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Securities Law Commons

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Articles 1 - 9 of 9

Full-Text Articles in Securities Law

Tsc Industries Inc. V. Northway, Inc., Lewis F. Powell Jr. Oct 1975

Tsc Industries Inc. V. Northway, Inc., Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Foremost-Mckesson, Inc. V. Provident Securities Co., Lewis F. Powell Jr. Oct 1975

Foremost-Mckesson, Inc. V. Provident Securities Co., Lewis F. Powell Jr.

Supreme Court Case Files

No abstract provided.


Attorney's Responsibilities: Adversaries At The Bar Of The Sec, Roberta S. Karmel, Joseph C. Daley Jul 1975

Attorney's Responsibilities: Adversaries At The Bar Of The Sec, Roberta S. Karmel, Joseph C. Daley

Faculty Scholarship

No abstract provided.


The Extraterritorial Application Of The Federal Securities Code, Roberta S. Karmel Jul 1975

The Extraterritorial Application Of The Federal Securities Code, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Elements Of Recovery Under Rule 10b 5: Scienter, Reliance, And Plaintiff's Reasonable Conduct Requirement, Rutheford B. Campbell Jr. Mar 1975

Elements Of Recovery Under Rule 10b 5: Scienter, Reliance, And Plaintiff's Reasonable Conduct Requirement, Rutheford B. Campbell Jr.

Law Faculty Scholarly Articles

A comparison of the commentaries on rule 10b-5 indicates that uncertainty is widespread in this area of securities law. One area that is needlessly confused is the proper selection and definition of those elements necessary for recovery in a 10b-5 action. The purpose of this article is to consider four distinct elements that continue to be the source of constant litigation and comment and to suggest an approach that clarifies their meaning and use. The four elements are: (1) scienter (the defendant's state of mind), (2) reliance, (3) justifiable reliance, and (4) materiality. This article will analyze the use of …


Recapitalizations Under Section 3 (A) (9) Of The Securities Act Of 1933, J. William Hicks Jan 1975

Recapitalizations Under Section 3 (A) (9) Of The Securities Act Of 1933, J. William Hicks

Articles by Maurer Faculty

No abstract provided.


Current Problems Of Accountants' Responsibilities To Third Parties, T. J. Fiflis Jan 1975

Current Problems Of Accountants' Responsibilities To Third Parties, T. J. Fiflis

Publications

No abstract provided.


Liability For Misleading Statements Under Section 11, Ted J. Fiflis Jan 1975

Liability For Misleading Statements Under Section 11, Ted J. Fiflis

Publications

No abstract provided.


Utilizing Rule 10b-5 For Remedying Squeeze-Outs Or Oppression Of Minority Shareholders, F. Hodge O'Neal, Ronald R. Janke Jan 1975

Utilizing Rule 10b-5 For Remedying Squeeze-Outs Or Oppression Of Minority Shareholders, F. Hodge O'Neal, Ronald R. Janke

Faculty Scholarship

No abstract provided.