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Securities Law Commons

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Articles 61 - 90 of 100

Full-Text Articles in Securities Law

The Professional Obligations Of Securities Brokers Under Federal Law: An Antidote For Bubbles?, Steven A. Ramirez Jan 2002

The Professional Obligations Of Securities Brokers Under Federal Law: An Antidote For Bubbles?, Steven A. Ramirez

Faculty Publications & Other Works

No abstract provided.


Limited Liability Companies In The Decade Of The 1990'S. Legislative And Case Law Developments And Their Implications For The Future, Charles W. Murdock Jan 2001

Limited Liability Companies In The Decade Of The 1990'S. Legislative And Case Law Developments And Their Implications For The Future, Charles W. Murdock

Faculty Publications & Other Works

No abstract provided.


Depoliticizing Financial Regulation, Steven A. Ramirez Jan 2000

Depoliticizing Financial Regulation, Steven A. Ramirez

Faculty Publications & Other Works

No abstract provided.


Tension On The High Seas Of Transnational Securities Fraud: Broadening The Scope Of United States Jurisdiction, Michael J. Calhoun Jan 1999

Tension On The High Seas Of Transnational Securities Fraud: Broadening The Scope Of United States Jurisdiction, Michael J. Calhoun

Loyola University Chicago Law Journal

No abstract provided.


Rights And Remedies Of Shareholders In Closely Held Corporations Under Illinois Law, The, William R. Quinlan, John F. Kennedy Jan 1998

Rights And Remedies Of Shareholders In Closely Held Corporations Under Illinois Law, The, William R. Quinlan, John F. Kennedy

Loyola University Chicago Law Journal

No abstract provided.


Bridging The "Trade Secret" Gap: Protecting "Confidential Information" Not Rising To The Level Of Trade Secrets, Robert Unikel Jan 1998

Bridging The "Trade Secret" Gap: Protecting "Confidential Information" Not Rising To The Level Of Trade Secrets, Robert Unikel

Loyola University Chicago Law Journal

No abstract provided.


Diminishing The Expected Impact Of Central Bank Of Denver V. First Interstate Bank Of Denver: Secondary Liability Masquerading As Primary Liability Under Section 10(B), Ameena Y. Majid Jan 1997

Diminishing The Expected Impact Of Central Bank Of Denver V. First Interstate Bank Of Denver: Secondary Liability Masquerading As Primary Liability Under Section 10(B), Ameena Y. Majid

Loyola University Chicago Law Journal

No abstract provided.


Gustafson V. Alloyd Co.: The Continued Shrinking Of Private-Plaintiff Remedies Under The 1933 Securities Act, Laura K. Bancroft Jan 1995

Gustafson V. Alloyd Co.: The Continued Shrinking Of Private-Plaintiff Remedies Under The 1933 Securities Act, Laura K. Bancroft

Loyola University Chicago Law Journal

No abstract provided.


The Integration Of Securities Offerings: A Proposed Formula That Fosters The Policies Of Securities Regulation, Cheryl L. Wade Jan 1994

The Integration Of Securities Offerings: A Proposed Formula That Fosters The Policies Of Securities Regulation, Cheryl L. Wade

Loyola University Chicago Law Journal

No abstract provided.


The Mcmahon Mandate: Compulsory Arbitration Of Securities And Rico Claims, Stephen P. Bedell, Lolla M. Harrison, Stuart C. Harvey Jr. Jan 1987

The Mcmahon Mandate: Compulsory Arbitration Of Securities And Rico Claims, Stephen P. Bedell, Lolla M. Harrison, Stuart C. Harvey Jr.

Loyola University Chicago Law Journal

No abstract provided.


A New Proposal: Buyer Notification Under U.C.C. Section 9-307(1) Based On The Food Security Act Of 1985, Thomas Stilp Jan 1987

A New Proposal: Buyer Notification Under U.C.C. Section 9-307(1) Based On The Food Security Act Of 1985, Thomas Stilp

Loyola University Chicago Law Journal

No abstract provided.


Problems In Defining "Tender Offer": The Decision In Hanson Trust Plc V. Scm Corp., Brad S. Grayson Jan 1986

Problems In Defining "Tender Offer": The Decision In Hanson Trust Plc V. Scm Corp., Brad S. Grayson

Loyola University Chicago Law Journal

No abstract provided.


Tax Shelter Litigation And Securities Law: Should Tax Benefits Be Used To Reduce Plaintiff Awards?, Carole Schecter Jan 1984

Tax Shelter Litigation And Securities Law: Should Tax Benefits Be Used To Reduce Plaintiff Awards?, Carole Schecter

Loyola University Chicago Law Journal

No abstract provided.


Fiduciary Duties Related To Pension Fund Investment In Real Estate, Peter M. Kelly Jan 1983

Fiduciary Duties Related To Pension Fund Investment In Real Estate, Peter M. Kelly

Loyola University Chicago Law Journal

No abstract provided.


Regulation Of Adviser Compensation Under The Investment Company Act: Who Is Responsible?, Elizabeth A. Sachs Jan 1983

Regulation Of Adviser Compensation Under The Investment Company Act: Who Is Responsible?, Elizabeth A. Sachs

Loyola University Chicago Law Journal

No abstract provided.


Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner Jan 1982

Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner

Loyola University Chicago Law Journal

No abstract provided.


The Availability Of Respondeat Superior In Sec Administrative Proceedings, Eileen T. Walsh Jan 1982

The Availability Of Respondeat Superior In Sec Administrative Proceedings, Eileen T. Walsh

Loyola University Chicago Law Journal

No abstract provided.


The Fraud On The Market Theory: A Unified Concept Of Causation In Rule 10b-5 Open Market Actions, Jeanne F. Doyle Jan 1981

The Fraud On The Market Theory: A Unified Concept Of Causation In Rule 10b-5 Open Market Actions, Jeanne F. Doyle

Loyola University Chicago Law Journal

No abstract provided.


Expansion Of The Williams Act: Tender Offer Regulation For Non-Conventional Purchases, Henry R. Daar Jan 1980

Expansion Of The Williams Act: Tender Offer Regulation For Non-Conventional Purchases, Henry R. Daar

Loyola University Chicago Law Journal

No abstract provided.


The Safe-Harbor Rule For Projections: Caveat Projector, Kristine M. Elmlund Jan 1980

The Safe-Harbor Rule For Projections: Caveat Projector, Kristine M. Elmlund

Loyola University Chicago Law Journal

No abstract provided.


Securities Regulation Of Retirement Plans After Daniel, Peter M. Kelly Jan 1979

Securities Regulation Of Retirement Plans After Daniel, Peter M. Kelly

Loyola University Chicago Law Journal

No abstract provided.


Disinterested Directors, Independent Directors And The Investment Company Act Of 1940, Joel H. Goldberg Jan 1978

Disinterested Directors, Independent Directors And The Investment Company Act Of 1940, Joel H. Goldberg

Loyola University Chicago Law Journal

No abstract provided.


The Use Of Mutual Fund Assets To Pay Marketing Costs, John P. Freeman Jan 1978

The Use Of Mutual Fund Assets To Pay Marketing Costs, John P. Freeman

Loyola University Chicago Law Journal

No abstract provided.


Delaware: The Race To The Bottom - Is An End In Sight?, Charles W. Murdock Jan 1978

Delaware: The Race To The Bottom - Is An End In Sight?, Charles W. Murdock

Loyola University Chicago Law Journal

No abstract provided.


Reinsurance Pools And The Federal Securities Laws, Michael L. Weissman Jan 1978

Reinsurance Pools And The Federal Securities Laws, Michael L. Weissman

Loyola University Chicago Law Journal

No abstract provided.


Directed Trustee Liability Under Erisa, David L. Heald, Joseph P. Mulhern Iii Jan 1978

Directed Trustee Liability Under Erisa, David L. Heald, Joseph P. Mulhern Iii

Loyola University Chicago Law Journal

No abstract provided.


Implied Liability For Violation Of Stock Exchange And Nasd Rules - After Rolf And Faturik, Elizabeth Pendzich Jan 1978

Implied Liability For Violation Of Stock Exchange And Nasd Rules - After Rolf And Faturik, Elizabeth Pendzich

Loyola University Chicago Law Journal

No abstract provided.


Employee Stock Ownership Plans: Fiduciary Duties In Loan Transactions, William S. Piper Jan 1978

Employee Stock Ownership Plans: Fiduciary Duties In Loan Transactions, William S. Piper

Loyola University Chicago Law Journal

No abstract provided.


Broker Dealers, Market Makers And Fiduciary Duties, Carl Wartman Jan 1978

Broker Dealers, Market Makers And Fiduciary Duties, Carl Wartman

Loyola University Chicago Law Journal

No abstract provided.


The Comptroller's Regulation - An Illusory Remedy To The Fiduciary Dilemma Of National Banks In Light Of Slade V. Shearson, Hammill & Co., Diane S. Locandro Jan 1978

The Comptroller's Regulation - An Illusory Remedy To The Fiduciary Dilemma Of National Banks In Light Of Slade V. Shearson, Hammill & Co., Diane S. Locandro

Loyola University Chicago Law Journal

No abstract provided.