Securities Law Commons^™

Whoops - The Imminent Reconciliation Of U.S. Securities Laws With International Comity After Morrison V. National Australia Bank And The Drafting Error In The Dodd-Frank Act, Andrew Rocks Jan 2011

Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis Jan 1997

Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson Jan 1991

The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne Jan 1988

Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant Jan 1981

Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr. Jan 1980

Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall Jan 1979

Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein Jan 1979

Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter Jan 1978

Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel Jan 1976

Securities Regulation - Breach Of Statutory Duty Of Inquiry Imposed By Section 17(A) Of Securites And Exchange Act Subjects Accountant To Liability As Aider-Abettor Of Securities Broker's Rule 10b-5 Violation, Philip G. Kircher Jan 1975

Securities - Outsiders Who Trade On Inside Information Held Accountable To The Corporation For Their Profits On The Basis Of Common Law Fiduciary Principles, Timothy J. Carson Jan 1974

The Controlling Persons Provisions: Conduits Of Secondary Liability Under Federal Securities Law, Kenneth I. Levin Jan 1974

Securities Regulation - An Unsuccessful Tender Offeror Has Standing To Sue The Target Corporation, The Successful Contestant, And The Underwriter, For Damages Resulting From Violations Of Section 14(E) And Rule 10b-6, Jeffrey L. Pettis Jan 1974

Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley Jan 1974

The New Annual Report To Shareholders, Robert S. Kant Jan 1974

Securities Regulation - Purchaser-Seller Requirement Under Rule 10b-5 Abandoned By The Seventh Circuit, Standing To Sue Granted To A Non-Purchasing Or Selling Plaintiff, Garry Paul Jerome Jan 1974

The Liquidation-Reincorporation Device - Analysis And Proposed Solutions, Bruce D. Lombardo, Thomas C. Riley Jan 1969

The Decline Of The Purchaser-Seller Requirement Of Rule 10b-5, Edward J. Ciechon Jr. Jan 1969

Corporations - Proxy Regulations - Federal Courts Can Grant Complete Relief In Shareholder's Suit For Violation Of Section 14(A) Of Securities Exchange Act Of 1934, Jack J. Bernstein Jan 1964

Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan Jan 1961

Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter Jan 1960

A Discussion And Analysis Of The Valic Decision, Laurence M. Jones Jan 1960