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Securities Law Commons

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Indiana Law Journal

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Articles 31 - 60 of 79

Full-Text Articles in Securities Law

The Capital Markets In Transition: A Response To New Sec Rule 144a, Kellye Y. Testy Jan 1990

The Capital Markets In Transition: A Response To New Sec Rule 144a, Kellye Y. Testy

Indiana Law Journal

No abstract provided.


Using Risk Analysis To Classify Junk Bonds As Equity For Federal Income Tax Purposes, David V. Ceryak Jan 1990

Using Risk Analysis To Classify Junk Bonds As Equity For Federal Income Tax Purposes, David V. Ceryak

Indiana Law Journal

No abstract provided.


A Broker-Dealer's Civil Liability To Investor's For Fraud: An Implied Private Right Of Action Under Section 15(C)(1) Of The Securities Exchange Act Of 1934, Charity Scott Oct 1988

A Broker-Dealer's Civil Liability To Investor's For Fraud: An Implied Private Right Of Action Under Section 15(C)(1) Of The Securities Exchange Act Of 1934, Charity Scott

Indiana Law Journal

No abstract provided.


What Did Congress Really Want? An Implied Private Right Of Action Under Section 17(A) Of The 1933 Securities Act, Mark A. Ryan Jul 1988

What Did Congress Really Want? An Implied Private Right Of Action Under Section 17(A) Of The 1933 Securities Act, Mark A. Ryan

Indiana Law Journal

No abstract provided.


The Tender Offer Regulation Battle Continues: Should States Regulate Only Local Companies?, Phyllis E. Grimm Oct 1985

The Tender Offer Regulation Battle Continues: Should States Regulate Only Local Companies?, Phyllis E. Grimm

Indiana Law Journal

No abstract provided.


Access, Efficiency, And Fairness In Dirks V. Sec, Malcolm A. Tripp Jul 1985

Access, Efficiency, And Fairness In Dirks V. Sec, Malcolm A. Tripp

Indiana Law Journal

No abstract provided.


The Patentability Of Computer Programs: Merrill Lynch's Patent For A Financial Services System, Lynne B. Allen Oct 1984

The Patentability Of Computer Programs: Merrill Lynch's Patent For A Financial Services System, Lynne B. Allen

Indiana Law Journal

No abstract provided.


Exempted Transactions Under The Securities Act Of 1933, By William J. Hicks, Morgan Shipman Oct 1980

Exempted Transactions Under The Securities Act Of 1933, By William J. Hicks, Morgan Shipman

Indiana Law Journal

No abstract provided.


Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large Jan 1979

Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large

Indiana Law Journal

No abstract provided.


Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter Jan 1976

Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter

Indiana Law Journal

No abstract provided.


Judicial Control Of Cash Tender Offers-A Few Practical Recommendations, Ronald W. Oakes Oct 1974

Judicial Control Of Cash Tender Offers-A Few Practical Recommendations, Ronald W. Oakes

Indiana Law Journal

No abstract provided.


Prospectus Liability For Failure To Disclose Post-Effective Developments: A New Duty And Its Implications, Jon S. Readnour Apr 1973

Prospectus Liability For Failure To Disclose Post-Effective Developments: A New Duty And Its Implications, Jon S. Readnour

Indiana Law Journal

No abstract provided.


Sec Financial Requirements For Broker-Dealers: Economic Implications Of Proposed Revisions, James F. Mofsky Jan 1972

Sec Financial Requirements For Broker-Dealers: Economic Implications Of Proposed Revisions, James F. Mofsky

Indiana Law Journal

No abstract provided.


Mitigation Of Damages Through The Use Of Stock Market Indicators, Eugene G. Popow Jan 1972

Mitigation Of Damages Through The Use Of Stock Market Indicators, Eugene G. Popow

Indiana Law Journal

No abstract provided.


Reformation In Corporate Law: Equal Opportunity Must Be Afforded Minority Stockholders In Any Transaction In Shares By Those In Control: Jones V. Ii. F. Ahmanson, Michael D. O'Connor Apr 1970

Reformation In Corporate Law: Equal Opportunity Must Be Afforded Minority Stockholders In Any Transaction In Shares By Those In Control: Jones V. Ii. F. Ahmanson, Michael D. O'Connor

Indiana Law Journal

No abstract provided.


The Noninvestment Value Of Control Stock, David Cowan Bayne Apr 1970

The Noninvestment Value Of Control Stock, David Cowan Bayne

Indiana Law Journal

No abstract provided.


Rule 10b-5:The Disclosure Of Finder's Fees In Connection With The Purchase Or Sale Of Securities, David L. Cocanower Jul 1969

Rule 10b-5:The Disclosure Of Finder's Fees In Connection With The Purchase Or Sale Of Securities, David L. Cocanower

Indiana Law Journal

No abstract provided.


Impact Of U.C.C. Article Nine On Revenue Bond Investments, Gary Dale Spivey Jul 1969

Impact Of U.C.C. Article Nine On Revenue Bond Investments, Gary Dale Spivey

Indiana Law Journal

No abstract provided.


Remedies For Oppression In Close Corporations In Indiana Jan 1966

Remedies For Oppression In Close Corporations In Indiana

Indiana Law Journal

No abstract provided.


The Imputed Negotiability Of Security Interest Under The Code, Antonio R. Bautista, Frank R. Kennedy Jul 1963

The Imputed Negotiability Of Security Interest Under The Code, Antonio R. Bautista, Frank R. Kennedy

Indiana Law Journal

No abstract provided.


Securities Issuance And Regulation: The New Indiana Securities Law, Arthur J. Pasmas Jr. Oct 1962

Securities Issuance And Regulation: The New Indiana Securities Law, Arthur J. Pasmas Jr.

Indiana Law Journal

No abstract provided.


Nonapplicability Of "Security For Expenses" Legislation To Minority Stockholders' Dividend Suits Oct 1954

Nonapplicability Of "Security For Expenses" Legislation To Minority Stockholders' Dividend Suits

Indiana Law Journal

No abstract provided.


Securities Regulation, By Louis Loss, Lehan K. Tunks Jul 1952

Securities Regulation, By Louis Loss, Lehan K. Tunks

Indiana Law Journal

No abstract provided.


Stockholders' Derivative Suits: A Federal Question? Jan 1952

Stockholders' Derivative Suits: A Federal Question?

Indiana Law Journal

No abstract provided.


Escheat Of Corporate Stocks And Dividends Oct 1951

Escheat Of Corporate Stocks And Dividends

Indiana Law Journal

No abstract provided.


Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne Jan 1951

Around And Beyond The Sec-The Disenfranchised Stockholder, David C. Bayne

Indiana Law Journal

No abstract provided.


Security, Loyalty And Science, Edited By Walter Gellhorn, Malcom Sharp Jan 1951

Security, Loyalty And Science, Edited By Walter Gellhorn, Malcom Sharp

Indiana Law Journal

No abstract provided.


Restrictions On The Alienation Of Shares Of Stock Oct 1949

Restrictions On The Alienation Of Shares Of Stock

Indiana Law Journal

No abstract provided.


Propriety Of Award Of Stockholder's Counsel Fees Under Section 16b Of Securities Exchange Act Jan 1949

Propriety Of Award Of Stockholder's Counsel Fees Under Section 16b Of Securities Exchange Act

Indiana Law Journal

Recent Cases: Corporations


Stock Redemptions, Merle H. Miller Jan 1948

Stock Redemptions, Merle H. Miller

Indiana Law Journal

No abstract provided.