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Articles 91 - 120 of 337
Full-Text Articles in Securities Law
The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto
The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto
Washington and Lee Law Review
No abstract provided.
For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson
For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson
Scholarly Articles
Not available.
Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.
Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.
Washington and Lee Law Review
No abstract provided.
Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips
Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips
Washington and Lee Law Review
No abstract provided.
Enterprise Liability And Insider Trading, Alfred F. Conard
Enterprise Liability And Insider Trading, Alfred F. Conard
Washington and Lee Law Review
No abstract provided.
What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard
What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard
Washington and Lee Law Review
No abstract provided.
Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli
Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli
Washington and Lee Law Review
No abstract provided.
An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald
An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald
Washington and Lee Law Review
No abstract provided.
Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson
Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson
Scholarly Articles
After decades of confusion, in 1991 the Supreme Court articulated a uniform federal limitations period for securities fraud claims grounded on Rule 10b-5. The court further held that the new limitations period was not subject to equitable tolling.
This Article argues that the court wrongly conflated into a singular equitable tolling doctrine two historically and normatively distinct bases for tolling a limitations period. Only claims of securities fraud uncomplicated by a later cover-up of the original fraud are free from tolling principles. The limitations period for fraud which is subsequently concealed by an original wrongdoer remains, because of the still …
Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway
Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway
Washington and Lee Law Review
No abstract provided.
Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson
Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson
Washington and Lee Law Review
No abstract provided.
The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham
The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham
Washington and Lee Law Review
No abstract provided.
The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii
The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii
Washington and Lee Law Review
No abstract provided.
Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel
Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel
Washington and Lee Law Review
No abstract provided.
Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach
Washington and Lee Law Review
No abstract provided.
The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort
The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort
Washington and Lee Law Review
No abstract provided.
The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson
The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson
Washington and Lee Law Review
No abstract provided.
Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract?
Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract?
Washington and Lee Law Review
No abstract provided.
The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon
The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon
Scholarly Articles
The Delaware Supreme Court's opinion in Paramount Communications, Inc. v. Time, Inc.' treats several important questions that arise in connection with hostile corporate takeovers. At the same time, it leaves three critical issues unanswered. In this article, we first briefly describe what the Time decision did, comparing Chancellor William Allen's somewhat discursive Chancery Court opinion with the more peremptory ruling of the Supreme Court. Next, we identify three unarticulated but potentially far-reaching implications of both the Supreme Court's and Chancellor Allen's reasoning that threaten to destabilize seemingly settled doctrine governing the conduct of target company management.
The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters
The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters
Washington and Lee Law Review
No abstract provided.
An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner
An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner
Washington and Lee Law Review
No abstract provided.
The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals
Washington and Lee Law Review
No abstract provided.
A Peek Under The Shell: Investment Bank's Equity Position In Tender Offeror Should Trigger Disclosure Requirements Of The Williams Act
Washington and Lee Law Review
No abstract provided.
International Cooperation In Securities Enforcement
International Cooperation In Securities Enforcement
Washington and Lee Law Review
No abstract provided.
The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson
The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson
Washington and Lee Law Review
No abstract provided.
Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity
Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity
Washington and Lee Law Review
No abstract provided.