Open Access. Powered by Scholars. Published by Universities.®
- Discipline
-
- Business Organizations Law (29)
- Banking and Finance Law (14)
- Accounting Law (8)
- Administrative Law (6)
- Civil Procedure (6)
-
- Legal Ethics and Professional Responsibility (5)
- Constitutional Law (3)
- Jurisdiction (3)
- Tax Law (3)
- Antitrust and Trade Regulation (2)
- Business (2)
- Business Administration, Management, and Operations (2)
- Business Law, Public Responsibility, and Ethics (2)
- Civil Law (2)
- Contracts (2)
- Criminal Law (2)
- Environmental Law (2)
- Legal Remedies (2)
- Secured Transactions (2)
- Agency (1)
- Business and Corporate Communications (1)
- Commercial Law (1)
- Consumer Protection Law (1)
- Criminal Procedure (1)
- Entertainment, Arts, and Sports Law (1)
- First Amendment (1)
- Insurance Law (1)
- Law and Economics (1)
- Keyword
-
- Securities (23)
- Corporations (18)
- Securities fraud (17)
- Securities Law (13)
- Federal Securities Regulation (10)
-
- United States. Securities & Exchange Commission (6)
- Banking and Finance (5)
- Brokers (5)
- Law -- Interpretation & construction (5)
- Statutory interpretation (5)
- Corporate lawyers (4)
- Fiduciary Relationship (3)
- Fraud (3)
- Mandatory reporting (3)
- Accountants (2)
- Business Organizations (2)
- Constitutional Law (2)
- Corporate Governance (2)
- Criminal intent (2)
- ESG (2)
- Etc. (2)
- Federal Courts (2)
- Federal Jurisdiction (2)
- Government agencies (2)
- Implied right of action (Law) (2)
- Internal Revenue Code (2)
- Investment advisors -- Legal status (2)
- Laws (2)
- Legal ethics (2)
- Regulation of Business (2)
- Publication Year
- Publication
- Publication Type
Articles 61 - 90 of 102
Full-Text Articles in Securities Law
Good Faith And The Bespeaks Caution Doctrine: It's Not Just A State Of Mind, Jennifer O'Hare
Good Faith And The Bespeaks Caution Doctrine: It's Not Just A State Of Mind, Jennifer O'Hare
Faculty Publications
No abstract provided.
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Villanova Law Review (1956 - )
No abstract provided.
Institutional Investors, Registration Rights, And The Specter Of Liability Under Section 11 Of The Securities Act Of 1933, Jennifer O'Hare
Institutional Investors, Registration Rights, And The Specter Of Liability Under Section 11 Of The Securities Act Of 1933, Jennifer O'Hare
Faculty Publications
No abstract provided.
The United States Supreme Court Recognizes An Implied Right Of Contribution For Defendants In Rule 10b-5 Actions In Musick, Peeler & (And) Garrett V. Employers Insurance Of Wausau: A Judicial Oak Grows From The Sand, Nicholas Day
Villanova Law Review (1956 - )
No abstract provided.
The Constitutionality Of Section 27a Of The Securities Exchange Act: Is Congress Rubbing Lampf The Wrong Way, Craig W. Palm
The Constitutionality Of Section 27a Of The Securities Exchange Act: Is Congress Rubbing Lampf The Wrong Way, Craig W. Palm
Villanova Law Review (1956 - )
No abstract provided.
Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond
Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond
Villanova Law Review (1956 - )
No abstract provided.
Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson
Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson
Villanova Law Review (1956 - )
No abstract provided.
Securities Regulation - Financial Advisor As A Bidder In Actions Arising Under The Williams Act, Edward J. Yocum Jr.
Securities Regulation - Financial Advisor As A Bidder In Actions Arising Under The Williams Act, Edward J. Yocum Jr.
Villanova Law Review (1956 - )
No abstract provided.
New Protections In Arbitrating Public Securities Disputes In The Wake Of Mcmahon: Foregone Conclusion Or Will-O'-The-Wisp, C.M.A. Mccauliff, Robert C. Tyms
New Protections In Arbitrating Public Securities Disputes In The Wake Of Mcmahon: Foregone Conclusion Or Will-O'-The-Wisp, C.M.A. Mccauliff, Robert C. Tyms
Villanova Law Review (1956 - )
No abstract provided.
Securities Law - Statutes Of Limitations - Limitations Period For Express Causes Of Action Under Securities Exchange Act Of 1934 Applied To Implied Cause Of Action Under Section 10(B) And Rule 10b-5, Carla J. Metzman
Villanova Law Review (1956 - )
No abstract provided.
The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne
The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne
Villanova Law Review (1956 - )
No abstract provided.
Managing Securities Disputes After Mcmahon: A Call For Consolidation And Arbitration, Laura Ginger
Managing Securities Disputes After Mcmahon: A Call For Consolidation And Arbitration, Laura Ginger
Villanova Law Review (1956 - )
No abstract provided.
Securities Fraud - Third Circuit Adopts Fraud-On-The-Market Theory Of Causation In 10b-5 Actions, Jeffrey E. Fleming
Securities Fraud - Third Circuit Adopts Fraud-On-The-Market Theory Of Causation In 10b-5 Actions, Jeffrey E. Fleming
Villanova Law Review (1956 - )
No abstract provided.
Federal Securities - Searching For A Definition Of Manipulation Under Section 14(E) Of The Williams Act, Pamela I. Lehrer
Federal Securities - Searching For A Definition Of Manipulation Under Section 14(E) Of The Williams Act, Pamela I. Lehrer
Villanova Law Review (1956 - )
No abstract provided.
The Demand Requirement Of Rule 23.1 In Actions Brought Under Section 36(B) Of The Investment Company Act Of 1940, Lawrence F. Flick Ii
The Demand Requirement Of Rule 23.1 In Actions Brought Under Section 36(B) Of The Investment Company Act Of 1940, Lawrence F. Flick Ii
Villanova Law Review (1956 - )
No abstract provided.
Federal Securities Regulation - Rule 10b-5 - Misappropriation Of Confidential Takeover Information From An Investment Banking Firm And Its Clients For The Purpose Of Purchasing Shares Of The Target Companies Constitutes A Criminal Violation Of Rule 10b-5, Paul M. Altman
Villanova Law Review (1956 - )
No abstract provided.
The Implication Doctrine After Touche Ross And Transamerica: The State Of Implied Causes Of Action In Federal Regulatory Statutes, James J. Spadaro Jr.
The Implication Doctrine After Touche Ross And Transamerica: The State Of Implied Causes Of Action In Federal Regulatory Statutes, James J. Spadaro Jr.
Villanova Law Review (1956 - )
No abstract provided.
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Villanova Law Review (1956 - )
No abstract provided.
Federal Securities Regulation, Various Editors
Federal Securities Regulation, Various Editors
Villanova Law Review (1956 - )
No abstract provided.
The Pennsylvania Takeover Disclosure Law: A Statute Waiting To Be Invalidated, Ira P. Tiger
The Pennsylvania Takeover Disclosure Law: A Statute Waiting To Be Invalidated, Ira P. Tiger
Villanova Law Review (1956 - )
No abstract provided.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Villanova Law Review (1956 - )
No abstract provided.
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Villanova Law Review (1956 - )
No abstract provided.
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Villanova Law Review (1956 - )
No abstract provided.
Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter
Villanova Law Review (1956 - )
No abstract provided.
Complete Stock Redemption In A Family Corporation: A Warning About The Pitfalls Of Two Standards, Eric T. Johnson
Complete Stock Redemption In A Family Corporation: A Warning About The Pitfalls Of Two Standards, Eric T. Johnson
Villanova Law Review (1956 - )
No abstract provided.
Federal Statutes And Regulation, Various Editors
Federal Statutes And Regulation, Various Editors
Villanova Law Review (1956 - )
No abstract provided.
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Villanova Law Review (1956 - )
No abstract provided.
Securities Regulation - Breach Of Statutory Duty Of Inquiry Imposed By Section 17(A) Of Securites And Exchange Act Subjects Accountant To Liability As Aider-Abettor Of Securities Broker's Rule 10b-5 Violation, Philip G. Kircher
Villanova Law Review (1956 - )
No abstract provided.
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Villanova Law Review (1956 - )
No abstract provided.
The New Annual Report To Shareholders, Robert S. Kant
The New Annual Report To Shareholders, Robert S. Kant
Villanova Law Review (1956 - )
No abstract provided.