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Securities Law Commons

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Articles 1 - 3 of 3

Full-Text Articles in Securities Law

Future-Priced Convertible Securities & The Outlook For "Death-Spiral" Securities-Fraud Litigation, Zachary T. Knepper Aug 2004

Future-Priced Convertible Securities & The Outlook For "Death-Spiral" Securities-Fraud Litigation, Zachary T. Knepper

ExpressO

No abstract provided.


In Re Merrill Lynch & Co., Inc. Research Reports Securities Litigation, Patrick G. Diamond Jan 2004

In Re Merrill Lynch & Co., Inc. Research Reports Securities Litigation, Patrick G. Diamond

NYLS Law Review

No abstract provided.


Gatekeeping, Peter B. Oh Jan 2004

Gatekeeping, Peter B. Oh

Articles

Gatekeeping is a metaphor ubiquitous across disciplines and within fields of law. Generally, gatekeeping comprises an actor monitoring the quality of information, products, or services. Specific conceptions of gatekeeping functions have arisen independently within corporate and evidentiary law. Corporate gatekeeping entails deciding whether to grant or withhold support necessary for financial disclosure; evidentiary gatekeeping entails assessing whether expert knowledge is relevant and reliable for admissibility. This article is the first to identify substantive parallels between gatekeeping in these two contexts and to suggest their cross-treatment. Public corporate gatekeepers, like their judicial evidentiary analogues, should bear a duty of reliable monitoring.