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Securities Law Commons

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Washington and Lee University School of Law

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Articles 91 - 120 of 337

Full-Text Articles in Securities Law

The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto Jun 1993

The Supreme Court's Literalism And The Definition Of "Security" In The State Courts, Douglas M. Branson, Karl Shumpei Okamoto

Washington and Lee Law Review

No abstract provided.


For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson Jan 1993

For The Civil Practitioner: Review Of Fourth Circuit Opinions In Civil Cases Decided November 1, 1991 Through December 31, 1992: Xi - Securities Regulation, Lyman P.Q. Johnson

Scholarly Articles

Not available.


Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc. Jan 1993

Case Comments R. Securities Regulation Sandberg V. Virginia Bankshares, Inc.

Washington and Lee Law Review

No abstract provided.


Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips Jun 1992

Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips

Washington and Lee Law Review

No abstract provided.


Enterprise Liability And Insider Trading, Alfred F. Conard Jun 1992

Enterprise Liability And Insider Trading, Alfred F. Conard

Washington and Lee Law Review

No abstract provided.


What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard Jun 1992

What Is An "Exchange? "-Proprietary Electronic Securities Trading Systems And The Statutory Definition Of An Exchange, Therese H. Maynard

Washington and Lee Law Review

No abstract provided.


Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli Jun 1992

Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli

Washington and Lee Law Review

No abstract provided.


An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald Jun 1992

An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald

Washington and Lee Law Review

No abstract provided.


Case Comments: Securities Law Mar 1992

Case Comments: Securities Law

Washington and Lee Law Review

No abstract provided.


Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson Jan 1992

Securities Fraud And The Mirage Of Repose, Lyman P. Q. Johnson

Scholarly Articles

After decades of confusion, in 1991 the Supreme Court articulated a uniform federal limitations period for securities fraud claims grounded on Rule 10b-5. The court further held that the new limitations period was not subject to equitable tolling.

This Article argues that the court wrongly conflated into a singular equitable tolling doctrine two historically and normatively distinct bases for tolling a limitations period. Only claims of securities fraud uncomplicated by a later cover-up of the original fraud are free from tolling principles. The limitations period for fraud which is subsequently concealed by an original wrongdoer remains, because of the still …


Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway Jun 1991

Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway

Washington and Lee Law Review

No abstract provided.


Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson Jun 1991

Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson

Washington and Lee Law Review

No abstract provided.


The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham Jun 1991

The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham

Washington and Lee Law Review

No abstract provided.


The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii Jun 1991

The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii

Washington and Lee Law Review

No abstract provided.


Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel Jun 1991

Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


Vii. Securities Law Mar 1991

Vii. Securities Law

Washington and Lee Law Review

No abstract provided.


Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach Jun 1990

Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach

Washington and Lee Law Review

No abstract provided.


The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort Jun 1990

The Sec As A Bureaucracy: Public Choice, Institutional Rhetoric, And The Process Of Policy Formulation, Donald C. Langevoort

Washington and Lee Law Review

No abstract provided.


The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson Jun 1990

The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson

Washington and Lee Law Review

No abstract provided.


Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract? Jun 1990

Safeguarding Investment Grade Bonds In The Event Of A Leveraged Buyout: Legislation Or Contract?

Washington and Lee Law Review

No abstract provided.


Viii. Securities Mar 1990

Viii. Securities

Washington and Lee Law Review

No abstract provided.


The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon Jan 1990

The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon

Scholarly Articles

The Delaware Supreme Court's opinion in Paramount Communications, Inc. v. Time, Inc.' treats several important questions that arise in connection with hostile corporate takeovers. At the same time, it leaves three critical issues unanswered. In this article, we first briefly describe what the Time decision did, comparing Chancellor William Allen's somewhat discursive Chancery Court opinion with the more peremptory ruling of the Supreme Court. Next, we identify three unarticulated but potentially far-reaching implications of both the Supreme Court's and Chancellor Allen's reasoning that threaten to destabilize seemingly settled doctrine governing the conduct of target company management.


The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters Jun 1989

The Changing Structure Of The Financial Services Industry And The Implications For International Securities Regulation, Aulana Peters

Washington and Lee Law Review

No abstract provided.


An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner Jun 1989

An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner

Washington and Lee Law Review

No abstract provided.


The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals Jun 1989

The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals

Washington and Lee Law Review

No abstract provided.


A Peek Under The Shell: Investment Bank's Equity Position In Tender Offeror Should Trigger Disclosure Requirements Of The Williams Act Jun 1989

A Peek Under The Shell: Investment Bank's Equity Position In Tender Offeror Should Trigger Disclosure Requirements Of The Williams Act

Washington and Lee Law Review

No abstract provided.


International Cooperation In Securities Enforcement Jun 1989

International Cooperation In Securities Enforcement

Washington and Lee Law Review

No abstract provided.


The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson Jun 1989

The Reincarnation Of Rule 152: False Hope On The Integration Front, Lyman P. Q. Johnson, Steve Patterson

Washington and Lee Law Review

No abstract provided.


Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity Jun 1989

Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity

Washington and Lee Law Review

No abstract provided.


Iii. Corporate & Securities Law Mar 1989

Iii. Corporate & Securities Law

Washington and Lee Law Review

No abstract provided.