Open Access. Powered by Scholars. Published by Universities.®

Securities Law Commons

Open Access. Powered by Scholars. Published by Universities.®

Articles 31 - 43 of 43

Full-Text Articles in Securities Law

Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley Oct 1975

Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley

William & Mary Law Review

No abstract provided.


Federal Legislation To Enhance Competition In The Securities Industry Mar 1975

Federal Legislation To Enhance Competition In The Securities Industry

William & Mary Law Review

No abstract provided.


Vicarious Liability For Securities Law Violations: Respondeat Superior And The Controlling Person Sections Mar 1974

Vicarious Liability For Securities Law Violations: Respondeat Superior And The Controlling Person Sections

William & Mary Law Review

No abstract provided.


The Naked Commodity Option Contract As A Security, Joseph C. Long Dec 1973

The Naked Commodity Option Contract As A Security, Joseph C. Long

William & Mary Law Review

No abstract provided.


Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives Dec 1973

Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives

William & Mary Law Review

No abstract provided.


Regulation Of Pyramid Sales Ventures Oct 1973

Regulation Of Pyramid Sales Ventures

William & Mary Law Review

No abstract provided.


Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch May 1973

Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch

William & Mary Law Review

No abstract provided.


Sec Rule 10b-5: A 1972 Profile May 1972

Sec Rule 10b-5: A 1972 Profile

William & Mary Law Review

No abstract provided.


Securities Regulation - Investment Company Act Of 1940. Moses V. Burgin, 445 F.2d 369 (1st Cir. 1971), Michael D. Horlick Dec 1971

Securities Regulation - Investment Company Act Of 1940. Moses V. Burgin, 445 F.2d 369 (1st Cir. 1971), Michael D. Horlick

William & Mary Law Review

No abstract provided.


Securities Regulation - Application Of Section 16(B) - Beneficial Ownership Liability For Short-Swing Profits. Emerson Electric Co. V. Reliance Electric Co., 434 F.2d 918 (8th Cir. 1970), Donald G. Owens Oct 1971

Securities Regulation - Application Of Section 16(B) - Beneficial Ownership Liability For Short-Swing Profits. Emerson Electric Co. V. Reliance Electric Co., 434 F.2d 918 (8th Cir. 1970), Donald G. Owens

William & Mary Law Review

No abstract provided.


Securities Regulation-Application Of Section 16(B) - Deputization - Liability For Short-Swing Profits After Directorship Terminated-Feder V. Martin Marietta Corp. 406 F.2d 260 (2d. Cir. 1969), Donald Gary Owens Dec 1969

Securities Regulation-Application Of Section 16(B) - Deputization - Liability For Short-Swing Profits After Directorship Terminated-Feder V. Martin Marietta Corp. 406 F.2d 260 (2d. Cir. 1969), Donald Gary Owens

William & Mary Law Review

No abstract provided.


Securities Regulation - Trading By Insiders - S.E.C. V. Texas Gulf Sulphur Co., 401 F.2d 833 (2d Cir. 1968), Dennis C. Hensley Mar 1969

Securities Regulation - Trading By Insiders - S.E.C. V. Texas Gulf Sulphur Co., 401 F.2d 833 (2d Cir. 1968), Dennis C. Hensley

William & Mary Law Review

No abstract provided.


A Summary View Of The Changes Wrought In Virginia Security Law By The Adoption Of Article 9 Of The Ucc, S. Strother Smith Iii Jan 1966

A Summary View Of The Changes Wrought In Virginia Security Law By The Adoption Of Article 9 Of The Ucc, S. Strother Smith Iii

William & Mary Law Review

No abstract provided.