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Securities Law Commons

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Washington and Lee Law Review

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Articles 151 - 180 of 268

Full-Text Articles in Securities Law

The Right To Financial Privacy Act And The Sec Jun 1982

The Right To Financial Privacy Act And The Sec

Washington and Lee Law Review

No abstract provided.


The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act Jun 1982

The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act

Washington and Lee Law Review

No abstract provided.


Developments In Corporate Takeover Techniques: Creeping Tender Offers, Lockup Arrangements, And Standstill Agreements Jun 1982

Developments In Corporate Takeover Techniques: Creeping Tender Offers, Lockup Arrangements, And Standstill Agreements

Washington and Lee Law Review

No abstract provided.


Preface, Philip Mcbride Johnson Jun 1982

Preface, Philip Mcbride Johnson

Washington and Lee Law Review

No abstract provided.


The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii Jun 1982

The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii

Washington and Lee Law Review

No abstract provided.


Statutes Of Limitation For Rule 10b-5 Jun 1982

Statutes Of Limitation For Rule 10b-5

Washington and Lee Law Review

No abstract provided.


When Is A Security Not A Security? Promissory Notes, Loan Participations, And Stock In Close Corporations Jun 1982

When Is A Security Not A Security? Promissory Notes, Loan Participations, And Stock In Close Corporations

Washington and Lee Law Review

No abstract provided.


Rule 10b-5 Developments-Theories Of Liability Jun 1982

Rule 10b-5 Developments-Theories Of Liability

Washington and Lee Law Review

No abstract provided.


The Element Of Scienter In Antifraud Provisions Of The Commodity Exchange Act Jun 1982

The Element Of Scienter In Antifraud Provisions Of The Commodity Exchange Act

Washington and Lee Law Review

No abstract provided.


Private Meetings And Good Cause Exceptions: Gulf & Western May Provide The Sec New Tools For Piercing The Corporate Attorney-Client Privilege Jun 1982

Private Meetings And Good Cause Exceptions: Gulf & Western May Provide The Sec New Tools For Piercing The Corporate Attorney-Client Privilege

Washington and Lee Law Review

No abstract provided.


Rule 10b-5 And "Fraud-On-The-Market"- -Heavy Seas Meet Tranquil Shores, Robert N. Rapp Jun 1982

Rule 10b-5 And "Fraud-On-The-Market"- -Heavy Seas Meet Tranquil Shores, Robert N. Rapp

Washington and Lee Law Review

No abstract provided.


Rule 10b-5 Developments-Damages And Contribution Jun 1982

Rule 10b-5 Developments-Damages And Contribution

Washington and Lee Law Review

No abstract provided.


The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin Jun 1981

The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin

Washington and Lee Law Review

No abstract provided.


Tender Offer Developments In 1980 Jun 1981

Tender Offer Developments In 1980

Washington and Lee Law Review

No abstract provided.


Commodity Market Manipulation, Philip Mcbride Johnson Jun 1981

Commodity Market Manipulation, Philip Mcbride Johnson

Washington and Lee Law Review

No abstract provided.


An Introduction To The Rules And Regulations Governing National Banks And Their Use Of Financial Futures, Jack A. Barbanel Jun 1981

An Introduction To The Rules And Regulations Governing National Banks And Their Use Of Financial Futures, Jack A. Barbanel

Washington and Lee Law Review

No abstract provided.


Discretionary Commodity Accounts: Are They Securities And Does It Really Matter? Jun 1981

Discretionary Commodity Accounts: Are They Securities And Does It Really Matter?

Washington and Lee Law Review

No abstract provided.


Securities Regulation: Improved Financing Alternatives For Small Issuers Jun 1981

Securities Regulation: Improved Financing Alternatives For Small Issuers

Washington and Lee Law Review

No abstract provided.


Scienter In Sec Injunctive Proceedings Jun 1981

Scienter In Sec Injunctive Proceedings

Washington and Lee Law Review

No abstract provided.


Resolving The Conflict Between Section 10(B) And The Express Remedies Of The Securities Acts: The Need For An Internally Consistent Approach To Implication Jun 1981

Resolving The Conflict Between Section 10(B) And The Express Remedies Of The Securities Acts: The Need For An Internally Consistent Approach To Implication

Washington and Lee Law Review

No abstract provided.


Section 13(D) Pf The '34 Act: The Inference Of A Private Cause Of Action For A Stock Issuer Jun 1981

Section 13(D) Pf The '34 Act: The Inference Of A Private Cause Of Action For A Stock Issuer

Washington and Lee Law Review

No abstract provided.


The Validity Of 'State Tender Offer Statutes: Sec Rule 14d-2(B) And Post-Kidwell Federal Decisions Jun 1981

The Validity Of 'State Tender Offer Statutes: Sec Rule 14d-2(B) And Post-Kidwell Federal Decisions

Washington and Lee Law Review

No abstract provided.


The Scope Of The Disclosure Duty Under Sec Rule 14e-3 Jun 1981

The Scope Of The Disclosure Duty Under Sec Rule 14e-3

Washington and Lee Law Review

No abstract provided.


Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc. Jun 1981

Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc.

Washington and Lee Law Review

No abstract provided.


Rubin V. United States: Pledge Of Stock As Collateral For A Commercial Loan Is A "Sale" Of A Security Jun 1981

Rubin V. United States: Pledge Of Stock As Collateral For A Commercial Loan Is A "Sale" Of A Security

Washington and Lee Law Review

No abstract provided.


Rule 10b-5 Developments Jun 1981

Rule 10b-5 Developments

Washington and Lee Law Review

No abstract provided.


A Guide To The Investigative And Enforcement Provisions Of The Uniform Securities Act, Joseph C. Long Jun 1980

A Guide To The Investigative And Enforcement Provisions Of The Uniform Securities Act, Joseph C. Long

Washington and Lee Law Review

No abstract provided.


Emergency Power Of The Commodity Futures Trading Commission Jun 1980

Emergency Power Of The Commodity Futures Trading Commission

Washington and Lee Law Review

No abstract provided.


Toward The Uncertificated Security: A Congressional Lead For States To Follow, Egon Guttman Jun 1980

Toward The Uncertificated Security: A Congressional Lead For States To Follow, Egon Guttman

Washington and Lee Law Review

No abstract provided.


Implied Private Rights Of Action And The Federal Securities Laws: A Historical Perspective, John A. Maher Jun 1980

Implied Private Rights Of Action And The Federal Securities Laws: A Historical Perspective, John A. Maher

Washington and Lee Law Review

No abstract provided.