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Securities Law Commons

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Articles 31 - 56 of 56

Full-Text Articles in Securities Law

Reforming Securities Class Actions From The Bench: Judging Fiduciaries And Fiduciary Judging, Lisa L. Casey Nov 2003

Reforming Securities Class Actions From The Bench: Judging Fiduciaries And Fiduciary Judging, Lisa L. Casey

BYU Law Review

No abstract provided.


Determining The Materiality Of Earnings Forecasts Under The Private Securities Litigation Reform Act In Helwig V. Vencor, Hugh Beck Mar 2002

Determining The Materiality Of Earnings Forecasts Under The Private Securities Litigation Reform Act In Helwig V. Vencor, Hugh Beck

BYU Law Review

No abstract provided.


Liability Of Broker-Dealers For Unsuitable Recommendations To Institutional Investors, Norman S. Poser Nov 2001

Liability Of Broker-Dealers For Unsuitable Recommendations To Institutional Investors, Norman S. Poser

BYU Law Review

No abstract provided.


Hertzberg V. Dignity Partners, Inc.: Standing To Sue Under Section 11 Of The Securities Act Of 1933; Reflections On Gustafson, James E. Shapiro May 2000

Hertzberg V. Dignity Partners, Inc.: Standing To Sue Under Section 11 Of The Securities Act Of 1933; Reflections On Gustafson, James E. Shapiro

Brigham Young University Journal of Public Law

No abstract provided.


United States V. O'Hagan: Recognition Of The Misappropriation Theory, Brian W. Morgan May 1998

United States V. O'Hagan: Recognition Of The Misappropriation Theory, Brian W. Morgan

Brigham Young University Journal of Public Law

No abstract provided.


There Should Be No Reliance In The "Blue Sky", David O. Blood Mar 1998

There Should Be No Reliance In The "Blue Sky", David O. Blood

BYU Law Review

No abstract provided.


United States U. O'Hagan: 'L'He Eighth Circuit Throws The Second Strike To The Misappropriation Theory Of Rule 10b-5 Liability, Shawn J. Lindquist Mar 1997

United States U. O'Hagan: 'L'He Eighth Circuit Throws The Second Strike To The Misappropriation Theory Of Rule 10b-5 Liability, Shawn J. Lindquist

BYU Law Review

No abstract provided.


Central Bank V. First Interstate Bank: Plain Language And The Implied Private Right Of Action Under Section Loch) And Rule 10b-5, T. James Lee Jr. Mar 1995

Central Bank V. First Interstate Bank: Plain Language And The Implied Private Right Of Action Under Section Loch) And Rule 10b-5, T. James Lee Jr.

BYU Law Review

No abstract provided.


The Business Judgment Rule: How Much Board Deliberation Is Enough When A Board Is Under Time Constraints?-Citron V. Fairchild Camera And Instrument Corp., Jeffrey M. Moss Sep 1991

The Business Judgment Rule: How Much Board Deliberation Is Enough When A Board Is Under Time Constraints?-Citron V. Fairchild Camera And Instrument Corp., Jeffrey M. Moss

BYU Law Review

No abstract provided.


Company Law In The European Single Market, Richard D. English Nov 1990

Company Law In The European Single Market, Richard D. English

BYU Law Review

No abstract provided.


The Eec Merger Regulation And Its Impact On Non-Eec Businesses, Alec Burnside, Carl Meyntjens False Nov 1990

The Eec Merger Regulation And Its Impact On Non-Eec Businesses, Alec Burnside, Carl Meyntjens False

BYU Law Review

No abstract provided.


Pinter V. Dahl: The Supreme Court's Attempt To Redefine The "Statutory Sellor" Under Section 12 Of The Securities Act Of 1933, Allen Kent Davis Mar 1990

Pinter V. Dahl: The Supreme Court's Attempt To Redefine The "Statutory Sellor" Under Section 12 Of The Securities Act Of 1933, Allen Kent Davis

Brigham Young University Journal of Public Law

No abstract provided.


Corporate Scienter Under The Securities Exchange Act Of 1934, Craig L. Griffin Nov 1989

Corporate Scienter Under The Securities Exchange Act Of 1934, Craig L. Griffin

BYU Law Review

No abstract provided.


Independent Motion Picture Financing: Unregistered Limited Partnership Offerings, James L. Thompson Nov 1989

Independent Motion Picture Financing: Unregistered Limited Partnership Offerings, James L. Thompson

BYU Law Review

No abstract provided.


The Effect Of In Re Data Access Systems Securities Litigation On The Statute Of Limitations Period For Section 10(B) Or Rule 10b-5 Actions Brought In Utah, Dan H. Matthews Mar 1989

The Effect Of In Re Data Access Systems Securities Litigation On The Statute Of Limitations Period For Section 10(B) Or Rule 10b-5 Actions Brought In Utah, Dan H. Matthews

BYU Law Review

No abstract provided.


Apportioning Contribution In Section 10(B) And Rule 10b-5 Multi-Defendant Suits: A Critique Of Relative Culpability Shares In The Wake Of Smith V. Mulvaney, Adam S. Affleck May 1988

Apportioning Contribution In Section 10(B) And Rule 10b-5 Multi-Defendant Suits: A Critique Of Relative Culpability Shares In The Wake Of Smith V. Mulvaney, Adam S. Affleck

BYU Law Review

No abstract provided.


Shearson/American Express V. Mcmahon: The Diminishing Role Of Courts In Securities Disputes, Craig L. Griffin May 1988

Shearson/American Express V. Mcmahon: The Diminishing Role Of Courts In Securities Disputes, Craig L. Griffin

BYU Law Review

No abstract provided.


The Sale-Of-Business Doctrine - Golden V. Garafalo, Cass C. Butler Mar 1983

The Sale-Of-Business Doctrine - Golden V. Garafalo, Cass C. Butler

BYU Law Review

No abstract provided.


Expanded View Of Section 12(2) Liability: Junker V. Crory, Richard C. Taggart Nov 1982

Expanded View Of Section 12(2) Liability: Junker V. Crory, Richard C. Taggart

BYU Law Review

No abstract provided.


Lawyer Duties In Securities Transactions Under Rule 2(E): The Carter Opinions, David H. Barber Sep 1982

Lawyer Duties In Securities Transactions Under Rule 2(E): The Carter Opinions, David H. Barber

BYU Law Review

No abstract provided.


Second Circuit Expands Section 10(B) Liability To Security Fraud Committed In Breach Of An Employee's Fiduciary Duty: United States V. Newman, Charles Lee Deem May 1982

Second Circuit Expands Section 10(B) Liability To Security Fraud Committed In Breach Of An Employee's Fiduciary Duty: United States V. Newman, Charles Lee Deem

BYU Law Review

No abstract provided.


The Scope Of The Judicially Implied Private Right Of Action Under Rule 10b-5: Shores V. Sklar, E. Douglas Clark Mar 1982

The Scope Of The Judicially Implied Private Right Of Action Under Rule 10b-5: Shores V. Sklar, E. Douglas Clark

BYU Law Review

No abstract provided.


A New Measure Of Damages For Tippee-Trading Violations Under Rule 10b-5: Elkind V. Liggett & Myers, Inc., Mark W. Hansen May 1981

A New Measure Of Damages For Tippee-Trading Violations Under Rule 10b-5: Elkind V. Liggett & Myers, Inc., Mark W. Hansen

BYU Law Review

No abstract provided.


Tender Offers And Bidder Access To Target Company Shareholder Lists May 1978

Tender Offers And Bidder Access To Target Company Shareholder Lists

BYU Law Review

No abstract provided.


The Elusive Limited Offering Exemption Of The Utah Uniform Securities Act, Ralph R. Mabey, Alan L. Smith Nov 1976

The Elusive Limited Offering Exemption Of The Utah Uniform Securities Act, Ralph R. Mabey, Alan L. Smith

BYU Law Review

No abstract provided.


Securities Regulation--Definition Of A Securityshare Of A Nonprofit Cooperative Housing Corporation Is Not A Security--United Housing Foundation, Inc. V. Forman Oct 1975

Securities Regulation--Definition Of A Securityshare Of A Nonprofit Cooperative Housing Corporation Is Not A Security--United Housing Foundation, Inc. V. Forman

BYU Law Review

No abstract provided.