Open Access. Powered by Scholars. Published by Universities.®
Articles 1 - 2 of 2
Full-Text Articles in Securities Law
Start Making Sense: An Analysis And Proposal For Insider Trading Regulation, Jill E. Fisch
Start Making Sense: An Analysis And Proposal For Insider Trading Regulation, Jill E. Fisch
All Faculty Scholarship
No abstract provided.
Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman
Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman
Elisabeth Haub School of Law Faculty Publications
This article examines the weaknesses of the present system of enforcement and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the Financial Services Act, the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.