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Securities Law Commons™

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Washington and Lee University School of Law

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Articles 151 - 180 of 337

Full-Text Articles in Securities Law

Self-Regulation Of The Securities Markets: A Critical Examination, Sam Scott Miller Jun 1985

Self-Regulation Of The Securities Markets: A Critical Examination, Sam Scott Miller

Washington and Lee Law Review

No abstract provided.


Kicking The Bucket Shop: The Model State Commodity Code As The Latest Weapon In The State Administrator's Anti-Fraud Arsenal, Julie M. Allen Jun 1985

Kicking The Bucket Shop: The Model State Commodity Code As The Latest Weapon In The State Administrator's Anti-Fraud Arsenal, Julie M. Allen

Washington and Lee Law Review

No abstract provided.


Disclosure Of Soft Information In Tender Offers After Flynn V. Bass Brothers Enterprises, Inc. Jun 1985

Disclosure Of Soft Information In Tender Offers After Flynn V. Bass Brothers Enterprises, Inc.

Washington and Lee Law Review

No abstract provided.


Predispute Agreements To Arbitrate Claims Arising Under The Commodity Exchange Act Jun 1985

Predispute Agreements To Arbitrate Claims Arising Under The Commodity Exchange Act

Washington and Lee Law Review

No abstract provided.


The Insider Trading Sanctions Act Of 1984: Does The Itsa Authorize The Sec To Issue Administrative Bars? Jun 1985

The Insider Trading Sanctions Act Of 1984: Does The Itsa Authorize The Sec To Issue Administrative Bars?

Washington and Lee Law Review

No abstract provided.


Schreiber V. Burlington Northern, Inc., Lewis F. Powell Jr. Oct 1984

Schreiber V. Burlington Northern, Inc., Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Lowe V. Securites And Exchange Commission, Lewis F. Powell Jr. Oct 1984

Lowe V. Securites And Exchange Commission, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Bateman Eichler, Hill Richards, Inc. V. Berner, Lewis F. Powell Jr. Oct 1984

Bateman Eichler, Hill Richards, Inc. V. Berner, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Gould V. Ruefenacht, Lewis F. Powell Jr. Oct 1984

Gould V. Ruefenacht, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Landreth Timber Co. V. Landreth, Lewis F. Powell Jr. Oct 1984

Landreth Timber Co. V. Landreth, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Corporate Morality And Management Buyouts Jun 1984

Corporate Morality And Management Buyouts

Washington and Lee Law Review

No abstract provided.


The Use Of The Fifth Amendment In Sec Investigations, Seymour Glanzer, Howard Schiffman, Mark Packman Jun 1984

The Use Of The Fifth Amendment In Sec Investigations, Seymour Glanzer, Howard Schiffman, Mark Packman

Washington and Lee Law Review

No abstract provided.


Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky Jun 1984

Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky

Washington and Lee Law Review

No abstract provided.


Precious Metals Trading-The Last Frontier Of Unregulated Investment, David J. Gilberg Jun 1984

Precious Metals Trading-The Last Frontier Of Unregulated Investment, David J. Gilberg

Washington and Lee Law Review

No abstract provided.


Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57 Jun 1984

Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57

Washington and Lee Law Review

No abstract provided.


Negligence Vs. Scienter: The Proper Standard Of Liability For Violations Of The Antifraud Provisions Regulating Tender Offers And Proxy Solicitations Under The Securities Exchange Act Of 1934 Jun 1984

Negligence Vs. Scienter: The Proper Standard Of Liability For Violations Of The Antifraud Provisions Regulating Tender Offers And Proxy Solicitations Under The Securities Exchange Act Of 1934

Washington and Lee Law Review

No abstract provided.


The Effect Of A Defendant's Affirmative Concealment Of His Securities Fraud On Section 10(B) Limitations Periods Jun 1984

The Effect Of A Defendant's Affirmative Concealment Of His Securities Fraud On Section 10(B) Limitations Periods

Washington and Lee Law Review

No abstract provided.


The Sale Of Business Doctrine: Judicial Exemption From The Federal Securities Laws Jun 1984

The Sale Of Business Doctrine: Judicial Exemption From The Federal Securities Laws

Washington and Lee Law Review

No abstract provided.


The Severability Of Arbitrable And Nonarbitrable Securities Claims Jun 1984

The Severability Of Arbitrable And Nonarbitrable Securities Claims

Washington and Lee Law Review

No abstract provided.


Extraterritorial Application Of Fraud Provisions Of The Commodity Exchange Act Jun 1984

Extraterritorial Application Of Fraud Provisions Of The Commodity Exchange Act

Washington and Lee Law Review

No abstract provided.


Xii. Securities Law Mar 1984

Xii. Securities Law

Washington and Lee Law Review

No abstract provided.


Redeeming Securities Through Equity Funding: The Security Holder's Dilemma Jan 1984

Redeeming Securities Through Equity Funding: The Security Holder's Dilemma

Washington and Lee Law Review

No abstract provided.


Daily Income Fund, Inc. V. Fox, Lewis F. Powell Jr. Oct 1983

Daily Income Fund, Inc. V. Fox, Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Introducing Brokers Under The Commodity Exchange Act: A New Category Of Commodity Professionals, Don L. Horwitz, David J. Gilberg Jun 1983

Introducing Brokers Under The Commodity Exchange Act: A New Category Of Commodity Professionals, Don L. Horwitz, David J. Gilberg

Washington and Lee Law Review

No abstract provided.


Regulation Of Commodity Pool Operators Under The Commodity Exchange Act, Jeffrey S. Rosen Jun 1983

Regulation Of Commodity Pool Operators Under The Commodity Exchange Act, Jeffrey S. Rosen

Washington and Lee Law Review

No abstract provided.


Derivative Liability In Securities Law: Controlling Person Liability, Respondeat Superior, And Aiding And Abetting, Ralph C. Ferrara, Diane Sanger Jun 1983

Derivative Liability In Securities Law: Controlling Person Liability, Respondeat Superior, And Aiding And Abetting, Ralph C. Ferrara, Diane Sanger

Washington and Lee Law Review

No abstract provided.


Implied Private Rights Of Action Under The Investment Company Act Of 1940 Jun 1983

Implied Private Rights Of Action Under The Investment Company Act Of 1940

Washington and Lee Law Review

No abstract provided.


The Demand Requirement And Mutual Fund Advisory Fee Suits: An Incompatible Combination ? Jun 1983

The Demand Requirement And Mutual Fund Advisory Fee Suits: An Incompatible Combination ?

Washington and Lee Law Review

No abstract provided.


Hostile Tender Offers And Injunctive Relief For 14(E) Manipulation Claims: Developments After Mobil Corp. V. Marathon Oil Co. Jun 1983

Hostile Tender Offers And Injunctive Relief For 14(E) Manipulation Claims: Developments After Mobil Corp. V. Marathon Oil Co.

Washington and Lee Law Review

No abstract provided.


Takeover Developments -Defining "Tender Offer" And "Manipulation" Under The Williams Act Jun 1983

Takeover Developments -Defining "Tender Offer" And "Manipulation" Under The Williams Act

Washington and Lee Law Review

No abstract provided.