Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- 1957 Investment Company Statute (1)
- 34th Standard Rule on Official Surveillance (1)
- 8(d) of the Securities Act of 1933 (1)
- Administrative law (1)
- Aktiengesellschaft (1)
-
- Aufsichtsrat (1)
- Aufsichtstrat (1)
- Bundesanzieger (1)
- Bundesaufsichtsamt für Kreditwesen (1)
- Bundestag (1)
- Buyer’s Right of Rescission (1)
- Closed-end funds (1)
- Committee on Financial Markets of the OECD (1)
- Depotbank (1)
- Dodd-Frank (1)
- Domestic investment companies (1)
- Federal Republic of Germany (1)
- Federal Supervisory Office for Credit Affairs (1)
- Financial Crisis of 2008 (1)
- Foreign-based mutual funds (1)
- Front end loading (1)
- Fund of Funds Ltd. (1)
- German Trade Law (1)
- Gesellchaft mit beschrankter Haftung (1)
- Investment Company Amendments Act of 1970 (1)
- JOBS Act (1)
- Kreditinstitute (1)
- Mutual fund shares (1)
- NYSE (1)
- National Securities Markets Improvement Act of 1996 (1)
- Publication Type
Articles 1 - 2 of 2
Full-Text Articles in Securities Law
Dictation And Delegation In Securities Regulation, Usha Rodrigues
Dictation And Delegation In Securities Regulation, Usha Rodrigues
Scholarly Works
When Congress undertakes major financial reform, either it dictates the precise contours of the law itself or it delegates the bulk of the rulemaking to an administrative agency. This choice has critical consequences. Making the law self-executing in federal legislation is swift, not subject to administrative tinkering, and less vulnerable than rulemaking to judicial second-guessing. Agency action is, in contrast, deliberate, subject to ongoing bureaucratic fiddling and more vulnerable than statutes to judicial challenge.
This Article offers the first empirical analysis of the extent of congressional delegation in securities law from 1970 to the present day, examining nine pieces of …
Regulating Foreign-Based Institutions For Collective Investment: The German Statute, The American Experience, And The Oecd Standard Rules, Charles B. Robson Jr.
Regulating Foreign-Based Institutions For Collective Investment: The German Statute, The American Experience, And The Oecd Standard Rules, Charles B. Robson Jr.
Georgia Journal of International & Comparative Law
No abstract provided.