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Articles 1291 - 1320 of 1451

Full-Text Articles in Banking and Finance Law

Is Silence Golden When It Comes To Auditing?, 36 J. Marshall L. Rev. 57 (2002), Darin Bartholomew Jan 2002

Is Silence Golden When It Comes To Auditing?, 36 J. Marshall L. Rev. 57 (2002), Darin Bartholomew

UIC Law Review

No abstract provided.


What Enron Means For The Management And Control Of The Modern Business Corporation: Some Initial Reflections, Jeffrey N. Gordon Jan 2002

What Enron Means For The Management And Control Of The Modern Business Corporation: Some Initial Reflections, Jeffrey N. Gordon

Faculty Scholarship

The Enron case plays on many different dimensions, but its prominence is not merely part of popular culture's obsession with scandal du jour. Rather, the Enron situation challenges some of the core beliefs and practices that have underpinned the academic analysis of corporate law and governance, including mergers and acquisitions, since the 1980s. These amount to an interlocking set of institutions that constitute "shareholder capitalism," American-style, 2001, that we have been aggressively promoting throughout the world. We have come to rely on a particular set of assumptions about the connection between stock market prices and underlying economic realities; the reliability …


Understanding Enron: "It's About Gatekeepers, Stupid", John C. Coffee Jr. Jan 2002

Understanding Enron: "It's About Gatekeepers, Stupid", John C. Coffee Jr.

Faculty Scholarship

What do we know after Enron's implosion that we did not know before it? The conventional wisdom is that the Enron debacle reveals basic weaknesses in our contemporary system of corporate governance. Perhaps, this is so, but where is the weakness located? Under what circumstances will critical systems fail? Major debacles of historical dimensions – and Enron is surely that – tend to produce an excess of explanations. In Enron's case, the firm's strange failure is becoming a virtual Rorschach test in which each commentator can see evidence confirming what he or she already believed.


Regulation And Investors' Trust In The Securities Market, Tamar Frankel Jan 2002

Regulation And Investors' Trust In The Securities Market, Tamar Frankel

Faculty Scholarship

The subject of investor confidence in the securities markets has received wide attention recently as details of fraud and avarice continue to emerge. Investors' trust in the securities markets is important for the reasons discussed in Professor Stout's marvelous paper.1 This Comment focuses on the relationship between investors' trust and government regulation of the markets. By regulation I mean congressional legislation and actions by federal agencies. I exclude the courts mainly because their lawmaking is not primarily policy-based, and my aim is to sound the alarm for legislative and regulatory policy-directed actions. Many an economist and academic have argued …


The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro Jan 2001

The New Normal: Changes In Self Regulation And The Securities Industry In The Wake Of The 9/11 Tragedy, Mary L. Schapiro

Fordham Journal of Corporate & Financial Law

No abstract provided.


Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani Jan 2001

Inequities In The Resolution Of Securities Disputes: Individual Or Class Action; Arbitration Or Litigation, Farah Z. Usmani

Fordham Journal of Corporate & Financial Law

No abstract provided.


Leach Keynote Address, James A. Leach Jan 2001

Leach Keynote Address, James A. Leach

Fordham Journal of Corporate & Financial Law

No abstract provided.


Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr. Jan 2001

Strategic Planning For Financial Institutions In A New Legal And Economic Environment, Carl Felsenfeld, William T. Lifland, Ernest T. Patrikis, Frank Scifo, William J. Sweet Jr.

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway Jan 2001

The Policy Aspect, Consumer Data Privacy, Clyde Mitchell, Carl Howard, Oliver I. Ireland, Joel R. Reidenberg, Jay N. Soloway

Fordham Journal of Corporate & Financial Law

No abstract provided.


The New Policy Agenda For Financial Services, Richard S. Carnell Jan 2001

The New Policy Agenda For Financial Services, Richard S. Carnell

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford Jan 2001

The Critical Issue Of Standing Under Section 11 Of The Securities Act Of 1933, Paul C. Curnin, Christine M. Ford

Fordham Journal of Corporate & Financial Law

No abstract provided.


Lessons To Be Learned: The Conflict In International Antitrust Law Contrasted With Progress In International Financial Law, William P. Connolly Jan 2001

Lessons To Be Learned: The Conflict In International Antitrust Law Contrasted With Progress In International Financial Law, William P. Connolly

Fordham Journal of Corporate & Financial Law

No abstract provided.


A Tribute To Sec Chairman Arthur Levitt: Inaugural A.A. Sommer, Jr. Lecturer In Corporate Securities & Financial Law, John D. Ferrick Jan 2001

A Tribute To Sec Chairman Arthur Levitt: Inaugural A.A. Sommer, Jr. Lecturer In Corporate Securities & Financial Law, John D. Ferrick

Fordham Journal of Corporate & Financial Law

No abstract provided.


Costs Paid With Other People's Money - Inaugural Address, A.A. Sommer, Jr. Annual Lecture In Corporate, Securities & Financial Law, Arthur Levitt Jan 2001

Costs Paid With Other People's Money - Inaugural Address, A.A. Sommer, Jr. Annual Lecture In Corporate, Securities & Financial Law, Arthur Levitt

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Sec's Regulation Fd, Richard L. Anderson, David Becker, Harvey L. Goldschmid, Eric D. Roiter, Susan E. Wolf, Alex Zisson, Jill E. Fisch Jan 2001

The Sec's Regulation Fd, Richard L. Anderson, David Becker, Harvey L. Goldschmid, Eric D. Roiter, Susan E. Wolf, Alex Zisson, Jill E. Fisch

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Resolution Of Securities Disputes, Constantine N. Katsoris Jan 2001

The Resolution Of Securities Disputes, Constantine N. Katsoris

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Sec's "Fair Value" Standard For Mutual Fund Investment In Restricted Shares And Other Illiquid Securities , Janet Kiholm Smith Dr. Jan 2001

The Sec's "Fair Value" Standard For Mutual Fund Investment In Restricted Shares And Other Illiquid Securities , Janet Kiholm Smith Dr.

Fordham Journal of Corporate & Financial Law

No abstract provided.


Dedication Of The Fordham Center For Corporate, Securities And Financial Law, John D. Feerick Jan 2001

Dedication Of The Fordham Center For Corporate, Securities And Financial Law, John D. Feerick

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Hot Ipo Phenomenon And The Great Internet Bust, Andres Rueda Jan 2001

The Hot Ipo Phenomenon And The Great Internet Bust, Andres Rueda

Fordham Journal of Corporate & Financial Law

No abstract provided.


Analyst Liability And The Internet Bubble: The Morgan Stanley/Mary Meeker Cases, Jaimee L. Campbell Jan 2001

Analyst Liability And The Internet Bubble: The Morgan Stanley/Mary Meeker Cases, Jaimee L. Campbell

Fordham Journal of Corporate & Financial Law

No abstract provided.


An Overview Of Derivatives Litigation, 1994 To 2000, John D. Finnerty Jan 2001

An Overview Of Derivatives Litigation, 1994 To 2000, John D. Finnerty

Fordham Journal of Corporate & Financial Law

No abstract provided.


Small Business Reorganization And The Sabre Proposals, Karen M. Gebbia-Pinett Jan 2001

Small Business Reorganization And The Sabre Proposals, Karen M. Gebbia-Pinett

Fordham Journal of Corporate & Financial Law

No abstract provided.


Muddy Rules For Securitizations, Edward J. Janger Jan 2001

Muddy Rules For Securitizations, Edward J. Janger

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Impact Of Bankruptcy Reform On "True Sale" Determination In Securitization Transactions, Steven Schwarcz Jan 2001

The Impact Of Bankruptcy Reform On "True Sale" Determination In Securitization Transactions, Steven Schwarcz

Fordham Journal of Corporate & Financial Law

No abstract provided.


Revised Article 9, The Proposed Bankruptcy Code Amendments And Securitizing Debtors And Their Creditors, Lois R. Lupica Jan 2001

Revised Article 9, The Proposed Bankruptcy Code Amendments And Securitizing Debtors And Their Creditors, Lois R. Lupica

Fordham Journal of Corporate & Financial Law

No abstract provided.


Means Testing Consumer Bankruptcy: The Problem Of Means, Jean Braucher Jan 2001

Means Testing Consumer Bankruptcy: The Problem Of Means, Jean Braucher

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Problem Of Corporate Groups, A Comment On Professor Ziegel, Robert K. Rasmussen Jan 2001

The Problem Of Corporate Groups, A Comment On Professor Ziegel, Robert K. Rasmussen

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Soft-Landing Fallacy And Consumer Debtors, Barry E. Adler Jan 2001

The Soft-Landing Fallacy And Consumer Debtors, Barry E. Adler

Fordham Journal of Corporate & Financial Law

No abstract provided.


Comment On Means Testing Consumer Bankruptcy By Jean Braucher, Eric Posner Jan 2001

Comment On Means Testing Consumer Bankruptcy By Jean Braucher, Eric Posner

Fordham Journal of Corporate & Financial Law

No abstract provided.


Lesson From The Trenches: Debtor Educator In Theory And Practice, Susan Block-Lieb, Karen Gross, Richard L. White Jan 2001

Lesson From The Trenches: Debtor Educator In Theory And Practice, Susan Block-Lieb, Karen Gross, Richard L. White

Fordham Journal of Corporate & Financial Law

No abstract provided.