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Fordham Journal of Corporate & Financial Law

Articles 181 - 210 of 266

Full-Text Articles in Banking and Finance Law

New York Revises Ethics Rules To Permit Limited Mdps: A Critical Analysis Of The New York Approach, The Future Of The Mdp Debate After Enron, And Recommendations For Other Jurisdictions, John P. Lucci Jan 2003

New York Revises Ethics Rules To Permit Limited Mdps: A Critical Analysis Of The New York Approach, The Future Of The Mdp Debate After Enron, And Recommendations For Other Jurisdictions, John P. Lucci

Fordham Journal of Corporate & Financial Law

No abstract provided.


A Tangled Web: Compliance Director Liability Under The Securities Laws, Anthony Pirraglia Jan 2003

A Tangled Web: Compliance Director Liability Under The Securities Laws, Anthony Pirraglia

Fordham Journal of Corporate & Financial Law

No abstract provided.


"Go Pick A Client" - And Other Tales Of Woe Resulting From The Selection Of Class Counsel By Court-Ordered Competitive Bidding, Fred B. Burnside Jan 2003

"Go Pick A Client" - And Other Tales Of Woe Resulting From The Selection Of Class Counsel By Court-Ordered Competitive Bidding, Fred B. Burnside

Fordham Journal of Corporate & Financial Law

No abstract provided.


Piercing The Corporate Veil Of A New York Not-For-Profit Corporation, Matthew D. Caudill Jan 2003

Piercing The Corporate Veil Of A New York Not-For-Profit Corporation, Matthew D. Caudill

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Executive Protection: Freezing The Financial Assets Of Alleged Terrorists, The Constitution, And Foreign Participation In U.S. Financial Markets, R. Colgate Selden Jan 2003

The Executive Protection: Freezing The Financial Assets Of Alleged Terrorists, The Constitution, And Foreign Participation In U.S. Financial Markets, R. Colgate Selden

Fordham Journal of Corporate & Financial Law

No abstract provided.


Financial Account Aggregation: The Liability Perspective, Ann S. Spiotto Jan 2003

Financial Account Aggregation: The Liability Perspective, Ann S. Spiotto

Fordham Journal of Corporate & Financial Law

No abstract provided.


Proposals For Insider Trading Regulation After The Fall Of The House Of Enron, James P. Jalil Jan 2003

Proposals For Insider Trading Regulation After The Fall Of The House Of Enron, James P. Jalil

Fordham Journal of Corporate & Financial Law

No abstract provided.


The New Mandate Of The Corporate Lawyer After The Fall Of Enron And The Enactment Of The Sarbanes-Oxley Act, Christina R. Salem Jan 2003

The New Mandate Of The Corporate Lawyer After The Fall Of Enron And The Enactment Of The Sarbanes-Oxley Act, Christina R. Salem

Fordham Journal of Corporate & Financial Law

No abstract provided.


International Insolvency And Environmental Obligations: A Preclude To Resolving The Conflicting Policies Of A Clean Slate Versus A Clean Site In Transnational Bankruptcies, David Neiman Jan 2003

International Insolvency And Environmental Obligations: A Preclude To Resolving The Conflicting Policies Of A Clean Slate Versus A Clean Site In Transnational Bankruptcies, David Neiman

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Misappropriation Theory Of Insider Trading In The Supreme Court: A (Brief) Response To The (Many) Critics Of United States V. O'Hagan, Randall W. Quinn Jan 2003

The Misappropriation Theory Of Insider Trading In The Supreme Court: A (Brief) Response To The (Many) Critics Of United States V. O'Hagan, Randall W. Quinn

Fordham Journal of Corporate & Financial Law

No abstract provided.


If Multidisciplinary Parternships Are Introduced Into The United States, What Could Or Should Be The Role Of General Counsel?, Michele D. Beardslee Jan 2003

If Multidisciplinary Parternships Are Introduced Into The United States, What Could Or Should Be The Role Of General Counsel?, Michele D. Beardslee

Fordham Journal of Corporate & Financial Law

No abstract provided.


Bag Wars And Bank Wars, The Gucci And Banque National De Paris Hostile Bids: European Culture Responds To Active Shareholders, Ernesto Hernández-López Jan 2003

Bag Wars And Bank Wars, The Gucci And Banque National De Paris Hostile Bids: European Culture Responds To Active Shareholders, Ernesto Hernández-López

Fordham Journal of Corporate & Financial Law

No abstract provided.


In Employers We Trust The Federal Right Of Contribution Under Internal Revenue Code Section 6672, Kenneth Ryesky Jan 2003

In Employers We Trust The Federal Right Of Contribution Under Internal Revenue Code Section 6672, Kenneth Ryesky

Fordham Journal of Corporate & Financial Law

No abstract provided.


Disclosure Of The Irrelevant? –Impact Of The Sec’S Final Proxy Voting Disclosure Rules, Brian D. Stewart Jan 2003

Disclosure Of The Irrelevant? –Impact Of The Sec’S Final Proxy Voting Disclosure Rules, Brian D. Stewart

Fordham Journal of Corporate & Financial Law

No abstract provided.


From Behind The Corporate Veil: The Outing Of Wall Street's Investment Banking Scandals - Why Recent Regulations May Not Mean The Dawn Of A New Day, Gina N. Scianni Jan 2003

From Behind The Corporate Veil: The Outing Of Wall Street's Investment Banking Scandals - Why Recent Regulations May Not Mean The Dawn Of A New Day, Gina N. Scianni

Fordham Journal of Corporate & Financial Law

No abstract provided.


Multinational Enforcement Of U.S. Securities Laws: The Need For The Clear And Restrained Scope Of Extraterritorial Subject-Matter Jurisdiction., Kun Young Chang Jan 2003

Multinational Enforcement Of U.S. Securities Laws: The Need For The Clear And Restrained Scope Of Extraterritorial Subject-Matter Jurisdiction., Kun Young Chang

Fordham Journal of Corporate & Financial Law

No abstract provided.


International Money Laundering Abatement And Anti-Terrorist Financing Act Of 2001: Congress Wears A Blindfold While Giving Money Laundering Legislation A Facelift, George A. Lyden Jan 2003

International Money Laundering Abatement And Anti-Terrorist Financing Act Of 2001: Congress Wears A Blindfold While Giving Money Laundering Legislation A Facelift, George A. Lyden

Fordham Journal of Corporate & Financial Law

No abstract provided.


Information Privacy And Internet Company Insolvencies: When A Business Fails, Does Divesture Or Bankruptcy Better Protect The Consumer?, Farah Z. Usmani Jan 2003

Information Privacy And Internet Company Insolvencies: When A Business Fails, Does Divesture Or Bankruptcy Better Protect The Consumer?, Farah Z. Usmani

Fordham Journal of Corporate & Financial Law

No abstract provided.


The A.A. Sommer, Jr. Annual Lecture On Corporate Securities & Financial Law: Post-Enron America: An Sec Perspective, Harvey Goldschmid, William Treanor, John F.X. Peloso, Jill Fisch Jan 2003

The A.A. Sommer, Jr. Annual Lecture On Corporate Securities & Financial Law: Post-Enron America: An Sec Perspective, Harvey Goldschmid, William Treanor, John F.X. Peloso, Jill Fisch

Fordham Journal of Corporate & Financial Law

No abstract provided.


An Analysis Of The Section 3(A)(10) Exemption Under The Securities Act Of 1933 In The Context Of The Public Offering Component Of Section 3(C)(1) Of The Investment Company Act Of 1940, Marc F. Holzapfel Jan 2003

An Analysis Of The Section 3(A)(10) Exemption Under The Securities Act Of 1933 In The Context Of The Public Offering Component Of Section 3(C)(1) Of The Investment Company Act Of 1940, Marc F. Holzapfel

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Future Of Codetermination After Centros: Will German Corporate Law Move Closer To The U.S. Model?, Jens C. Dammann Jan 2003

The Future Of Codetermination After Centros: Will German Corporate Law Move Closer To The U.S. Model?, Jens C. Dammann

Fordham Journal of Corporate & Financial Law

No abstract provided.


Gifts Of Family Llc Units In A Post-Hackl Era: Present Interests Or Future Interests?, Thomas S. Flickinger Jan 2003

Gifts Of Family Llc Units In A Post-Hackl Era: Present Interests Or Future Interests?, Thomas S. Flickinger

Fordham Journal of Corporate & Financial Law

No abstract provided.


To Shred Or Not To Shred: Document Retention Policies And Federal Obstruction Of Justice Statutes, Christopher R. Chase Jan 2003

To Shred Or Not To Shred: Document Retention Policies And Federal Obstruction Of Justice Statutes, Christopher R. Chase

Fordham Journal of Corporate & Financial Law

No abstract provided.


The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro Jan 2001

The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro

Fordham Journal of Corporate & Financial Law

No abstract provided.


Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani Jan 2001

Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani

Fordham Journal of Corporate & Financial Law

No abstract provided.


Leach Keynote Address, James A. Leach Jan 2001

Leach Keynote Address, James A. Leach

Fordham Journal of Corporate & Financial Law

No abstract provided.


Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr. Jan 2001

Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr.

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway Jan 2001

The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway

Fordham Journal of Corporate & Financial Law

No abstract provided.


The New Policy Agenda For Financial Services, Richard S. Carnell Jan 2001

The New Policy Agenda For Financial Services, Richard S. Carnell

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford Jan 2001

The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford

Fordham Journal of Corporate & Financial Law

No abstract provided.