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Full-Text Articles in Securities Law
The Gatekeepers Of Crowdfunding, Andrew A. Schwartz
The Gatekeepers Of Crowdfunding, Andrew A. Schwartz
Washington and Lee Law Review
Securities crowdfunding is premised on two core policy goals: inclusivity and efficiency. First, crowdfunding is conceived as an inclusive system where all entrepreneurs are given a chance to pitch their idea to the “crowd.” Second, crowdfunding is supposed to be an efficient way to channel funds from public investors to promising startup companies. There is a fundamental tension between these two policy goals, however. A totally inclusive system would ensure that platforms list any and every company that wants to participate. But platforms need to curate and select the companies they list in order to establish a reputation as a …
Cash For Your Conscience: Do Whistleblower Incentives Improve Enforcement Of The Foreign Corrupt Practices Act?, Amy Deen Westbrook
Cash For Your Conscience: Do Whistleblower Incentives Improve Enforcement Of The Foreign Corrupt Practices Act?, Amy Deen Westbrook
Washington and Lee Law Review
No abstract provided.
A Legal Frankenstein’S Monster: The Complete Bar Order In Securities Fraud Class Action Lawsuits, Jonathan C. Stanley
A Legal Frankenstein’S Monster: The Complete Bar Order In Securities Fraud Class Action Lawsuits, Jonathan C. Stanley
Washington and Lee Law Review
No abstract provided.
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
Washington and Lee Law Review
No abstract provided.
The Sale Of Business Doctrine: Judicial Exemption From The Federal Securities Laws
The Sale Of Business Doctrine: Judicial Exemption From The Federal Securities Laws
Washington and Lee Law Review
No abstract provided.
Continuing Confusion In The Definition Of A Security: The Sale Of Business Doctrine, Discretionary Trading Accounts, And Oil, Gas And Mineral Interests
Washington and Lee Law Review
No abstract provided.
The Illusory Statutory Basis Of Sec Rule 2(E)
The Illusory Statutory Basis Of Sec Rule 2(E)
Washington and Lee Law Review
No abstract provided.
More About Blue Sky, Richard B. Tyler
More About Blue Sky, Richard B. Tyler
Washington and Lee Law Review
No abstract provided.
Discretionary Commodity Accounts: Are They Securities And Does It Really Matter?
Discretionary Commodity Accounts: Are They Securities And Does It Really Matter?
Washington and Lee Law Review
No abstract provided.
The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin
The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin
Washington and Lee Law Review
No abstract provided.
Securities Regulation: Improved Financing Alternatives For Small Issuers
Securities Regulation: Improved Financing Alternatives For Small Issuers
Washington and Lee Law Review
No abstract provided.
Toward The Uncertificated Security: A Congressional Lead For States To Follow, Egon Guttman
Toward The Uncertificated Security: A Congressional Lead For States To Follow, Egon Guttman
Washington and Lee Law Review
No abstract provided.
A Guide To The Investigative And Enforcement Provisions Of The Uniform Securities Act, Joseph C. Long
A Guide To The Investigative And Enforcement Provisions Of The Uniform Securities Act, Joseph C. Long
Washington and Lee Law Review
No abstract provided.