Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- Administrative procedure (1)
- Agency (1)
- Conflict of Interest (1)
- Criminal procedure (1)
- Crisis (1)
-
- Judicial review of administrative acts (1)
- Pandemic (1)
- Rulemaking (1)
- SEC (1)
- Securities (1)
- Securities and Exchange Commission (1)
- Securities fraud (1)
- Settlements (1)
- Stock exchanges (1)
- Stockholder voting (1)
- Subpoena (1)
- United States Securities and Exchange Commission (1)
- United States/Securities and Exchange Commission (1)
Articles 1 - 5 of 5
Full-Text Articles in Securities Law
Temporary Securities Regulation, Anita K. Krug
Temporary Securities Regulation, Anita K. Krug
Washington and Lee Law Review
In times of crisis, including during the 2020–2021 global pandemic, the U.S. Securities and Exchange Commission (SEC) has engaged in a type of securities regulation that few scholars have acknowledged, let alone evaluated. Specifically, during recent market crises, the SEC adopted rules that are temporary, designed to help the securities markets and their participants— both public companies and public investment funds, such as mutual funds and ETFs—weather the crisis at hand but go no further. Once that goal has been accomplished, these rules usually expire, replaced by the permanent rules that they temporarily supplanted. Although the temporary-rulemaking endeavor is laudable—and …
Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery
Time For A Change: A Re-Examination Of The Settlement Policies Of The Securities And Exchange Commission , Anne C. Flannery
Washington and Lee Law Review
No abstract provided.
One Share, One Vote: The Sec's Duty To Protect Investors And Ensure Fair Administration Among The Securities Exchanges
Washington and Lee Law Review
No abstract provided.
Section 20(A) Or Respondeat Superior?: An Update
Section 20(A) Or Respondeat Superior?: An Update
Washington and Lee Law Review
No abstract provided.
Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc.
Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc.
Washington and Lee Law Review
No abstract provided.