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Securities Law Commons

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Articles 31 - 56 of 56

Full-Text Articles in Securities Law

Regulation Of Adviser Compensation Under The Investment Company Act: Who Is Responsible?, Elizabeth A. Sachs Jan 1983

Regulation Of Adviser Compensation Under The Investment Company Act: Who Is Responsible?, Elizabeth A. Sachs

Loyola University Chicago Law Journal

No abstract provided.


Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner Jan 1982

Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner

Loyola University Chicago Law Journal

No abstract provided.


The Availability Of Respondeat Superior In Sec Administrative Proceedings, Eileen T. Walsh Jan 1982

The Availability Of Respondeat Superior In Sec Administrative Proceedings, Eileen T. Walsh

Loyola University Chicago Law Journal

No abstract provided.


The Fraud On The Market Theory: A Unified Concept Of Causation In Rule 10b-5 Open Market Actions, Jeanne F. Doyle Jan 1981

The Fraud On The Market Theory: A Unified Concept Of Causation In Rule 10b-5 Open Market Actions, Jeanne F. Doyle

Loyola University Chicago Law Journal

No abstract provided.


Expansion Of The Williams Act: Tender Offer Regulation For Non-Conventional Purchases, Henry R. Daar Jan 1980

Expansion Of The Williams Act: Tender Offer Regulation For Non-Conventional Purchases, Henry R. Daar

Loyola University Chicago Law Journal

No abstract provided.


The Safe-Harbor Rule For Projections: Caveat Projector, Kristine M. Elmlund Jan 1980

The Safe-Harbor Rule For Projections: Caveat Projector, Kristine M. Elmlund

Loyola University Chicago Law Journal

No abstract provided.


Securities Regulation Of Retirement Plans After Daniel, Peter M. Kelly Jan 1979

Securities Regulation Of Retirement Plans After Daniel, Peter M. Kelly

Loyola University Chicago Law Journal

No abstract provided.


Disinterested Directors, Independent Directors And The Investment Company Act Of 1940, Joel H. Goldberg Jan 1978

Disinterested Directors, Independent Directors And The Investment Company Act Of 1940, Joel H. Goldberg

Loyola University Chicago Law Journal

No abstract provided.


The Use Of Mutual Fund Assets To Pay Marketing Costs, John P. Freeman Jan 1978

The Use Of Mutual Fund Assets To Pay Marketing Costs, John P. Freeman

Loyola University Chicago Law Journal

No abstract provided.


Delaware: The Race To The Bottom - Is An End In Sight?, Charles W. Murdock Jan 1978

Delaware: The Race To The Bottom - Is An End In Sight?, Charles W. Murdock

Loyola University Chicago Law Journal

No abstract provided.


Reinsurance Pools And The Federal Securities Laws, Michael L. Weissman Jan 1978

Reinsurance Pools And The Federal Securities Laws, Michael L. Weissman

Loyola University Chicago Law Journal

No abstract provided.


Directed Trustee Liability Under Erisa, David L. Heald, Joseph P. Mulhern Iii Jan 1978

Directed Trustee Liability Under Erisa, David L. Heald, Joseph P. Mulhern Iii

Loyola University Chicago Law Journal

No abstract provided.


Implied Liability For Violation Of Stock Exchange And Nasd Rules - After Rolf And Faturik, Elizabeth Pendzich Jan 1978

Implied Liability For Violation Of Stock Exchange And Nasd Rules - After Rolf And Faturik, Elizabeth Pendzich

Loyola University Chicago Law Journal

No abstract provided.


Employee Stock Ownership Plans: Fiduciary Duties In Loan Transactions, William S. Piper Jan 1978

Employee Stock Ownership Plans: Fiduciary Duties In Loan Transactions, William S. Piper

Loyola University Chicago Law Journal

No abstract provided.


Broker Dealers, Market Makers And Fiduciary Duties, Carl Wartman Jan 1978

Broker Dealers, Market Makers And Fiduciary Duties, Carl Wartman

Loyola University Chicago Law Journal

No abstract provided.


The Comptroller's Regulation - An Illusory Remedy To The Fiduciary Dilemma Of National Banks In Light Of Slade V. Shearson, Hammill & Co., Diane S. Locandro Jan 1978

The Comptroller's Regulation - An Illusory Remedy To The Fiduciary Dilemma Of National Banks In Light Of Slade V. Shearson, Hammill & Co., Diane S. Locandro

Loyola University Chicago Law Journal

No abstract provided.


Foreword: Fiduciary Duties - The Search For Content, A. A. Sommer Jr. Jan 1978

Foreword: Fiduciary Duties - The Search For Content, A. A. Sommer Jr.

Loyola University Chicago Law Journal

No abstract provided.


The Monitoring Committee And Outside Directors' Evolving Duty Of Care, Arthur W. Hahn, Carol B. Manzoni Jan 1978

The Monitoring Committee And Outside Directors' Evolving Duty Of Care, Arthur W. Hahn, Carol B. Manzoni

Loyola University Chicago Law Journal

No abstract provided.


The Attorney-Client Privilege In Shareholder Litigation: The Need For A Predictable Standard, Sara Reingold Leopold Jan 1978

The Attorney-Client Privilege In Shareholder Litigation: The Need For A Predictable Standard, Sara Reingold Leopold

Loyola University Chicago Law Journal

No abstract provided.


Portfolio Theory, Capital Markets, And The Marginal Effect Of Federal Margin Regulations, Joseph V. Rizzi Jan 1977

Portfolio Theory, Capital Markets, And The Marginal Effect Of Federal Margin Regulations, Joseph V. Rizzi

Loyola University Chicago Law Journal

No abstract provided.


Securities - Blue Chip Stamps V. Manor Drug Stores - An Affirmation Of The Birnbaum Doctrine, Roselyn L. Friedman Jan 1976

Securities - Blue Chip Stamps V. Manor Drug Stores - An Affirmation Of The Birnbaum Doctrine, Roselyn L. Friedman

Loyola University Chicago Law Journal

No abstract provided.


Securities Regulation - Dumping Birnbaum To Force Analysis Of The Standing Requirement Under Rule 10b-5 - Eason V. General Motors Acceptance Corporation, Philip M. Foss Jan 1975

Securities Regulation - Dumping Birnbaum To Force Analysis Of The Standing Requirement Under Rule 10b-5 - Eason V. General Motors Acceptance Corporation, Philip M. Foss

Loyola University Chicago Law Journal

No abstract provided.


International Arbitration - Scherk V. Alberto-Culver Co., The Exemption Of International Contracts From The Wilko Doctrine Voiding Agreements To Arbitrate Securities Disputes, Mahir Jalili Jan 1975

International Arbitration - Scherk V. Alberto-Culver Co., The Exemption Of International Contracts From The Wilko Doctrine Voiding Agreements To Arbitrate Securities Disputes, Mahir Jalili

Loyola University Chicago Law Journal

No abstract provided.


An "Unfair Trade" Approach To Securities Regulation - A Reappraisal Of Common Law In Light Of Equity Funding, John Sibrava Jan 1974

An "Unfair Trade" Approach To Securities Regulation - A Reappraisal Of Common Law In Light Of Equity Funding, John Sibrava

Loyola University Chicago Law Journal

No abstract provided.


Administrative Law - Securities And Exchange Commission's Determinations Governing Security Holders' Proxy Proposals Held Subject To Judicial Review, Thomas J. Montgomery Jan 1971

Administrative Law - Securities And Exchange Commission's Determinations Governing Security Holders' Proxy Proposals Held Subject To Judicial Review, Thomas J. Montgomery

Loyola University Chicago Law Journal

No abstract provided.


Securities - Plaintiff's Recovery In Private Suit Based On Violation Of Federal Securities Laws Held Barred By Defenses Of In Pari Delicto Or Unclean Hands, Jill Devitt Jan 1970

Securities - Plaintiff's Recovery In Private Suit Based On Violation Of Federal Securities Laws Held Barred By Defenses Of In Pari Delicto Or Unclean Hands, Jill Devitt

Loyola University Chicago Law Journal

No abstract provided.