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Full-Text Articles in Securities Law
The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii
The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii
Manning G. Warren III
No abstract provided.
The Role Of The States In The Regulation Of Private Placements, Manning Gilbert Warren Iii
The Role Of The States In The Regulation Of Private Placements, Manning Gilbert Warren Iii
Manning G. Warren III
No abstract provided.
Reflections On Dual Regulation Of Securities: A Case For Reallocation Of Regulatory Responsibilities, Manning Gilbert Warren Iii
Reflections On Dual Regulation Of Securities: A Case For Reallocation Of Regulatory Responsibilities, Manning Gilbert Warren Iii
Manning G. Warren III
I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996's dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states.
Reflections On Dual Regulation Of Securities: A Case Against Preemption, Manning Gilbert Warren Iii
Reflections On Dual Regulation Of Securities: A Case Against Preemption, Manning Gilbert Warren Iii
Manning G. Warren III
No abstract provided.
A Birthday Toast To Texas Gulf Sulphur, Manning G. Warren Iii
A Birthday Toast To Texas Gulf Sulphur, Manning G. Warren Iii
Manning G. Warren III
This article commemorates the fiftieth anniversary of the Second Circuit’s Texas Gulf Sulphur decision by examining the impact of the case on insider trading law in the United States. The author begins by discussing the SEC’s opinion, In the Matter of Cady, Roberts & Co., which laid the foundation for the Texas Gulf Sulphur decision by creating a federal duty to disclose material nonpublic information or abstain from trading securities. The author then posits that the SEC, in its Cady, Roberts decision, rejected judicially developed common law fiduciary duty to disclose based on trust and confidence, and, by administrative fiat, …