law (79)
- Law and Economics (74)
- Commercial Law (72)
-
- Consumer Protection Law (69)
- Secured Transactions (69)
- Antitrust and Trade Regulation (68)
- Bankruptcy Law (67)
- Constitutional Law (67)
- International Law (67)
- Labor and Employment Law (66)
- Legal Profession (66)
- Supreme Court of the United States (66)
- Tax Law (66)
- Civil Law (65)
- Contracts (65)
- Legal Ethics and Professional Responsibility (65)
- Accounting Law (64)
- Comparative and Foreign Law (64)
- Computer Law (64)
- Dispute Resolution and Arbitration (64)
- Environmental Law (64)
- Intellectual Property Law (64)
- Internet Law (64)
- Government Contracts (63)
- Human Rights Law (63)
- International Trade Law (63)
- Institution
-
- Seattle University School of Law (56)
- Emory University School of Law (16)
- University of Michigan Law School (12)
- William & Mary Law School (8)
- Columbia Law School (6)
-
- DePaul University (6)
- Brooklyn Law School (5)
- Northwestern Pritzker School of Law (5)
- Yeshiva University, Cardozo School of Law (5)
- American University Washington College of Law (3)
- Duke Law (3)
- Fordham Law School (3)
- Maurer School of Law: Indiana University (3)
- New York Law School (3)
- Penn State Dickinson Law (3)
- Southern Methodist University (3)
- The Catholic University of America, Columbus School of Law (3)
- University of Colorado Law School (3)
- University of Miami Law School (3)
- University of Tennessee College of Law (3)
- Villanova University Charles Widger School of Law (3)
- Washington and Lee University School of Law (3)
- Brigham Young University Law School (2)
- Florida International University College of Law (2)
- Mississippi Christian University School of Law (2)
- Notre Dame Law School (2)
- Touro University Jacob D. Fuchsberg Law Center (2)
- University of Arkansas, Fayetteville (2)
- University of Cincinnati College of Law (2)
- University of Maine School of Law (2)
- Keyword
-
- SEC (20)
- Securities (17)
- Law (14)
- ESG (10)
- Disclosure (9)
-
- Securities and Exchange Commission (9)
- Cryptocurrency (8)
- Regulation (8)
- SFFA (7)
- Securities law (7)
- Securities regulation (7)
- Affirmative Action (6)
- Diversity (6)
- Corporate governance (5)
- Corporate law (5)
- Cryptocurrencies (5)
- Rule 10b-5 (5)
- Securities Law (5)
- Antitrust (4)
- FTC (4)
- Federal Trade Commission (4)
- Securities industry laws (4)
- Supreme Court (4)
- Administrative state (3)
- Climate change (3)
- Congress (3)
- Corporate Governance (3)
- Department of Justice (3)
- Environment (3)
- Environmental (3)
- Publication
-
- Seattle University Law Review (56)
- Emory Business Law Review (14)
- Articles (7)
- Faculty Scholarship (7)
- DePaul Business & Commercial Law Journal (6)
-
- Law & Economics Working Papers (4)
- Northwestern Journal of International Law & Business (4)
- American University Business Law Review (3)
- Articles & Chapters (3)
- Brooklyn Law Review (3)
- Faculty Articles (3)
- Faculty Journal Articles and Book Chapters (3)
- Faculty Publications (3)
- Fordham Journal of Corporate & Financial Law (3)
- Publications (3)
- William & Mary Business Law Review (3)
- Arkansas Law Review (2)
- BYU Law Review (2)
- Brooklyn Journal of Corporate, Financial & Commercial Law (2)
- Cardozo Arts & Entertainment Law Journal (2)
- Cardozo Law Review (2)
- Catholic University Law Review (2)
- Dickinson Law Review (2017-Present) (2)
- FIU Law Review (2)
- Faculty Articles and Other Publications (2)
- MC Law Review (2)
- Maine Law Review (2)
- Michigan Business & Entrepreneurial Law Review (2)
- Sabin Center for Climate Change Law (2)
- Scholarly Works (2)
- Publication Type
Articles 181 - 193 of 193
Full-Text Articles in Securities Law
Fractionalizing Investment Securities: Using Fintech To Expand Financial Inclusion, Steven L. Schwarcz, Robert Bourret
Fractionalizing Investment Securities: Using Fintech To Expand Financial Inclusion, Steven L. Schwarcz, Robert Bourret
Faculty Scholarship
Recent innovations in financial technology, or “FinTech,” are enabling the fractionalization of investment securities, such as shares of stock and bonds. We explain how this fractionalization can fundamentally expand financial inclusion both for investors and for businesses, including small and medium-sized enterprises (SMEs). Using the fractionalization of investment securities as a model, we also counter the argument that FinTech-enabled transactions should not need regulation because they are governed by mathematical algorithms under so-called smart contracts. Additionally, we derive and test a regulatory framework to identify and help to mitigate the risks caused by fractionalization. In the process, we also explain …
The Rise Of Private Equity Continuation Funds, Kobi Kastiel, Yaron Nili
The Rise Of Private Equity Continuation Funds, Kobi Kastiel, Yaron Nili
Faculty Scholarship
This Article provides the first comprehensive examination of an emerging practice within the private equity sector: continuation funds. Continuation funds break from the traditional private equity model by allowing sponsors to hold on to assets beyond the typical fund term and, instead of selling the assets to third parties, sell them to their own newly established fund. Lauded by the private equity industry as providing “optionality” to investors by allowing them to cash out or roll over, continuation funds have grown to represent a major segment of investment activity in the United States. Despite their surging popularity among private equity …
The Limits Of Individual Prosecutions In Deterring Corporate Fraud, Samuel W. Buell
The Limits Of Individual Prosecutions In Deterring Corporate Fraud, Samuel W. Buell
Faculty Scholarship
Fifteen years after the largest financial scandal and economic crisis in a century, discussion of the problem of corporate crime too often borders on cliché. Endless calls from Congress, the media, the public, many scholars, and even the Justice Department itself, to recommit, over and over, to locking up more managers and executives to deter corporate wrongdoing portray the problem as relatively straightforward and blame legislative and executive failure of will. Through examination of the litigation record from over 100 prosecutions spanning the period from the 2008 financial crisis to the present, this Article presents evidence that relying on individual …
The Small Business Killer: How Fincen Enforcement Of The Cta Could Destroy The Last Bastion Of The American Dream, Samantha M. Alecozay
The Small Business Killer: How Fincen Enforcement Of The Cta Could Destroy The Last Bastion Of The American Dream, Samantha M. Alecozay
Faculty Articles
The Corporate Transparency Act (CTA), passed into law in 2021 and made effective January 1, 2024, mandates the creation of a nationwide database that collects owner information of certain legal entities to help combat money laundering and other illicit financial activities. The CTA requires that the legal entity owners provide necessary information directly to the federal government, rather than relying on state and/or federal government officials to collect the information on their behalf. Further, failure to comply may result in the legal entity and owners incurring significant civil penalties of up to $591 per day of violation and even criminal …
Catalyzing Climate Resilience In The Electric Utility Sector: Investor-Backed Utilities Must Prepare For The Approaching Storm, Jose J. Gonzalez
Catalyzing Climate Resilience In The Electric Utility Sector: Investor-Backed Utilities Must Prepare For The Approaching Storm, Jose J. Gonzalez
Emory Business Law Review
Communities and businesses that fail to take proactive measures will be devastated by the impacts of climate change. Across the United States, public and private entities have taken steps to protect companies and communities from climate change. However, financial restrictions and shareholder concerns have slowed such a response from the electric utility sector. This inaction has devastated communities such as Paradise, California and Lahaina, Hawaii. This Comment identifies how electric utility companies should utilize recently passed federal legislation, including the Bipartisan Infrastructure Law and Inflation Reduction Act, to finance large-scale projects to update America's power grid. This Comment also argues …
The End Of Remedies?, Joshua Shapiro
It’S Not Personal, It’S Strictly Business: The Need To Amend The Federal Rules Of Evidence To Permit Live Corporate Designee Testimony At Trial, Veronica J. Finkelstein
It’S Not Personal, It’S Strictly Business: The Need To Amend The Federal Rules Of Evidence To Permit Live Corporate Designee Testimony At Trial, Veronica J. Finkelstein
Emory Business Law Review
No abstract provided.
How American Sports Leagues Can Respond To The Rise Of Sovereign Wealth Funds, Chris Chen
How American Sports Leagues Can Respond To The Rise Of Sovereign Wealth Funds, Chris Chen
Emory Business Law Review
This Comment explores the transformative impact of well-funded Middle Eastern sports leagues on the global landscape of professional sports. Fueled by substantial financial support from sovereign wealth funds, these leagues have raised concerns about the possibility that domestic American players may choose to leave their current league in favor of one of the opportunities for more lucrative salaries overseas. The rise of LIV Golf catalyzes these discussions. This Comment also delves into how American sports leagues may respond by potentially allowing players to have equity stakes, engage in sponsorships with gambling websites, and participate other revenue-sharing arrangements. The potential corporate …
Bridging The Gap In Corporate Governance For Interlocking Directors In Colombia, Juan D. Ovalle
Bridging The Gap In Corporate Governance For Interlocking Directors In Colombia, Juan D. Ovalle
Emory Business Law Review
No abstract provided.
Negotiating For Certainty In An Uncertain World, Matthew D. Kent
Negotiating For Certainty In An Uncertain World, Matthew D. Kent
Emory Business Law Review
No abstract provided.
Antitrust, Labor Markets, And Issue-Spotting Dei Initiatives, Francesca Pisano
Antitrust, Labor Markets, And Issue-Spotting Dei Initiatives, Francesca Pisano
Emory Business Law Review
No abstract provided.
When Can An Agreement On Environmental Policies Comply With U.S. Antitrust Laws?, Nathan Mendelsohn
When Can An Agreement On Environmental Policies Comply With U.S. Antitrust Laws?, Nathan Mendelsohn
Emory Business Law Review
No abstract provided.
Federal Enforcers Signal Heightened Scrutiny Of Algorithm Use To Inform Pricing Decisions, Lohr A. Beck, Carley H. Thompson
Federal Enforcers Signal Heightened Scrutiny Of Algorithm Use To Inform Pricing Decisions, Lohr A. Beck, Carley H. Thompson
Emory Business Law Review
No abstract provided.