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Banking and Finance Law Commons™

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2013

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Institution
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Publication
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Articles 1 - 30 of 329

Full-Text Articles in Banking and Finance Law

Crowdfunding For Biotechs: How The Sec’S Proposed Rule May Undermine Capital Formation For Startups, Brian J. Farnkoff Dec 2013

Crowdfunding For Biotechs: How The Sec’S Proposed Rule May Undermine Capital Formation For Startups, Brian J. Farnkoff

Journal of Contemporary Health Law & Policy (1985-2015)

No abstract provided.


Social Engineering Through Shari’A: Islamic Law And State-Directed Da’Wa In Contemporary Aceh, R. Michael Feener Dec 2013

Social Engineering Through Shari’A: Islamic Law And State-Directed Da’Wa In Contemporary Aceh, R. Michael Feener

Indonesia Law Review

This study of the contemporary Islamic legal system in Aceh, Indonesia argues for new attention to be paid to the ways in which contemporary Muslim agendas for the implementation of Islamic law can be read as projects for future oriented social transformation—rather than as a series of reactive measures to perceived ‘crises of modernity’ and/or the political machinations of rival elites in contesting control of state power. In doing so it highlights the ways in which the ideals of, and institutional formations developed by, proponents of Islamic law are configured in relation to a broad range of non-Muslim modernist projects, …


A Technological Approach To Reforming Japan's Consumption Tax, Richard Thompson Ainsworth Dec 2013

A Technological Approach To Reforming Japan's Consumption Tax, Richard Thompson Ainsworth

Faculty Scholarship

Significant change has been forecast for the Japanese Consumption Tax. Revenue needs are pressing, and the Consumption Tax appears to be underutilized. Should the rate be doubled from 5% to 10%, or more? If so, will rate increases necessitate further structural changes – recasting this annual credit-subtraction levy into a European style credit-invoice VAT? These options have not proven to be politically palatable, but they are directions that have been under active consideration.

On October 1, 2013 the Japanese Cabinet Office announced that the Consumption Tax would rise from 5% to 8% effective April 1, 2014. The rate will increase …


Market Collaboration: Finance, Culture, And Ethnography After Neoliberalism, Annelise Riles Dec 2013

Market Collaboration: Finance, Culture, And Ethnography After Neoliberalism, Annelise Riles

Cornell Law Faculty Publications

In the wake of the disasters of March 2011, financial regulators and financial-risk management experts in Japan expressed little hope that much could be done nor did they take great interest in defining possible policy interventions. This curious response to regulatory crisis coincided with a new fascination with culturalist explanations of financial markets, on the one hand, and a resort to what I term “data politics”—a politics of intensified data collection—on the other. In this article, I analyze these developments as being exemplary of a new regulatory moment characterized by a loss of faith in both free market regulation and …


Dirty Remics, Revisited, Bradley T. Borden, David J. Reiss Dec 2013

Dirty Remics, Revisited, Bradley T. Borden, David J. Reiss

Cornell Law Faculty Publications

No abstract provided.


Injunctions In Sovereign Debt Litigation, Mark C. Weidemaier, Anna Gelpern Nov 2013

Injunctions In Sovereign Debt Litigation, Mark C. Weidemaier, Anna Gelpern

Georgetown Law Faculty Publications and Other Works

Injunctions against foreign sovereigns have come under criticism on comity and enforcement grounds. We argue that these objections are overstated. Comity considerations are important but not dispositive. Enforcement objections assign too much significance to the court’s inability to impose meaningful contempt sanctions, overlooking the fact that, when a foreign sovereign is involved, both money judgments and injunctions are enforced through what amounts to a court-imposed embargo. This embargo discourages third parties from dealing with the sovereign and, if sufficiently costly, can induce the sovereign to comply. Nevertheless, we are skeptical about injunctions in sovereign debt litigation. They are prone to …


Beyond Finance: Permissible Commercial Activities Of U.S. Financial Holding Companies, Saule T. Omarova Nov 2013

Beyond Finance: Permissible Commercial Activities Of U.S. Financial Holding Companies, Saule T. Omarova

Cornell Law Faculty Publications

!is essay explains the legal basis for, and examines public policy implications of, recent expansion of large U.S. financial holding companies’ non-financial business activities. Despite its potentially significant impact on economic growth and systemic stability, this phenomenon of financial conglomeration beyond finance remains poorly understood. Yet, any truly comprehensive and effective reform of financial services regulation must address public policy issues that arise when “too-big-to-fail” banks grow even bigger and more systemically significant by combining finance with commerce.


Financial Regulation Reform: Politics, Implementation And Alternatives, Anat R. Admati Nov 2013

Financial Regulation Reform: Politics, Implementation And Alternatives, Anat R. Admati

North Carolina Banking Institute

No abstract provided.


Designing Countercyclical Capital Buffers, Brett H. Mcdonnell Nov 2013

Designing Countercyclical Capital Buffers, Brett H. Mcdonnell

North Carolina Banking Institute

No abstract provided.


Organizational Diversity And Regulatory Strategy In Financial Markets: Possibilities For Upgrading And Reform, Marc Schneiberg Nov 2013

Organizational Diversity And Regulatory Strategy In Financial Markets: Possibilities For Upgrading And Reform, Marc Schneiberg

North Carolina Banking Institute

No abstract provided.


Income Inequality: Panel On Financialization, Economic Opportunity, And The Future Of American Democracy, Timothy Noah Nov 2013

Income Inequality: Panel On Financialization, Economic Opportunity, And The Future Of American Democracy, Timothy Noah

North Carolina Banking Institute

No abstract provided.


Gotterdammerung, Lawrence G. Baxter Nov 2013

Gotterdammerung, Lawrence G. Baxter

North Carolina Banking Institute

No abstract provided.


Financialization: Causes, Inequality Consequences, And Policy Implications, Donald Tomaskovic-Devey, Ken-Hou Lin Nov 2013

Financialization: Causes, Inequality Consequences, And Policy Implications, Donald Tomaskovic-Devey, Ken-Hou Lin

North Carolina Banking Institute

No abstract provided.


Keeping Tabs On Financial Innovation: Product Identifiers In Consumer Financial Regulation, Daniel Carpenter, Patricia A. Mccoy Nov 2013

Keeping Tabs On Financial Innovation: Product Identifiers In Consumer Financial Regulation, Daniel Carpenter, Patricia A. Mccoy

North Carolina Banking Institute

No abstract provided.


The Undersigned Attorney Hereby Certifies -- The Washington Supreme Court Rule On Standards And Its Implications, Justice Sheryl Gordon Mccloud, Justice Susan Owens, Marc Boman, Joanne Moore Nov 2013

The Undersigned Attorney Hereby Certifies -- The Washington Supreme Court Rule On Standards And Its Implications, Justice Sheryl Gordon Mccloud, Justice Susan Owens, Marc Boman, Joanne Moore

Seattle Journal for Social Justice

No abstract provided.


G Forces: Gideon V. Wainwright And Matthew Adler's Move Beyond Cost-Benefit Analysis, Janet Moore Nov 2013

G Forces: Gideon V. Wainwright And Matthew Adler's Move Beyond Cost-Benefit Analysis, Janet Moore

Seattle Journal for Social Justice

No abstract provided.


Dark Medicine: How The National Research Act Has Failed To Address Racist Practices In Biomedical Experiments Targeting The African-American Community, Anietie Maureen-Ann Akpan Nov 2013

Dark Medicine: How The National Research Act Has Failed To Address Racist Practices In Biomedical Experiments Targeting The African-American Community, Anietie Maureen-Ann Akpan

Seattle Journal for Social Justice

No abstract provided.


Do We Have It Right This Time? An Analysis Of The Accomplishments And Shortcomings Of Washington's Indian Child Welfare Act, Karen Gray Young Nov 2013

Do We Have It Right This Time? An Analysis Of The Accomplishments And Shortcomings Of Washington's Indian Child Welfare Act, Karen Gray Young

Seattle Journal for Social Justice

No abstract provided.


Securing Food Justice, Sovereignty & Sustainability In The Face Of The Food Safety Modernization Act (Fsma), Eve Kerber Nov 2013

Securing Food Justice, Sovereignty & Sustainability In The Face Of The Food Safety Modernization Act (Fsma), Eve Kerber

Seattle Journal for Social Justice

No abstract provided.


Driving While License Suspended - Third Degree, A Framework For Requesting Alternative Sentences, Sahar Fathi Nov 2013

Driving While License Suspended - Third Degree, A Framework For Requesting Alternative Sentences, Sahar Fathi

Seattle Journal for Social Justice

No abstract provided.


About The Authors Nov 2013

About The Authors

Seattle Journal for Social Justice

No abstract provided.


Financial Innovation And Flexible Regulation: Destabilizing The Regulatory State, Cristie Ford Nov 2013

Financial Innovation And Flexible Regulation: Destabilizing The Regulatory State, Cristie Ford

North Carolina Banking Institute

No abstract provided.


Political Accountability, Campaign Finance, And Regulatory Reform, Michael Waldman Nov 2013

Political Accountability, Campaign Finance, And Regulatory Reform, Michael Waldman

North Carolina Banking Institute

No abstract provided.


Foreword, Sarah A. Core, Lissa L. Broome Nov 2013

Foreword, Sarah A. Core, Lissa L. Broome

North Carolina Banking Institute

No abstract provided.


Explaining And Curbing Capture, Rachel E. Barkow Nov 2013

Explaining And Curbing Capture, Rachel E. Barkow

North Carolina Banking Institute

No abstract provided.


Regulatory Capture: Why It Occurs, How To Minimize It, Gerard Jr. Caprio Nov 2013

Regulatory Capture: Why It Occurs, How To Minimize It, Gerard Jr. Caprio

North Carolina Banking Institute

No abstract provided.


A Debate Framed By Fallacies, Robert Jenkins Nov 2013

A Debate Framed By Fallacies, Robert Jenkins

North Carolina Banking Institute

No abstract provided.


Keynote Address: The Continuing Problem Of Too Big To Fail, Simon Johnson Nov 2013

Keynote Address: The Continuing Problem Of Too Big To Fail, Simon Johnson

North Carolina Banking Institute

No abstract provided.


The Sec Can No Longer Regulate From Behind, Stanley Sporkin Nov 2013

The Sec Can No Longer Regulate From Behind, Stanley Sporkin

North Carolina Banking Institute

No abstract provided.


Headwinds Confronting The Sec, James D. Cox Nov 2013

Headwinds Confronting The Sec, James D. Cox

North Carolina Banking Institute

No abstract provided.