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Articles 1291 - 1320 of 1451
Full-Text Articles in Banking and Finance Law
Is Silence Golden When It Comes To Auditing?, 36 J. Marshall L. Rev. 57 (2002), Darin Bartholomew
Is Silence Golden When It Comes To Auditing?, 36 J. Marshall L. Rev. 57 (2002), Darin Bartholomew
UIC Law Review
No abstract provided.
What Enron Means For The Management And Control Of The Modern Business Corporation: Some Initial Reflections, Jeffrey N. Gordon
What Enron Means For The Management And Control Of The Modern Business Corporation: Some Initial Reflections, Jeffrey N. Gordon
Faculty Scholarship
The Enron case plays on many different dimensions, but its prominence is not merely part of popular culture's obsession with scandal du jour. Rather, the Enron situation challenges some of the core beliefs and practices that have underpinned the academic analysis of corporate law and governance, including mergers and acquisitions, since the 1980s. These amount to an interlocking set of institutions that constitute "shareholder capitalism," American-style, 2001, that we have been aggressively promoting throughout the world. We have come to rely on a particular set of assumptions about the connection between stock market prices and underlying economic realities; the reliability …
Understanding Enron: "It's About Gatekeepers, Stupid", John C. Coffee Jr.
Understanding Enron: "It's About Gatekeepers, Stupid", John C. Coffee Jr.
Faculty Scholarship
What do we know after Enron's implosion that we did not know before it? The conventional wisdom is that the Enron debacle reveals basic weaknesses in our contemporary system of corporate governance. Perhaps, this is so, but where is the weakness located? Under what circumstances will critical systems fail? Major debacles of historical dimensions – and Enron is surely that – tend to produce an excess of explanations. In Enron's case, the firm's strange failure is becoming a virtual Rorschach test in which each commentator can see evidence confirming what he or she already believed.
Regulation And Investors' Trust In The Securities Market, Tamar Frankel
Regulation And Investors' Trust In The Securities Market, Tamar Frankel
Faculty Scholarship
The subject of investor confidence in the securities markets has received wide attention recently as details of fraud and avarice continue to emerge. Investors' trust in the securities markets is important for the reasons discussed in Professor Stout's marvelous paper.1 This Comment focuses on the relationship between investors' trust and government regulation of the markets. By regulation I mean congressional legislation and actions by federal agencies. I exclude the courts mainly because their lawmaking is not primarily policy-based, and my aim is to sound the alarm for legislative and regulatory policy-directed actions. Many an economist and academic have argued …
The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro
The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro
Fordham Journal of Corporate & Financial Law
No abstract provided.
Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani
Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani
Fordham Journal of Corporate & Financial Law
No abstract provided.
Leach Keynote Address, James A. Leach
Leach Keynote Address, James A. Leach
Fordham Journal of Corporate & Financial Law
No abstract provided.
Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr.
Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr.
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway
The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway
Fordham Journal of Corporate & Financial Law
No abstract provided.
The New Policy Agenda For Financial Services, Richard S. Carnell
The New Policy Agenda For Financial Services, Richard S. Carnell
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford
The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford
Fordham Journal of Corporate & Financial Law
No abstract provided.
Lessons To Be Learned: The Conflict In International Antitrust Law Contrasted With Progress In International Financial Law, William P. Connolly
Lessons To Be Learned: The Conflict In International Antitrust Law Contrasted With Progress In International Financial Law, William P. Connolly
Fordham Journal of Corporate & Financial Law
No abstract provided.
A Tribute To Sec Chairman Arthur Levitt: Inaugural A.A. Sommer, Jr. Lecturer In Corporate Securities & Financial Law, John D. Ferrick
A Tribute To Sec Chairman Arthur Levitt: Inaugural A.A. Sommer, Jr. Lecturer In Corporate Securities & Financial Law, John D. Ferrick
Fordham Journal of Corporate & Financial Law
No abstract provided.
Costs Paid With Other People's Money - Inaugural Address, A.A. Sommer, Jr. Annual Lecture In Corporate, Securities & Financial Law, Arthur Levitt
Costs Paid With Other People's Money - Inaugural Address, A.A. Sommer, Jr. Annual Lecture In Corporate, Securities & Financial Law, Arthur Levitt
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Sec's Regulation Fd, Richard L. Anderson, David Becker, Harvey L. Goldschmid, Eric D. Roiter, Susan E. Wolf, Alex Zisson, Jill E. Fisch
The Sec's Regulation Fd, Richard L. Anderson, David Becker, Harvey L. Goldschmid, Eric D. Roiter, Susan E. Wolf, Alex Zisson, Jill E. Fisch
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Resolution Of Securities Disputes, Constantine N. Katsoris
The Resolution Of Securities Disputes, Constantine N. Katsoris
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Sec's "Fair Value" Standard For Mutual Fund Investment In Restricted Shares And Other Illiquid Securities , Janet Kiholm Smith Dr.
The Sec's "Fair Value" Standard For Mutual Fund Investment In Restricted Shares And Other Illiquid Securities , Janet Kiholm Smith Dr.
Fordham Journal of Corporate & Financial Law
No abstract provided.
Dedication Of The Fordham Center For Corporate, Securities And Financial Law, John D. Feerick
Dedication Of The Fordham Center For Corporate, Securities And Financial Law, John D. Feerick
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Hot Ipo Phenomenon And The Great Internet Bust, Andres Rueda
The Hot Ipo Phenomenon And The Great Internet Bust, Andres Rueda
Fordham Journal of Corporate & Financial Law
No abstract provided.
Analyst Liability And The Internet Bubble: The Morgan Stanley/Mary Meeker Cases, Jaimee L. Campbell
Analyst Liability And The Internet Bubble: The Morgan Stanley/Mary Meeker Cases, Jaimee L. Campbell
Fordham Journal of Corporate & Financial Law
No abstract provided.
An Overview Of Derivatives Litigation, 1994 To 2000, John D. Finnerty
An Overview Of Derivatives Litigation, 1994 To 2000, John D. Finnerty
Fordham Journal of Corporate & Financial Law
No abstract provided.
Small Business Reorganization And The Sabre Proposals, Karen M. Gebbia-Pinett
Small Business Reorganization And The Sabre Proposals, Karen M. Gebbia-Pinett
Fordham Journal of Corporate & Financial Law
No abstract provided.
Muddy Rules For Securitizations, Edward J. Janger
Muddy Rules For Securitizations, Edward J. Janger
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Impact Of Bankruptcy Reform On "True Sale" Determination In Securitization Transactions, Steven Schwarcz
The Impact Of Bankruptcy Reform On "True Sale" Determination In Securitization Transactions, Steven Schwarcz
Fordham Journal of Corporate & Financial Law
No abstract provided.
Revised Article 9, The Proposed Bankruptcy Code Amendments And Securitizing Debtors And Their Creditors, Lois R. Lupica
Revised Article 9, The Proposed Bankruptcy Code Amendments And Securitizing Debtors And Their Creditors, Lois R. Lupica
Fordham Journal of Corporate & Financial Law
No abstract provided.
Means Testing Consumer Bankruptcy: The Problem Of Means, Jean Braucher
Means Testing Consumer Bankruptcy: The Problem Of Means, Jean Braucher
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Problem Of Corporate Groups, A Comment On Professor Ziegel, Robert K. Rasmussen
The Problem Of Corporate Groups, A Comment On Professor Ziegel, Robert K. Rasmussen
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Soft-Landing Fallacy And Consumer Debtors, Barry E. Adler
The Soft-Landing Fallacy And Consumer Debtors, Barry E. Adler
Fordham Journal of Corporate & Financial Law
No abstract provided.
Comment On Means Testing Consumer Bankruptcy By Jean Braucher, Eric Posner
Comment On Means Testing Consumer Bankruptcy By Jean Braucher, Eric Posner
Fordham Journal of Corporate & Financial Law
No abstract provided.
Lesson From The Trenches: Debtor Educator In Theory And Practice, Susan Block-Lieb, Karen Gross, Richard L. White
Lesson From The Trenches: Debtor Educator In Theory And Practice, Susan Block-Lieb, Karen Gross, Richard L. White
Fordham Journal of Corporate & Financial Law
No abstract provided.