Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Business Organizations Law (16)
- Banking and Finance Law (11)
- Law and Economics (5)
- Supreme Court of the United States (5)
- Business (4)
-
- Environmental Law (4)
- Administrative Law (3)
- Commercial Law (3)
- Science and Technology Law (3)
- Bankruptcy Law (2)
- Constitutional Law (2)
- Consumer Protection Law (2)
- Finance and Financial Management (2)
- International Law (2)
- Legal Remedies (2)
- Accounting Law (1)
- Antitrust and Trade Regulation (1)
- Business Law, Public Responsibility, and Ethics (1)
- Comparative and Foreign Law (1)
- Corporate Finance (1)
- Courts (1)
- Criminal Law (1)
- Elder Law (1)
- Entrepreneurial and Small Business Operations (1)
- Environmental Policy (1)
- Intellectual Property Law (1)
- Internet Law (1)
- Judges (1)
- Keyword
-
- Securities (33)
- Securities Law (29)
- Securities Fraud (23)
- Cryptocurrencies (14)
- Disclosure (13)
-
- Corporate Governance (9)
- United States Securities and Exchange Commission (9)
- Insider Trading (8)
- Stockholders (7)
- Investments (6)
- Disclosures (5)
- Investor Protection (5)
- Securities industry laws (5)
- Economics (4)
- Finance (4)
- Investor protection (4)
- Law (4)
- Sarbanes-Oxley Act of 2002 (4)
- Securities Act of 1933 (4)
- Securities Exchange Act (4)
- Securities Industry (4)
- Securities Trading (4)
- Class Action Lawsuits (3)
- Corporate Directors (3)
- Fraud (3)
- International Law (3)
- Online Securities Trading (3)
- Remedies (3)
- Sanctions (3)
- Securities Exchange Act (15 U.S.C. 78j(B)) (3)
- Publication Year
- Publication
- Publication Type
Articles 91 - 120 of 131
Full-Text Articles in Securities Law
Insider Trading And Family Values, Judith G. Greenberg
Insider Trading And Family Values, Judith G. Greenberg
William & Mary Journal of Race, Gender, and Social Justice
No abstract provided.
The Rotten Foundations Of Securitization, David Gray Carlson
The Rotten Foundations Of Securitization, David Gray Carlson
William & Mary Law Review
No abstract provided.
From Horse Trading To Insider Trading: The Historical Antecedents Of The Insider Trading Debate, Paula J. Dalley
From Horse Trading To Insider Trading: The Historical Antecedents Of The Insider Trading Debate, Paula J. Dalley
William & Mary Law Review
No abstract provided.
Report Of The Task Force On Rule 102(E) Proceedings: Rule 102(E) Sanctions Against Accountants, Dixie L. Johnson, John H. Sturc, Kenneth B. Winer, Jayne W. Barnard, Evan J. Falchuk, Jeffrey T. Gilleran, Thomas Gorman, David B. Hardison, Gloria K. Niemi, Thomas L. Riesenberg
Report Of The Task Force On Rule 102(E) Proceedings: Rule 102(E) Sanctions Against Accountants, Dixie L. Johnson, John H. Sturc, Kenneth B. Winer, Jayne W. Barnard, Evan J. Falchuk, Jeffrey T. Gilleran, Thomas Gorman, David B. Hardison, Gloria K. Niemi, Thomas L. Riesenberg
Faculty Publications
No abstract provided.
The Employee As Investor: The Case For Universal Application Of The Federal Securities Laws To Employee Stock Ownership Plans, Sean S. Hogle
The Employee As Investor: The Case For Universal Application Of The Federal Securities Laws To Employee Stock Ownership Plans, Sean S. Hogle
William & Mary Law Review
No abstract provided.
When Is A Corporate Executive "Substantially Unfit To Serve"?, Jayne W. Barnard
When Is A Corporate Executive "Substantially Unfit To Serve"?, Jayne W. Barnard
Faculty Publications
The recently enacted Securities Enforcement Remedies and Penny Stock Reform Act of 1990 provides that, in an SEC enforcement action, a federal court may enjoin or "disbar" the defendant from serving in the future as an officer or director of a public company. A court may enter such an order if it finds that the defendant is "substantially unfit" to serve as a corporate executive; the Act, however, does not define "substantial unfitness." In this Article Professor Jayne Barnard provides a framework for defining this term and identifying the defendants to which the Remedies Act should apply. Professor Barnard begins …
Liability Under Section 12(2) Of The Securities Act Of 1933 For Fraudulent Trading In Postdistribution Markets, Therese H. Maynard
Liability Under Section 12(2) Of The Securities Act Of 1933 For Fraudulent Trading In Postdistribution Markets, Therese H. Maynard
William & Mary Law Review
No abstract provided.
Shareholder Access To The Proxy Revisited, Jayne W. Barnard
Shareholder Access To The Proxy Revisited, Jayne W. Barnard
Faculty Publications
No abstract provided.
The Supreme Court And The Shareholder Litigant: Basic, Inc. V. Levinson In Context, Jayne W. Barnard
The Supreme Court And The Shareholder Litigant: Basic, Inc. V. Levinson In Context, Jayne W. Barnard
Faculty Publications
No abstract provided.
The Securities Law Enforcement Remedies Act Of 1989: Disenfranchising Shareholders In Order To Protect Them, Jayne W. Barnard
The Securities Law Enforcement Remedies Act Of 1989: Disenfranchising Shareholders In Order To Protect Them, Jayne W. Barnard
Faculty Publications
No abstract provided.
Enforcing Arbitration Of Federal Securities Law Claims: The Effect Of Dean Witter Reynolds, Inc. V. Byrd, Michael Durrer
Enforcing Arbitration Of Federal Securities Law Claims: The Effect Of Dean Witter Reynolds, Inc. V. Byrd, Michael Durrer
William & Mary Law Review
No abstract provided.
Materiality And The Efficient Capital Market Model: A Recipe From The Total Mix, Roger J. Dennis
Materiality And The Efficient Capital Market Model: A Recipe From The Total Mix, Roger J. Dennis
William & Mary Law Review
No abstract provided.
Loan Participation Agreements As Securities: Judicial Interpretations Of The Securities Act Of 1933 And The Securities Exchange Act Of 1934, J. Thomas Cookson
Loan Participation Agreements As Securities: Judicial Interpretations Of The Securities Act Of 1933 And The Securities Exchange Act Of 1934, J. Thomas Cookson
William & Mary Law Review
No abstract provided.
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
William & Mary Law Review
No abstract provided.
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
William & Mary Law Review
No abstract provided.
The Fallacy Of Weighting Asset Value And Earnings Value In The Appraisal Of Corporate Stock, Elmer J. Schaefer
The Fallacy Of Weighting Asset Value And Earnings Value In The Appraisal Of Corporate Stock, Elmer J. Schaefer
Faculty Publications
No abstract provided.
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
William & Mary Law Review
No abstract provided.
Rule 242 And Section 4(6) Securities Registration Exemptions: Recent Attempts To Aid Small Businesses, Susan E. Satkowski
Rule 242 And Section 4(6) Securities Registration Exemptions: Recent Attempts To Aid Small Businesses, Susan E. Satkowski
William & Mary Law Review
No abstract provided.
Kneeling To The Sec Rules: The Virginia Takeover Act And Sec Tender Offer Rule 14d-2(B), R. Grant Decker Jr.
Kneeling To The Sec Rules: The Virginia Takeover Act And Sec Tender Offer Rule 14d-2(B), R. Grant Decker Jr.
William & Mary Law Review
No abstract provided.
An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934
An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934
William & Mary Law Review
No abstract provided.
Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley
Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley
William & Mary Law Review
No abstract provided.
Federal Legislation To Enhance Competition In The Securities Industry
Federal Legislation To Enhance Competition In The Securities Industry
William & Mary Law Review
No abstract provided.
Vicarious Liability For Securities Law Violations: Respondeat Superior And The Controlling Person Sections
William & Mary Law Review
No abstract provided.
The Naked Commodity Option Contract As A Security, Joseph C. Long
The Naked Commodity Option Contract As A Security, Joseph C. Long
William & Mary Law Review
No abstract provided.
Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives
Private Enforcement Of The Federal Proxy Rules: Remedial Alternatives
William & Mary Law Review
No abstract provided.
Regulation Of Pyramid Sales Ventures
Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch
Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch
William & Mary Law Review
No abstract provided.
Sec Rule 10b-5: A 1972 Profile
Securities Regulation - Investment Company Act Of 1940. Moses V. Burgin, 445 F.2d 369 (1st Cir. 1971), Michael D. Horlick
Securities Regulation - Investment Company Act Of 1940. Moses V. Burgin, 445 F.2d 369 (1st Cir. 1971), Michael D. Horlick
William & Mary Law Review
No abstract provided.
Securities Regulation - Application Of Section 16(B) - Beneficial Ownership Liability For Short-Swing Profits. Emerson Electric Co. V. Reliance Electric Co., 434 F.2d 918 (8th Cir. 1970), Donald G. Owens
William & Mary Law Review
No abstract provided.