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Full-Text Articles in Banking and Finance Law
Standing, Statutory Violations, And Concrete Injury In Federal Consumer Financial Protection Statutes After Spokeo, Inc. V. Robins, John H. Hykes Iii
Standing, Statutory Violations, And Concrete Injury In Federal Consumer Financial Protection Statutes After Spokeo, Inc. V. Robins, John H. Hykes Iii
North Carolina Banking Institute
No abstract provided.
The North Carolina State Tax Treatment Of Virtual Currency: An Unanswered Question, Kelly J. Winstead
The North Carolina State Tax Treatment Of Virtual Currency: An Unanswered Question, Kelly J. Winstead
North Carolina Banking Institute
No abstract provided.
Front Matter, North Carolina Banking Institute
Front Matter, North Carolina Banking Institute
North Carolina Banking Institute
No abstract provided.
De Novo Banks: Viable Business Model Or Quaint Relic From The Past, Ray Grace
De Novo Banks: Viable Business Model Or Quaint Relic From The Past, Ray Grace
North Carolina Banking Institute
No abstract provided.
Customer Due Diligence: Fincen And The Beneficial Ownership Requirement For Legal Entity Customers, Adam S. Coto
Customer Due Diligence: Fincen And The Beneficial Ownership Requirement For Legal Entity Customers, Adam S. Coto
North Carolina Banking Institute
No abstract provided.
Chapter 2 In The History Of Cmbs: Coming To Terms With The New Rules, Alan Kronovet, Chris Van Heerden
Chapter 2 In The History Of Cmbs: Coming To Terms With The New Rules, Alan Kronovet, Chris Van Heerden
North Carolina Banking Institute
No abstract provided.
Leveraged Lending Guidance And Enforcement: Moving The Fulcrum, Peter Webb
Leveraged Lending Guidance And Enforcement: Moving The Fulcrum, Peter Webb
North Carolina Banking Institute
No abstract provided.
The Direct Impact Of Disparate Impact Claims On Banks, Ballard J. Yelton
The Direct Impact Of Disparate Impact Claims On Banks, Ballard J. Yelton
North Carolina Banking Institute
No abstract provided.
Pre-Dispute Mandatory Arbitration Clauses In Consumer Financial Products: The Cfpb's Proposed Regulation And Its Consistency With The Arbitration Study, Brenna A. Sheffield
Pre-Dispute Mandatory Arbitration Clauses In Consumer Financial Products: The Cfpb's Proposed Regulation And Its Consistency With The Arbitration Study, Brenna A. Sheffield
North Carolina Banking Institute
No abstract provided.
New Wine Into Old Bottles: Fintech Meets The Bank Regulatory World, John L. Douglas
New Wine Into Old Bottles: Fintech Meets The Bank Regulatory World, John L. Douglas
North Carolina Banking Institute
No abstract provided.
Less Is Not More: The Need To Regulate Apple Pay, Maxwell L. Gregson
Less Is Not More: The Need To Regulate Apple Pay, Maxwell L. Gregson
North Carolina Banking Institute
No abstract provided.
Section 622 Of The Dodd-Frank Act: Self-Defeating Liability Concentration Limits, S. Kenneth Lee
Section 622 Of The Dodd-Frank Act: Self-Defeating Liability Concentration Limits, S. Kenneth Lee
North Carolina Banking Institute
No abstract provided.
Stress Testing Under Dodd-Frank: Easing The Regulatory Burden For Midsize Financial Companies, James F. Powers Iii
Stress Testing Under Dodd-Frank: Easing The Regulatory Burden For Midsize Financial Companies, James F. Powers Iii
North Carolina Banking Institute
No abstract provided.
The Volcker Rule: Clarifying The Anti-Evasion Provision To Facilitate Compliance, Vinita Tandon
The Volcker Rule: Clarifying The Anti-Evasion Provision To Facilitate Compliance, Vinita Tandon
North Carolina Banking Institute
No abstract provided.
The So-Called Democratization Of Capital Markets: Why Title Iii Of The Jobs Act Fails To Fulfill The Promise Of Crowdfunding, Max E. Isaacson
The So-Called Democratization Of Capital Markets: Why Title Iii Of The Jobs Act Fails To Fulfill The Promise Of Crowdfunding, Max E. Isaacson
North Carolina Banking Institute
No abstract provided.
Foreword, Eric S. Anderson, Lissa L. Broome
Foreword, Eric S. Anderson, Lissa L. Broome
North Carolina Banking Institute
No abstract provided.
The Future Of Community Banking, Anthony Gaeta Jr.
The Future Of Community Banking, Anthony Gaeta Jr.
North Carolina Banking Institute
No abstract provided.
The Dodd-Frank Act Is Working And Will Protect The American People If It Is Not Killed Before Fully Implemented, Dennis M. Kelleher, Stephen W. Hall, Frank Medina
The Dodd-Frank Act Is Working And Will Protect The American People If It Is Not Killed Before Fully Implemented, Dennis M. Kelleher, Stephen W. Hall, Frank Medina
North Carolina Banking Institute
No abstract provided.
Table Of Contents, North Carolina Banking Institute
Table Of Contents, North Carolina Banking Institute
North Carolina Banking Institute
No abstract provided.
Cybersecurity For Financial Institutions: The Integral Role Of Information Sharing In Cyber Attack Mitigation, Ariana L. Johnson
Cybersecurity For Financial Institutions: The Integral Role Of Information Sharing In Cyber Attack Mitigation, Ariana L. Johnson
North Carolina Banking Institute
No abstract provided.
The Banking Shuffle: Barring The Reordering Of Consumer Transactions And Other Recommendations, Tanisha M. Edwards
The Banking Shuffle: Barring The Reordering Of Consumer Transactions And Other Recommendations, Tanisha M. Edwards
North Carolina Banking Institute
No abstract provided.
Fdic V. Rippy: Due Care And The Business Judgment Rule In The Fourth Circuit And The Potential Implications For The Banking Industry, Cory A. Mckenna
Fdic V. Rippy: Due Care And The Business Judgment Rule In The Fourth Circuit And The Potential Implications For The Banking Industry, Cory A. Mckenna
North Carolina Banking Institute
No abstract provided.
Judge, Jury, And Executioner: Sec Administrative Law Judges Post-Dodd Frank, Giles D. Beal Iv
Judge, Jury, And Executioner: Sec Administrative Law Judges Post-Dodd Frank, Giles D. Beal Iv
North Carolina Banking Institute
No abstract provided.
The Three Legislative Components Necessary To Curb Corporate Tax Inversions, Sarah A. Wahl
The Three Legislative Components Necessary To Curb Corporate Tax Inversions, Sarah A. Wahl
North Carolina Banking Institute
This Note proceeds in four parts. Part II defines tax inversion, provides an overview of the recent regulations enacted by the Treasury, and discusses the role of major financial institutions in these transactions. Part III uses recent inversion deals to illustrate some responses to the recent regulation. Part IV uses President Obama’s 2015 budget proposal (the "Budget") and three recent legislative proposals to analyze the three major policies and explains why some are more effective than others. Lastly, Part V discusses how anti- inversion legislation impacts advisors and their clients and argues that ultimately, the United States should adopt a …
Cybersecurity: Recognizing The Risk And Protecting Against Attacks, Kristin Shields
Cybersecurity: Recognizing The Risk And Protecting Against Attacks, Kristin Shields
North Carolina Banking Institute
This Note proceeds in six parts. Part II details the mechanics behind cyberattacks. Part III identifies the effects of cyberattacks on financial institutions. Part IV discusses the legal liability of financial institutions following a cyberattack. Part V evaluates regulatory efforts to increase cybersecurity requirements and prevent cyberattacks. Part VI suggests solutions financial institutions may use to protect against cyberattacks. Finally, Part VII concludes by emphasizing the importance of financial institutions using the available guidance to make sure that their networks are sufficiently protected.
The Home Affordable Modification Program: The Federal Circuit Court Split Leaves Mortgagors’ Rights To Pursue State Law Claims Unclear, Christopher J. Disanto
The Home Affordable Modification Program: The Federal Circuit Court Split Leaves Mortgagors’ Rights To Pursue State Law Claims Unclear, Christopher J. Disanto
North Carolina Banking Institute
This Note proceeds in four parts. Part II explains why the Home Affordable Modification Program ("HAMP") was instituted and the process it sets forth for a mortgagor to obtain a permanent modification of a home mortgage. Part III discusses the different approaches federal circuit courts have taken in analyzing whether HAMP precludes state law claims. Part IV discusses why circuit courts allowing state law claims relating to HAMP set a better precedent for mortgagors seeking to enforce their servicer’s HAMP obligations. Part V concludes by discussing the ramifications of precluding state law claims and briefly recounts the claims that have …
The Tour De Fraud: What Foreign Banks Can Learn From The Bnp Paribas Settlement, Jason A. Burner
The Tour De Fraud: What Foreign Banks Can Learn From The Bnp Paribas Settlement, Jason A. Burner
North Carolina Banking Institute
This Note proceeds in five parts. Part II provides a brief discussion of U.S. trade sanction law. Part III reviews three selected foreign bank settlements prior to BNPP’s settlement. Part IV outlines the BNPP case and the actions that lead to such a large sanction and settlement. Part V discusses BNPP’s lack of cooperation and compliance and how this affected the settlement. Part VI concludes by examining the implications of the sanction and the lessons that foreign banks can learn from BNPP’s actions.
What Money Market Mutual Fund Reform Means For Banks And Money Market Deposit Accounts, Carlton B. Price Iv
What Money Market Mutual Fund Reform Means For Banks And Money Market Deposit Accounts, Carlton B. Price Iv
North Carolina Banking Institute
This Note considers the impact that the Reform will have on the financial products industry, and specifically, on banks that offer money market deposit accounts ("MMDA"), which are direct competitors of money market mutual funds ("MMMF"). Part II provides a background on MMMFs and the "breaking the buck" phenomenon. Part III addresses attempts to decrease the riskiness of MMMFs in the wake of the 2008 financial crisis and the "breaking of the buck" event in September 2008. Part IV details the requirements of the Reform and the issues discussed by commenters to the Proposed Rule. Part V analyzes the costs …
Front Matter, North Carolina Banking Institute
Front Matter, North Carolina Banking Institute
North Carolina Banking Institute
No abstract provided.
Contents, North Carolina Banking Institute
Contents, North Carolina Banking Institute
North Carolina Banking Institute
No abstract provided.