Open Access. Powered by Scholars. Published by Universities.®
- Discipline
- Institution
- Keyword
Articles 1 - 10 of 10
Full-Text Articles in Securities Law
Incorporation And The Securities Acts, Daniel T. Murphy
Incorporation And The Securities Acts, Daniel T. Murphy
Law Faculty Publications
ATTORNEYS, when advising clients regarding the advantages and disadvantages of incorporating a business, must carefully consider the applicability of the securities laws, state and federal, to the venture from its inception. If a business were run as a proprietorship or a general partnership, the principals could dispose of their interests in the business without consideration of the securities laws. The issuance of stock by a corporation to such individuals in exchange for cash or their interests in the business triggers the application of both state and federal securities laws. More importantly, however, the attorney must recognize that these statutes will …
Steadman V. Security And Exchange Commission (Sec), Lewis F. Powell Jr.
Steadman V. Security And Exchange Commission (Sec), Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Rubin V. United States, Lewis F. Powell Jr.
Rubin V. United States, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Panel I: A Fresh Look At Federal Regulatory Strategies, Roberta S. Karmel, Richard B. Smith
Panel I: A Fresh Look At Federal Regulatory Strategies, Roberta S. Karmel, Richard B. Smith
Faculty Scholarship
No abstract provided.
Redemption Of Stock Under The Model Business Corporations Act And The Virginia Stock Corporation Act, Daniel T. Murphy
Redemption Of Stock Under The Model Business Corporations Act And The Virginia Stock Corporation Act, Daniel T. Murphy
Law Faculty Publications
The Model Business Corporation Act (hereinafter the "Model Act") has been in existence for more than twenty-five years, and has served as the paradigm for the revised corporation statutes of approximately twenty-five states, including Virginia. Despite its age, certain of its provisions have been infrequently applied and interpreted in judicial opinions. One such set of provisions is that dealing with a corporation's right to redeem shares of its stock. The purpose of this article is to analyze the Model Act's provisions regarding the redemption of shares; and to review, in contrast thereto, the relevant provisions of the Virginia stock corporation …
The Special Study Of The Options Market: Its Findings And Recommendations, David A. Lipton
The Special Study Of The Options Market: Its Findings And Recommendations, David A. Lipton
Scholarly Articles
Since its inception in 1972, listed options trading has become a very important source of income for the securities industry. The total volume of transactions has risen dramatically, but so have investor complaints. The author of this article examines the 1979 study of the options markets issued by the SEC staff, notes its principal recommendations, and discusses the need for greater industry self-regulation. The author notes that the SEC is still considering final rule proposals in the options field, and he suggests that the options/securities industry will probably be altered in the following respects: (1) a restructuring of the existing …
Comment, Rationalizing Liability For Nondisclosure Under 10b-5: Equal Access To Information And United States V. Chiarella,, Juliet P. Kostritsky
Comment, Rationalizing Liability For Nondisclosure Under 10b-5: Equal Access To Information And United States V. Chiarella,, Juliet P. Kostritsky
Faculty Publications
Chiarella provided the Second Circuit with an opportunity to resolve an important issue on which there previously had been no square holding: whether a person who is not an insider and has no inside knowledge about the company whose securities he is trading nevertheless has a duty to disclose nonpublic material information in his possession about impending stock market events. The court viewed such a person as a "market insider"'" and found a duty to disclose. To evaluate the propriety of imposing liability in this situation, this comment will first trace the development and expansion of liability for nondisclosure under …
Reflections On Convenience Translations: A Reply To Professor Brooks, William K.S. Wang
Reflections On Convenience Translations: A Reply To Professor Brooks, William K.S. Wang
Faculty Scholarship
No abstract provided.