Digital Commons Network^™

‘Datafying’ Financial Market Regulations: A Regtech Experiment With The Finra Rulebook, Craig Atkinson, Joseph Potvin

Centre for Digital Law

Securities markets have been at the forefront of digital transformation since the beginning of scalable computing in the 1960s. In 2022, the Financial Industry Regulatory Authority (FINRA) in the United States began piloting a ‘machine-readable rulebook’ and related online information services. Based on a 2023 response to FINRA’s request for public comment, we outline how the regulator’s work on ‘digital rules’ could be scaled and systematically integrated into the operations of its member entities: experimentation with a Large Language Model (LLM) to help pre-structure FINRA rules in controlled natural language (CNL) and the use of Data With Direction Specification (DWDS) …

Hello, Jarvis, Archan Misra

Asian Management Insights

How AI-enabled interactive agents will reshape our workforce of today and tomorrow.

From Emergency Rooms To Boardrooms, Tow Keang Lim

Asian Management Insights

How doctors think can improve business decision-making.

Smart Heuristics For Smart Management, Jochen Reb, Shenghua Luan, Gerd Gigerenzer

Asian Management Insights

How leaders can make effective decisions in a VUCA world.

Developing Singapore As A Smart Nation, Josephine Teo

Asian Management Insights

Mrs Josephine Teo, Singapore’s Minister for Communications and Information, and Minister-in-charge of Smart Nation and Cybersecurity, speaks about leading the country’s Smart Nation drive.

Service Transformation That Will Boost Your Business, Neeta Lachmandas-Sakellariou

Asian Management Insights

Focus on your customers to catapult your company to success. However, leaders must drive a culture change to make it happen.

Test-Time Augmentation For 3d Point Cloud Classification And Segmentation, Tuan-Anh Vu, Srinjay Sarkar, Zhiyuan Zhang, Binh-Son Hua, Sai-Kit Yeung

Research Collection School Of Computing and Information Systems

Data augmentation is a powerful technique to enhance the performance of a deep learning task but has received less attention in 3D deep learning. It is well known that when 3D shapes are sparsely represented with low point density, the performance of the downstream tasks drops significantly. This work explores test-time augmentation (TTA) for 3D point clouds. We are inspired by the recent revolution of learning implicit representation and point cloud upsampling, which can produce high-quality 3D surface reconstruction and proximity-to-surface, respectively. Our idea is to leverage the implicit field reconstruction or point cloud upsampling techniques as a systematic way …

Iterative Graph Self-Distillation, Hanlin Zhang, Shuai Lin, Weiyang Liu, Pan Zhou, Jian Tang, Xiaodan Liang, Eric Xing

Research Collection School Of Computing and Information Systems

Recently, there has been increasing interest in the challenge of how to discriminatively vectorize graphs. To address this, we propose a method called Iterative Graph Self-Distillation (IGSD) which learns graph-level representation in an unsupervised manner through instance discrimination using a self-supervised contrastive learning approach. IGSD involves a teacher-student distillation process that uses graph diffusion augmentations and constructs the teacher model using an exponential moving average of the student model. The intuition behind IGSD is to predict the teacher network representation of the graph pairs under different augmented views. As a natural extension, we also apply IGSD to semi-supervised scenarios by …

Towards Understanding Convergence And Generalization Of Adamw, Pan Zhou, Xingyu Xie, Zhouchen Lin, Shuicheng Yan

Research Collection School Of Computing and Information Systems

AdamW modifies Adam by adding a decoupled weight decay to decay network weights per training iteration. For adaptive algorithms, this decoupled weight decay does not affect specific optimization steps, and differs from the widely used ℓ2-regularizer which changes optimization steps via changing the first- and second-order gradient moments. Despite its great practical success, for AdamW, its convergence behavior and generalization improvement over Adam and ℓ2-regularized Adam (ℓ2-Adam) remain absent yet. To solve this issue, we prove the convergence of AdamW and justify its generalization advantages over Adam and ℓ2-Adam. Specifically, AdamW provably converges but minimizes a dynamically regularized loss that …

Stability Verification In Stochastic Control Systems Via Neural Network Supermartingales, Mathias Lechner, Dorde Zikelic, Krishnendu Chatterjee, Thomas A. Henzinger

Research Collection School Of Computing and Information Systems

We consider the problem of formally verifying almost-sure (a.s.) asymptotic stability in discrete-time nonlinear stochastic control systems. While verifying stability in deterministic control systems is extensively studied in the literature, verifying stability in stochastic control systems is an open problem. The few existing works on this topic either consider only specialized forms of stochasticity or make restrictive assumptions on the system, rendering them inapplicable to learning algorithms with neural network policies. In this work, we present an approach for general nonlinear stochastic control problems with two novel aspects: (a) instead of classical stochastic extensions of Lyapunov functions, we use ranking …

Self-Admitted Technical Debts Identification: How Far Are We?, Hao Gu, Shichao Zhang, Qiao Huang, Zhifang Liao, Jiakun Liu, David Lo

Research Collection School Of Computing and Information Systems

Self-admitted technical debt (SATD) is a kind of technical debt that is already acknowledged by the developers and needs additional work or resources to address in the future. In recent years, though many methods have been proposed to detect SATDs, these methods have mainly focused on Java-type code comments published by Maldonado et al. It is unclear whether these methods trained on Maldonado's code comments dataset can find SATD in other programming languages or other software artifacts, such as issue trackers, pull requests, and commit messages effectively. In order to answer the above confusion and investigate how far our community …

Sustainability Forecasting For Deep Learning Packages, Junxiao Han, Yunkun Wang, Zhongxin Liu, Lingfeng Bao, Jiakun Liu, David Lo, Shuiguang Deng

Research Collection School Of Computing and Information Systems

Deep Learning (DL) technologies have been widely adopted to tackle various tasks. In this process, through software dependencies, a multi-layer DL supply chain (SC) is formed, with DL frameworks acting as the root, DL packages acting as the bridge nodes, and downstream DL projects acting as the periphery. However, most Open Source Software (OSS) projects may fail. Considering the crucial position of DL packages in the DL SC, to foster the sustainable development of DL SCs and DL packages, we aim to forecast the long-term sustainability of DL packages. Here, sustained activity is adopted as the main proxy of sustainability, …

Gsword: Gpu-Accelerated Sampling For Subgraph Counting, Chang Ye, Yuchen Li, Shixuan Sun, Wentian Guo

Research Collection School Of Computing and Information Systems

Subgraph counting is a fundamental component for many downstream applications such as graph representation learning and query optimization. Since obtaining the exact count is often intractable, there have been a plethora of approximation methods on graph sampling techniques. Nonetheless, the state-of-the-art sampling methods still require massive samples to produce accurate approximations on large data graphs. We propose gSWORD, a GPU framework that leverages the massive parallelism of GPUs to accelerate iterative sampling algorithms for subgraph counting. Despite the embarrassingly parallel nature of the samples, there are unique challenges in accelerating subgraph counting due to its irregular computation logic. To address …

Improvement Of Flow Coefficient Estimation With Limited Well Test Data For Real-Time Condition Analytics Of Choke Valve, T. Visawameteekul, Tin Seong Kam, P. Thamvechvitee

Research Collection School Of Computing and Information Systems

The study discusses a method for monitoring the internal condition of choke valves to predict sand erosion using flow coefficient (Cv). The method calculates the Cv of the choke valve by utilizing eight parameters and compares it to the newly manufactured value to generate warnings. However, the availability of spot-check well test data can significantly impact the model's efficiency if tests are performed infrequently. To address this issue, the Extended Cv monitoring method is proposed in this paper. The main purpose of this study is to develop a model for estimating Cv value in the absence of well test data. …

Transiam: Aggregating Multi-Modal Visual Features With Locality For Medical Image Segmentation, Xuejian Li, Shiqiang Ma, Junhai Xu, Jijun Tang, Shengfeng He, Fei Guo

Research Collection School Of Computing and Information Systems

Automatic segmentation of medical images plays an important role in the diagnosis of diseases. On single-modal data, convolutional neural networks have demonstrated satisfactory performance. However, multi-modal data encompasses a greater amount of information rather than single-modal data. Multi-modal data can be effectively used to improve the segmentation accuracy of regions of interest by analyzing both spatial and temporal information. In this study, we propose a dual-path segmentation model for multi-modal medical images, named TranSiam. Taking into account that there is a significant diversity between the different modalities, TranSiam employs two parallel CNNs to extract the features which are specific to …

Simulated Annealing With Reinforcement Learning For The Set Team Orienteering Problem With Time Windows, Vincent F. Yu, Nabila Y. Salsabila, Shih-W Lin, Aldy Gunawan

Research Collection School Of Computing and Information Systems

This research investigates the Set Team Orienteering Problem with Time Windows (STOPTW), a new variant of the well-known Team Orienteering Problem with Time Windows and Set Orienteering Problem. In the STOPTW, customers are grouped into clusters. Each cluster is associated with a profit attainable when a customer in the cluster is visited within the customer's time window. A Mixed Integer Linear Programming model is formulated for STOPTW to maximizing total profit while adhering to time window constraints. Since STOPTW is an NP-hard problem, a Simulated Annealing with Reinforcement Learning (SARL) algorithm is developed. The proposed SARL incorporates the core concepts …

Non-Monotonic Generation Of Knowledge Paths For Context Understanding, Pei-Chi Lo, Ee-Peng Lim

Research Collection School Of Computing and Information Systems

Knowledge graphs can be used to enhance text search and access by augmenting textual content with relevant background knowledge. While many large knowledge graphs are available, using them to make semantic connections between entities mentioned in the textual content remains to be a difficult task. In this work, we therefore introduce contextual path generation (CPG) which refers to the task of generating knowledge paths, contextual path, to explain the semantic connections between entities mentioned in textual documents with given knowledge graph. To perform CPG task well, one has to address its three challenges, namely path relevance, incomplete knowledge graph, and …

Non-Binary Evaluation Of Next-Basket Food Recommendation, Yue Liu, Palakorn Achananuparp, Ee-Peng Lim

Research Collection School Of Computing and Information Systems

Next-basket recommendation (NBR) is a recommendation task that predicts a basket or a set of items a user is likely to adopt next based on his/her history of basket adoption sequences. It enables a wide range of novel applications and services from predicting next basket of items for grocery shopping to recommending food items a user is likely to consume together in the next meal. Even though much progress has been made in the algorithmic NBR research over the years, little research has been done to broaden knowledge about the evaluation of NBR methods, which is largely based on the …

Re-Examining Judicial Review Of Delegated Legislation, Kenny Chng

Research Collection Yong Pung How School Of Law

The usage of delegated legislation as a means of governance deserves significant attention, in view of the enormous impact that it is capable of having on the lives of citizens. While reforms to the process of parliamentary scrutiny are an important means of minimising the inappropriate usage of delegated legislation, this paper explores the possibility of drawing more fruitfully upon judicial review as an additional control mechanism. It undertakes a theoretical analysis of what makes delegated legislation distinct from primary legislation and other types of executive action for the purposes of judicial review, with a view towards identifying the proper …

Fixing Your Own Smells: Adding A Mistake-Based Familiarization Step When Teaching Code Refactoring, Ivan Wei Han Tan, Christopher M. Poskitt

Research Collection School Of Computing and Information Systems

Programming problems can be solved in a multitude of functionally correct ways, but the quality of these solutions (e.g. readability, maintainability) can vary immensely. When code quality is poor, symptoms emerge in the form of 'code smells', which are specific negative characteristics (e.g. duplicate code) that can be resolved by applying refactoring patterns. Many undergraduate computing curricula train students on this software engineering practice, often doing so via exercises on unfamiliar instructor-provided code. Our observation, however, is that this makes it harder for novices to internalise refactoring as part of their own development practices. In this paper, we propose a …

Ditmos: Delving Into Diverse Tiny-Model Selection On Microcontrollers, Xiao Ma, Shengfeng He, Hezhe Qiao, Dong Ma

Research Collection School Of Computing and Information Systems

Enabling efficient and accurate deep neural network (DNN) inference on microcontrollers is non-trivial due to the constrained on-chip resources. Current methodologies primarily focus on compressing larger models yet at the expense of model accuracy. In this paper, we rethink the problem from the inverse perspective by constructing small/weak models directly and improving their accuracy. Thus, we introduce DiTMoS, a novel DNN training and inference framework with a selectorclassifiers architecture, where the selector routes each input sample to the appropriate classifier for classification. DiTMoS is grounded on a key insight: a composition of weak models can exhibit high diversity and the …

Active Discovering New Slots For Task-Oriented Conversation, Yuxia Wu, Tianhao Dai, Zhedong Zheng, Lizi Liao

Research Collection School Of Computing and Information Systems

Existing task-oriented conversational systems heavily rely on domain ontologies with pre-defined slots and candidate values. In practical settings, these prerequisites are hard to meet, due to the emerging new user requirements and ever-changing scenarios. To mitigate these issues for better interaction performance, there are efforts working towards detecting out-of-vocabulary values or discovering new slots under unsupervised or semi-supervised learning paradigms. However, overemphasizing on the conversation data patterns alone induces these methods to yield noisy and arbitrary slot results. To facilitate the pragmatic utility, real-world systems tend to provide a stringent amount of human labeling quota, which offers an authoritative way …

T-Pickseer: Visual Analysis Of Taxi Pick-Up Point Selection Behavior, Shuxian Gu, Yemo Dai, Zezheng Feng, Yong Wang, Haipeng Zeng

Research Collection School Of Computing and Information Systems

Taxi drivers often take much time to navigate the streets to look for passengers, which leads to high vacancy rates and wasted resources. Empty taxi cruising remains a big concern for taxi companies. Analyzing the pick-up point selection behavior can solve this problem effectively, providing suggestions for taxi management and dispatch. Many studies have been devoted to analyzing and recommending hotspot regions of pick-up points, which can make it easier for drivers to pick-up passengers. However, the selection of pick-up points is complex and affected by multiple factors, such as convenience and traffic management. Most existing approaches cannot produce satisfactory …

Harnessing The Advances Of Meda To Optimize Multi-Puf For Enhancing Ip Security Of Biochips, Chen Dong, Xiaodong Guo, Sihuang Lian, Yinan Yao, Zhenyi Chen, Yang Yang, Zhanghui Liu

Research Collection School Of Computing and Information Systems

Digital microfluidic biochips (DMFBs) have a significant stride in the applications of medicine and the biochemistry in recent years. DMFBs based on micro-electrode-dot-array (MEDA) architecture, as the next-generation DMFBs, aim to overcome drawbacks of conventional DMFBs, such as droplet size restriction, low accuracy, and poor sensing ability. Since the potential market value of MEDA biochips is vast, it is of paramount importance to explore approaches to protect the intellectual property (IP) of MEDA biochips during the development process. In this paper, an IP authentication strategy based on the multi-PUF applied to MEDA biochips is presented, called bioMPUF, consisting of Delay …

Conditional Neural Heuristic For Multiobjective Vehicle Routing Problems, Mingfeng Fan, Yaoxin Wu, Zhiguang Cao, Wen Song, Guillaume Sartoretti, Huan Liu, Guohua Wu

Research Collection School Of Computing and Information Systems

Existing neural heuristics for multiobjective vehicle routing problems (MOVRPs) are primarily conditioned on instance context, which failed to appropriately exploit preference and problem size, thus holding back the performance. To thoroughly unleash the potential, we propose a novel conditional neural heuristic (CNH) that fully leverages the instance context, preference, and size with an encoder–decoder structured policy network. Particularly, in our CNH, we design a dual-attention-based encoder to relate preferences and instance contexts, so as to better capture their joint effect on approximating the exact Pareto front (PF). We also design a size-aware decoder based on the sinusoidal encoding to explicitly …

On The Effects Of Information Asymmetry In Digital Currency Trading, Kwansoo Kim, Robert John Kauffman

Research Collection School Of Computing and Information Systems

We report on two studies that examine how social sentiment influences information asymmetry in digital currency markets. We also assess whether cryptocurrency can be an investment vehicle, as opposed to only an instrument for asset speculation. Using a dataset on transactions from an exchange in South Korea and sentiment from Korean social media in 2018, we conducted a study of different trading behavior under two cryptocurrency trading market microstructures: a bid-ask spread dealer's market and a continuous trading buy-sell, immediate trade execution market. Our results highlight the impacts of positive and negative trader social sentiment valences on the effects of …

Ur2m: Uncertainty And Resource-Aware Event Detection On Microcontrollers, Hong Jia, Young D. Kwon, Dong Ma, Nhat Pham, Lorena Qendro, Tam Vu, Cecilia Mascolo

Research Collection School Of Computing and Information Systems

Traditional machine learning techniques are prone to generating inaccurate predictions when confronted with shifts in the distribution of data between the training and testing phases. This vulnerability can lead to severe consequences, especially in applications such as mobile healthcare. Uncertainty estimation has the potential to mitigate this issue by assessing the reliability of a model's output. However, existing uncertainty estimation techniques often require substantial computational resources and memory, making them impractical for implementation on microcontrollers (MCUs). This limitation hinders the feasibility of many important on-device wearable event detection (WED) applications, such as heart attack detection. In this paper, we present …

T-Sciq: Teaching Multimodal Chain-Of-Thought Reasoning Via Large Language Model Signals For Science Question Answering, Lei Wang, Yi Hu, Jiabang He, Xing Xu, Ning Liu, Hui Liu, Heng Tao Shen

Research Collection School Of Computing and Information Systems

Large Language Models (LLMs) have recently demonstrated exceptional performance in various Natural Language Processing (NLP) tasks. They have also shown the ability to perform chain-of-thought (CoT) reasoning to solve complex problems. Recent studies have explored CoT reasoning in complex multimodal scenarios, such as the science question answering task, by fine-tuning multimodal models with high-quality human-annotated CoT rationales. However, collecting high-quality COT rationales is usually time-consuming and costly. Besides, the annotated rationales are hardly accurate due to the external essential information missed. To address these issues, we propose a novel method termed T-SciQ that aims at teaching science question answering with …

Study On The Influence Of Confucianism And Corporate Governance Mechanism On Performance, Yujie Wu

Dissertations and Theses Collection (Open Access)

As the cornerstone of traditional Chinese culture, Confucianism profoundly influences Chinese enterprises' behaviour. This study empirically examines the impact of Confucianism and corporate governance mechanisms on companies' financial and social performance, yielding the following principal conclusions utilizing data from Chinese-listed companies:

Firstly, Confucianism significantly and positively influences corporate performance. Enterprises deeply rooted in Confucian culture often exhibit superior financial and social performance. This finding indicates the positive role of Confucianism in promoting responsible corporate behaviours and enhancing performance.

Secondly, the impact of corporate governance mechanisms on corporate performance is complex. An increase in institutional ownership correlates positively with corporate performance, …

Research On The Innovation And Development Of China’S Hydrogen Fuel Cell Vehicle Industry, Xinhua Yu

Dissertations and Theses Collection (Open Access)

China's commitment to achieving "carbon peaking and carbon neutrality" has made the transition from conventional energy sources such as coal, oil, and natural gas to renewable energy sources such as solar, wind, and hydrogen an unavoidable trend. In this regard, the integration of new energy technologies into the automobile and transportation sectors has significantly impacted consumers' lifestyles and has emerged as a key focus for major investment institutions. Lithium-ion batteries, known for their advanced technology, cost-effectiveness, and safety, are the leading choice for use in passenger vehicles, gradually replacing conventional fossil fuel sources. This shift is also contributing to the …